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0 - 9
Company Name:
ROTHSCHILD & CO US INC.
Address:
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
CRD Number:
2910
CIK Number:
71260
SEC File Number:
813852
Financial Regulator:
SEC/ FINRA
Registration started
Ended
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2021
CDR: 255652
YVESANDRE ISTEL
EYVESANDRE ISTEL
started on
1993-02-19
CDR: 4167383
NICHOLAS DRYLAND
started on
2000-07-03
CDR: 2605675
JOHN CARROLL
started on
2000-08-09
CDR: 4219093
CHRISTA SCHACKERT
CHRISTA MARY MCNALLY
started on
2001-03-01
CDR: 4383601
ROGER KIMMEL
started on
2002-01-15
CDR: 4459485
HOMER PARKHILL
started on
2002-04-29
CDR: 4459478
DUSTIN MONDELL
DUSTIN MONDELL
started on
2003-09-29
CDR: 4862315
DAVID COHEN-MINTZ
started on
2005-03-24
CDR: 5150724
MATTHEW CHOU
started on
2008-02-12
CDR: 5372715
KUNAL BHALLA
started on
2008-08-27
CDR: 5647057
NICHOLAS HOOPER
NIC HOOPER
started on
2009-11-23
CDR: 4543185
JOSHUA MICHAELS
started on
2009-08-28
CDR: 4656196
MARCELO MESSER
started on
2009-05-11
CDR: 5646915
STEPHEN ANTINELLI
started on
2009-09-29
CDR: 5620859
SIMON PRATT
started on
2009-04-06
CDR: 2559686
STEVEN LIPMAN
started on
2009-05-15
CDR: 4289430
KARINA DANILYUK
started on
2009-11-05
CDR: 4438915
YUSIK CHOI
started on
2010-04-15
CDR: 5168162
HARKARAN BEDI
HARKARAN S BEDI
started on
2010-08-25
CDR: 5981064
MICHAEL POERSCHKE
MICHAEL POERSCHKE
started on
2011-12-22
CDR: 5861920
FRANK LONDON
started on
2011-06-21
CDR: 5803279
CARLOS TAKANO DE ARAUJO
started on
2011-08-15
CDR: 2985129
MATTHEW SPERLING
started on
2011-08-01
CDR: 4077565
ROBERT BERGER
started on
2012-03-12
CDR: 6053997
GIDEON VOLSCHENK
GIDEON JONANNES VOLSCHENK
started on
2012-08-10
CDR: 5941879
BENJAMIN GOLDENBERG
BENJAMIN JASON GOLDENBERG
started on
2012-09-03
CDR: 2575503
TRACY FELDMAN
started on
2012-02-03
CDR: 6086132
JOEL KAROTKIN
started on
2013-08-21
CDR: 3262953
DAVID BARON
started on
2013-11-12
CDR: 4218065
JAMES BEN
started on
2013-10-11
CDR: 6225804
DANIEL FLANARY
started on
2013-08-22
CDR: 1574523
PETER MOSES
PETER MOSES PJ MOSS
started on
2013-09-17
CDR: 5967336
KEVIN GLODOWSKI
started on
2013-01-24
CDR: 6316484
ALEKSEJ MOSER
started on
2014-08-18
CDR: 6311906
SARAH SLAOUI
started on
2014-07-29
CDR: 6177658
CHARLES JANG
started on
2014-04-22
CDR: 6250085
BRIAN LEE
started on
2014-02-13
CDR: 6191780
CHARLES DELO
started on
2014-01-13
CDR: 6219800
BRYAN GALVIN
BRYAN C GALVIN
started on
2015-10-01
CDR: 5759362
Ye Xia
started on
2015-01-03
CDR: 1742565
ADAM REEDER
started on
2015-12-07
CDR: 6359781
JOHN KANG
started on
2015-08-20
CDR: 6098193
TYLER LEUNG
started on
2015-09-09
CDR: 4218105
KENNETH SURJADINATA
started on
2015-05-29
CDR: 4753654
CHARLES KERECZ
started on
2015-08-12
CDR: 6063926
ANDREW SMITH
started on
2015-11-02
CDR: 6359797
ANDREW MORLEY
started on
2015-05-15
CDR: 2102814
DAN SKOLDS
started on
2015-11-13
CDR: 6213404
ROBIN KIM
ROBIN D KIM
started on
2015-06-16
CDR: 6359789
ROBERSON SANTOS DE OLIVEIRA
started on
2015-08-20
CDR: 1896376
LEE LEBRUN
LEE ANTONIO LEBRUN LEONARDO ANTOINE LEBRUN LEONARDO ANTONIO LEBRUN
started on
2016-10-17
CDR: 6503891
PAIGE BRINDLEY
started on
2016-08-16
CDR: 6190048
STEPHANIE HERZ
started on
2016-11-14
CDR: 2142240
JAMES NEISSA
JIMMY NEISSA
started on
2016-12-08
CDR: 6574500
Kathryn Taylor
KATE TAYLOR
started on
2016-04-26
CDR: 2253336
ERIC HIRSCHFIELD
ERIC HIRSCHFIELD ERIE LOUIS HIRSCHFIELD
started on
2016-06-23
CDR: 6503901
MISCHA BEUMER
started on
2016-08-16
CDR: 6519819
PRANAV MAGANTI
NAV MAGANTI
started on
2016-08-24
CDR: 6683386
ROLF ARNOLD
started on
2016-11-08
CDR: 3187515
TERO JANNE
started on
2016-09-19
CDR: 6079444
JOHN STINE
JOHN STINE
started on
2016-03-31
CDR: 6630193
JONATHAN SLAUGHTER
started on
2016-10-17
CDR: 6692681
VICTOR D'AGATA
started on
2016-11-03
CDR: 6708715
HO YOUNG KIM
started on
2016-12-12
CDR: 4378180
JUSTIN KISH
JUSTIN JOSEPH KISH
started on
2016-02-08
CDR: 6673156
ASHISH BAJAJ
started on
2017-08-21
CDR: 6674030
ALEXIS VELJKOVIC
ALEX VELJKOVIC
started on
2017-08-04
CDR: 6341668
JOSHUA BOROW
JOSHUA BOROW
started on
2017-08-04
CDR: 6519382
DAVID RUIZ
started on
2017-08-21
CDR: 6673871
MICHAEL FETTERMAN
started on
2017-08-04
CDR: 6576372
Pranav Venkatraman
started on
2017-08-22
CDR: 6526386
NICHOLAS ROSSY
started on
2017-07-18
CDR: 6674028
REECE TATEISHI
started on
2017-08-22
CDR: 5752302
JARROD BURKE
JARROD M BURKE JARROD BURKE
started on
2017-08-04
CDR: 6487326
MARY MURTAGH
MARY MURTAGH
started on
2017-08-21
CDR: 2531823
REZA VAHABZADEH
started on
2017-04-11
CDR: 6782580
BRIAN REGAN
started on
2017-06-21
CDR: 5382269
ALAN DOUMET
ALAN J DOUMET
started on
2017-04-03
CDR: 6673704
JOSHUA BRILLIANT
started on
2017-08-21
CDR: 6673954
JOSEPH MAYER
started on
2017-08-21
CDR: 6024644
THOMAS MCCARTHY
started on
2017-03-23
CDR: 6618678
Christopher Weaver
CHRIS WEAVER
started on
2017-05-08
CDR: 6682700
DYLAN ZANE
Dylan ZANE
started on
2017-08-21
CDR: 6673884
JONATHAN FREED
started on
2017-08-04
CDR: 4473390
TIMOTHY HOTCHANDANI
started on
2017-07-21
CDR: 5374013
SIDDHARTH HARIHARAN
started on
2017-06-06
CDR: 2791336
AASHIS MEHTA
AASHIS VINODERAI MEHTA
started on
2017-05-12
CDR: 3105214
MICHAEL SPELLER
MIKE SPELLER
started on
2017-02-23
CDR: 6673810
ETHAN COY
started on
2017-08-21
CDR: 6514000
NISHANT GROVER
started on
2017-08-22
CDR: 4844312
PAUL KLEPETKO
PAUL RUSSELL KLEPETKO MR
started on
2017-02-07
CDR: 6550754
KEVIN LUCZAK
KEVIN LUCZAK
started on
2017-06-06
CDR: 6667846
KUNAL PATEL
started on
2017-08-21
CDR: 6674022
KIRBY STOFF
started on
2017-08-21
CDR: 4857273
WALID KHIARI
started on
2017-09-05
CDR: 6312832
TROY DAMICO
TROY DAMICO
started on
2017-11-16
CDR: 5285312
BRICE LEMONNIER
started on
2017-12-04
CDR: 5810087
MICHAEL WILCHECK
MICHAEL R WILCHECK
started on
2017-06-12
CDR: 6298000
TREVOR JONES
TREVOR JONES
started on
2017-06-02
CDR: 6673823
BENEDICT CROAK
started on
2017-08-22
CDR: 5896037
JOHN DOAR
WILL DOAR
started on
2017-08-04
CDR: 5453369
JONATHAN LASALA
JONATHAN P LASALA
started on
2017-08-10
CDR: 6668752
Nathan Bullard
started on
2017-08-21
CDR: 6624954
NATHANIEL TAYLOR
NATE TAYLOR
started on
2017-05-01
CDR: 5880673
JOHN HEIDENREICH
started on
2017-08-04
CDR: 6247586
SUNEET SINGH
started on
2018-06-04
CDR: 6674035
HUGO LIEBER
started on
2018-08-30
CDR: 6811436
Jordan Fong
started on
2018-08-30
CDR: 6816528
PRATYUSH HIREMATH
PRATYUSH JAYANAND HIREMATH
started on
2018-08-30
CDR: 6159027
JUSTIN ORTEGA
JUSTIN ORTEGA Justin Francis Ortega
started on
2018-09-10
CDR: 2649089
MICHAEL OSTOW
MICHAEL B OSTOW MICHAEL OSTOW
started on
2018-07-19
CDR: 6496220
GARRY TEEKAH
GARRY TEEKAH
started on
2018-07-18
CDR: 3105411
JONATHAN H. HERBST
JONATHAN HARRIS HERBST
started on
2018-11-05
CDR: 6816385
DANIEL AMRINE
started on
2018-08-30
CDR: 5550625
KELSEY VINSON
KELSEY B VINSON
started on
2018-09-20
CDR: 6502937
Mark Turi
started on
2018-08-30
CDR: 6071960
ARTHUR SUNDRY
ART PAUL SUNDRY III ARTHUR PAUL SUNDRY
started on
2018-06-04
CDR: 6354516
AMBERISH CHITRE
RISH CHITRE
started on
2018-08-30
CDR: 1798155
FEDERICO MENNELLA
. . FEDERICO G M MENNELLA
started on
2018-11-19
CDR: 6772230
ERIC DONALDSON
started on
2018-04-09
CDR: 6319067
ALAN XU
started on
2018-04-26
CDR: 5396141
EUGENE BORD
started on
2018-09-04
CDR: 6935073
BRENO FORTUNA
started on
2018-06-11
CDR: 7007488
STEVEN SREDZIENSKI
started on
2018-11-26
CDR: 6816373
BRETT ALPER
started on
2018-08-30
CDR: 6652040
Jacob Lezell
started on
2018-08-30
CDR: 2765584
SUMNER FARREN
SUMNER THORPE FARREN
started on
2018-07-11
CDR: 6236503
ARZAN RAIMALWALA
ARZAN RAIMALWALA
started on
2018-01-18
CDR: 6359923
JOSEPH FERRUGIA
JOSEPH A FERRUGIA
started on
2018-08-30
CDR: 5352529
SIMON SHNAYDER
SIMON E SHNAYDER
started on
2018-07-30
CDR: 6657398
Clark Houser
Clark Houser
started on
2018-05-29
CDR: 4961461
EMMA SARA COYLE
EMMA S COYLE EMMA COYLE SARA COYLE EMMA S PURDY SARA PURDY
started on
2018-07-30
CDR: 6816565
ALEXANDER KUNCE
started on
2018-08-30
CDR: 6504045
Max Zhou
started on
2018-08-30
CDR: 6816562
BENJAMIN KLEPPER
started on
2018-08-30
CDR: 6816561
JAMES HOLZER
started on
2018-08-30
CDR: 5864839
James Lazar
started on
2018-08-13
CDR: 6503092
TIMOTHY DIEP
TIM DIEP
started on
2019-06-17
CDR: 6668834
ANEEK BANGABASH
started on
2019-10-16
CDR: 6408672
JOSEPH O
JOSEPH S O
started on
2019-07-08
CDR: 7066959
MALTE BIEBER
started on
2019-03-04
CDR: 5996449
Evan Bergelt
EVAN MATTHEW BERGELT
started on
2019-10-23
CDR: 7152965
ARVIND ATMURI
started on
2019-08-30
CDR: 6348166
DANIEL POTTON
started on
2019-06-17
CDR: 4573936
NAVDEEP KALSI
started on
2019-11-27
CDR: 6108281
COOPER WARNER
COOPER WARNER
started on
2019-11-08
CDR: 7043946
ALEX MASTERS
started on
2019-02-27
CDR: 7152960
AARON FRUCHTER
started on
2019-08-30
CDR: 5386910
STEVEN BERGER
started on
2019-06-17
CDR: 6614921
Preetam Sarkar
Preetam Sarkar
started on
2019-07-02
CDR: 7152986
RAPHAEL FERRER
started on
2019-08-30
CDR: 7159193
SYED HAQ
started on
2019-12-17
CDR: 7012295
Stephanie Baldelli
Stephanie M Baldelli
started on
2019-09-24
CDR: 7152982
PAUL SHALHOUB
started on
2019-08-30
CDR: 7152973
JAMES PATRICK
James Henry Tudor Patrick
started on
2019-08-30
CDR: 6668900
Yonjo Kang
started on
2019-10-15
CDR: 6348338
KEVIN SWINIARSKI
KEVIN FRANCIS SWINIARSKI KEVIN SWINIARSKI
started on
2019-06-28
CDR: 4263384
MICHAEL ALTMIN
started on
2019-12-20
CDR: 7111772
MITUL MANJI
started on
2019-07-08
CDR: 7152439
Michael Berry
started on
2019-09-09
CDR: 6648013
Carlos Velasquez
started on
2019-07-26
CDR: 6801082
Griffin Hull
started on
2019-08-30
CDR: 6267084
CHARLES SWARTZ
CHARLES SWARTZ
started on
2019-07-30
CDR: 7034155
EYAL ZUR
started on
2019-04-15
CDR: 6219800
BRYAN GALVIN
BRYAN C GALVIN
ended on
2019-06-25
CDR: 4862315
DAVID COHEN-MINTZ
ended on
2019-12-12
CDR: 6673156
ASHISH BAJAJ
ended on
2019-11-08
CDR: 5759362
Ye Xia
ended on
2019-10-11
CDR: 6159027
JUSTIN ORTEGA
JUSTIN ORTEGA Justin Francis Ortega
ended on
2019-07-15
CDR: 6519382
DAVID RUIZ
ended on
2019-11-08
CDR: 4459478
DUSTIN MONDELL
DUSTIN MONDELL
ended on
2019-10-14
CDR: 6673871
MICHAEL FETTERMAN
ended on
2019-11-08
CDR: 6576372
Pranav Venkatraman
ended on
2019-11-08
CDR: 4438915
YUSIK CHOI
ended on
2019-11-08
CDR: 6519819
PRANAV MAGANTI
NAV MAGANTI
ended on
2019-07-08
CDR: 6673704
JOSHUA BRILLIANT
ended on
2019-11-08
CDR: 6673954
JOSEPH MAYER
ended on
2019-11-08
CDR: 6024644
THOMAS MCCARTHY
ended on
2019-12-04
CDR: 6772230
ERIC DONALDSON
ended on
2019-09-16
CDR: 3187515
TERO JANNE
ended on
2019-08-19
CDR: 6053997
GIDEON VOLSCHENK
GIDEON JONANNES VOLSCHENK
ended on
2019-11-08
CDR: 6673810
ETHAN COY
ended on
2019-11-08
CDR: 6213404
ROBIN KIM
ROBIN D KIM
ended on
2019-11-08
CDR: 6667846
KUNAL PATEL
ended on
2019-11-08
CDR: 6674022
KIRBY STOFF
ended on
2019-11-08
CDR: 6312832
TROY DAMICO
TROY DAMICO
ended on
2019-11-08
CDR: 6673823
BENEDICT CROAK
ended on
2019-08-15
CDR: 6624954
NATHANIEL TAYLOR
NATE TAYLOR
ended on
2019-10-21
CDR: 7142095
ALEXANDER CANNON
started on
2020-09-30
CDR: 7140529
PATRICE TOUSSAINT
started on
2020-02-05
CDR: 6403441
HAMISH KIDD
started on
2020-02-28
CDR: 7143663
TYLER SMITH
started on
2020-10-02
CDR: 7142174
BRANDON JENKINS
started on
2020-10-02
CDR: 7142203
JENNA SCHEFFERT
started on
2020-12-08
CDR: 7214759
Collin Liberty
Collin Liberty
started on
2020-08-28
CDR: 7200381
Lionel Blache
Lionel Marie Hubert Blache
started on
2020-02-19
CDR: 7142120
ALEX CHA
started on
2020-10-03
CDR: 5768656
DERRICK QUEEN
started on
2020-10-05
CDR: 7142166
CAROLYN HOOVER
started on
2020-10-02
CDR: 4575420
COLIN CROPPER
started on
2020-07-10
CDR: 7296797
Lorenzo Daffina Minicucci
Lorenzo Daffina
started on
2020-10-02
CDR: 5980897
SUNIL SACHAN
started on
2020-06-29
CDR: 7142224
BRIAN MARCUS
BRIAN MARCUS
started on
2020-10-02
CDR: 6839757
NEHA PURANDARE
started on
2020-10-02
CDR: 5810145
GRANT DRAGAN
started on
2020-06-05
CDR: 5598215
MICHAEL SUTTER
MICHAEL D SUTTER JR MICHAEL D SUTTER
started on
2020-07-09
CDR: 7296665
Anne Masciopinto
started on
2020-10-02
CDR: 7142238
HALLE STERLING
started on
2020-10-02
CDR: 7142247
ETHAN TUCKMAN
started on
2020-10-02
CDR: 7119918
Emily Wierman
started on
2020-10-02
CDR: 7142208
TIMOTHY SHU
started on
2020-10-02
CDR: 6066401
William Metzidakis
WILLIAM TRACY METZIDAKIS
started on
2020-05-13
CDR: 6300725
JOHN GRAUSE
started on
2020-02-13
CDR: 1663938
JAY GOFFMAN
JAY GOFFMAN
started on
2020-08-26
CDR: 7142036
JOIE WANG
started on
2020-10-02
CDR: 7142170
PRESTON HOWARD
started on
2020-10-02
CDR: 7143226
MAXWELL ROITSTEIN
MAXWELL FUAN ROITSTEIN
started on
2020-10-01
CDR: 7121960
AARON CHAN
started on
2020-08-31
CDR: 7142139
KATHERINE EVANKO
started on
2020-10-02
CDR: 7142173
SARAH RUSSELL
started on
2020-08-10
CDR: 6312657
LARRY TILLMAN
CARRY WILLIAM TILLMAN JR Billy Tillman
started on
2020-08-17
CDR: 7162867
MAXIME GOLDMANN
MAXIME GOLDMANN
started on
2020-02-13
CDR: 7142246
ALEXANDER NADASI
started on
2020-10-03
CDR: 7143183
NIVED GOPAKUMAR
NIVED GUPAKUMAR
started on
2020-10-02
CDR: 4880654
MARKUS PRESSDEE
MARKUS JAMES PRESSDEE MR Pressdee
started on
2020-02-10
CDR: 7142243
JAKE TRAUB
started on
2020-10-02
CDR: 7142064
MATTHEW BABICH
started on
2020-10-02
CDR: 6692462
JUSTIN SUN
started on
2020-12-04
CDR: 7142160
CALLAN HEIDKAMP
started on
2020-10-01
CDR: 7142142
JARED FINN
started on
2020-10-02
CDR: 7142123
GRANT CHAMBERLAIN
started on
2020-10-02
CDR: 6963224
ALEXA FLAMINO
started on
2020-10-02
CDR: 6207800
DAVID DREYFUS
started on
2020-02-27
CDR: 7296718
Bradley Ong
started on
2020-10-02
CDR: 7142172
HEE YOON JANG
Michelle Jang
started on
2020-10-02
CDR: 7142072
DAVID BAO
started on
2020-10-03
CDR: 7142158
HARRISON HAAS
started on
2020-10-03
CDR: 6674035
HUGO LIEBER
ended on
2020-04-09
CDR: 6190048
STEPHANIE HERZ
ended on
2020-05-13
CDR: 6674030
ALEXIS VELJKOVIC
ALEX VELJKOVIC
ended on
2020-01-08
CDR: 6526386
NICHOLAS ROSSY
ended on
2020-11-18
CDR: 6674028
REECE TATEISHI
ended on
2020-04-09
CDR: 6816385
DANIEL AMRINE
ended on
2020-07-10
CDR: 6502937
Mark Turi
ended on
2020-09-03
CDR: 5382269
ALAN DOUMET
ALAN J DOUMET
ended on
2020-07-07
CDR: 5396141
EUGENE BORD
ended on
2020-04-09
CDR: 6935073
BRENO FORTUNA
ended on
2020-02-14
CDR: 6614921
Preetam Sarkar
Preetam Sarkar
ended on
2020-04-09
CDR: 6652040
Jacob Lezell
ended on
2020-07-08
CDR: 6514000
NISHANT GROVER
ended on
2020-04-09
CDR: 2985129
MATTHEW SPERLING
ended on
2020-09-03
CDR: 6359923
JOSEPH FERRUGIA
JOSEPH A FERRUGIA
ended on
2020-10-06
CDR: 5285312
BRICE LEMONNIER
ended on
2020-02-07
CDR: 6504045
Max Zhou
ended on
2020-09-03
CDR: 5372715
KUNAL BHALLA
ended on
2020-11-18
CDR: 5896037
JOHN DOAR
WILL DOAR
ended on
2020-05-13
CDR: 6648013
Carlos Velasquez
ended on
2020-12-04
CDR: 6708715
HO YOUNG KIM
ended on
2020-01-02
CDR: 5168162
HARKARAN BEDI
HARKARAN S BEDI
ended on
2020-07-14
CDR: 7034155
EYAL ZUR
ended on
2020-07-10
CDR: 5877847
SERGE MAJDALANI
started on
2021-01-29
CDR: 7142248
JULIEN PERSON
started on
2021-04-16
CDR: 6218556
ROBERT SHUFFIELD
started on
2021-02-06
CDR: 6090139
ANDREW SALAMONE
started on
2021-03-12
CDR: 6811436
Jordan Fong
ended on
2021-04-07
CDR: 5877847
SERGE MAJDALANI
ended on
2021-04-01
CDR: 5647057
NICHOLAS HOOPER
NIC HOOPER
ended on
2021-01-22
CDR: 6496220
GARRY TEEKAH
GARRY TEEKAH
ended on
2021-01-11
CDR: 7066959
MALTE BIEBER
ended on
2021-04-01
CDR: 4543185
JOSHUA MICHAELS
ended on
2021-01-26
CDR: 7152965
ARVIND ATMURI
ended on
2021-02-24
CDR: 5550625
KELSEY VINSON
KELSEY B VINSON
ended on
2021-04-01
CDR: 6354516
AMBERISH CHITRE
RISH CHITRE
ended on
2021-04-01
CDR: 7119918
Emily Wierman
ended on
2021-03-04
CDR: 6618678
Christopher Weaver
CHRIS WEAVER
ended on
2021-04-26
CDR: 7142208
TIMOTHY SHU
ended on
2021-03-24
CDR: 6682700
DYLAN ZANE
Dylan ZANE
ended on
2021-04-21
CDR: 6079444
JOHN STINE
JOHN STINE
ended on
2021-04-01
CDR: 7012295
Stephanie Baldelli
Stephanie M Baldelli
ended on
2021-01-11
CDR: 6630193
JONATHAN SLAUGHTER
ended on
2021-04-01
CDR: 4857273
WALID KHIARI
ended on
2021-01-11
CDR: 6657398
Clark Houser
Clark Houser
ended on
2021-04-01
CDR: 6816565
ALEXANDER KUNCE
ended on
2021-03-26
CDR: 6816561
JAMES HOLZER
ended on
2021-04-07
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