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0 - 9
Company Name:
ROUND ROCK ADVISORS LLC
Address:
SUITE 201, 187 DANBURY ROAD, WILTON CT 6897
CRD Number:
286007
SEC Number:
801-108989
Financial Regulator:
SEC/ FINRA
Website:
https://www.linkedin.com/company/roundrockadvisors/about/
Registration started
Ended
2017
2018
2019
2020
CDR: 1333455
JOHN PLANELL
started on
2017-04-21
CDR: 1598331
LAUREL MATHEWS
started on
2017-04-21
CDR: 2485212
BERT BOWLER
B T BOWLER
started on
2017-04-21
CDR: 1057936
SUSAN RICHARDS
started on
2017-04-21
CDR: 2817768
Dixon Downey
DIXON PLACE DOWNEY III Dixon Place Downey
started on
2017-04-21
CDR: 7005584
Jarrett Goodness
started on
2018-09-06
CDR: 2817768
Dixon Downey
DIXON PLACE DOWNEY III Dixon Place Downey
ended on
2018-12-06
CDR: 6856341
Sage Woodward
Sage Woodward
started on
2019-10-09
CDR: 7005584
Jarrett Goodness
ended on
2019-07-02
CDR: 2030717
Matthew Chamberlin
MATHEW CHAMBERLIN
started on
2020-04-22
CDR: 3157770
Scott Dynan
started on
2020-09-03
CDR: 6856341
Sage Woodward
Sage Woodward
ended on
2020-02-05
CDR: 1057936
SUSAN RICHARDS
ended on
2020-07-20
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