Company Name:
ROYCE FUND SERVICES, INC.
CRD Number:
14470
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1361202
JOANNE NEWGARD
JOANNE JARVIS
started on 1985-06-18
CDR: 1010059
JACK FOCKLER
JACK EDWIN FOCKLER
started on 1989-11-07
CDR: 1933066
DANIEL OBYRNE
DAN ADRIAN OBYRNE DANIEL A OBYRNE
started on 1992-03-27
CDR: 1978638
JOHN DIEDERICH
JOHN D DIEDERICH
started on 1993-09-08
CDR: 734354
CHRISTOPHER FLYNN
started on 1994-12-15
CDR: 2644049
JENNIFER GOFF
JENNIFER JOYCE EBRIGHT
started on 1995-08-03
CDR: 2277046
DEANNA BAUM
DEANNA CHRISTIEN BAUM DENA BAUM
started on 1995-07-08
CDR: 1081896
DARREN CDEBACA
DARREN ANTHONY CDE BACA
started on 1995-08-01
CDR: 1518520
SELIM GILANI
started on 1996-06-24
CDR: 1945248
BRUNO LAVION
started on 1996-02-26
CDR: 1317564
CHERYL LEBAN
started on 1997-08-06
CDR: 2736524
JOHN DAVIS
JOHN H DAVIS
started on 1997-09-10
CDR: 2444276
EDWARD COYNE
ED COYNE
started on 1997-06-12
CDR: 1693883
JOHN GRECO
John Russell Greco John Greco
started on 1997-05-09
CDR: 1280592
STEPHEN CHEEK
STEPHEN ALAN CHEEK
started on 1998-12-17
CDR: 2703906
BONIFACE ZAINO
started on 1998-06-15
CDR: 2598846
SUSAN LAVIGNE
SUSAN MARIE HERBST
started on 1998-08-06
CDR: 71848
CHARLES DREIFUS
started on 1998-03-24
CDR: 2644049
JENNIFER GOFF
JENNIFER JOYCE EBRIGHT
ended on 1998-12-31
CDR: 1280592
STEPHEN CHEEK
STEPHEN ALAN CHEEK
ended on 1999-04-19
CDR: 2598846
SUSAN LAVIGNE
SUSAN MARIE HERBST
ended on 1999-06-30
CDR: 1081896
DARREN CDEBACA
DARREN ANTHONY CDE BACA
ended on 1999-04-19
CDR: 2508821
Michael Rosenthal
started on 2000-12-08
CDR: 2822998
JAY KAPLAN
started on 2000-11-07
CDR: 2644049
JENNIFER GOFF
JENNIFER JOYCE EBRIGHT
started on 2000-10-27
CDR: 1961926
JAMES HARVEY
started on 2000-01-31
CDR: 1518520
SELIM GILANI
ended on 2000-03-14
CDR: 4435012
GEORGE NECAKOV
started on 2001-11-26
CDR: 2135697
WILLIAM HENCH
WILLIAM A HENCH
started on 2002-08-19
CDR: 2690565
ELISABETH SCHREIBER
ELIZABETH RACHEL SCHREIBER
started on 2002-08-23
CDR: 1675575
THOMAS PALASITS
THOMAS ROGER PALASITS
started on 2003-06-20
CDR: 6036151
RICHARD EASTLAND
started on 2003-03-03
CDR: 2644049
JENNIFER GOFF
JENNIFER JOYCE EBRIGHT
ended on 2003-01-28
CDR: 2690565
ELISABETH SCHREIBER
ELIZABETH RACHEL SCHREIBER
ended on 2004-10-04
CDR: 4813346
BRIAN ONEILL
BRIAN ONEILL
started on 2005-11-03
CDR: 1079308
LISA CURCIO
LISA REDMAN CURCIO LISA ANN REDMAN
started on 2005-11-21
CDR: 6036151
RICHARD EASTLAND
ended on 2005-06-28
CDR: 4813346
BRIAN ONEILL
BRIAN ONEILL
ended on 2006-02-23
CDR: 1735713
CHRISTOPHER CLARK
started on 2007-09-21
CDR: 5260725
DERRICK LI
Derrick Li
started on 2007-01-01
CDR: 5435819
JACK GRIJALVA
JACK ATRMURO GRIJALVA
started on 2007-10-31
CDR: 5260725
DERRICK LI
Derrick Li
ended on 2007-03-02
CDR: 4052995
TIMOTHY BOODOO
started on 2008-01-02
CDR: 2318105
DAVID GRUBER
DAVE GRUBER
started on 2008-04-09
CDR: 2759550
STEVEN MCBOYLE
STEVEN G MCBOYLE
started on 2009-01-20
CDR: 4052995
TIMOTHY BOODOO
ended on 2009-11-10
CDR: 5499424
Kara HORVATH
started on 2010-08-18
CDR: 5706709
BRITNEY GANNON
BRITNAY ELIZABETH GANNON
started on 2010-09-17
CDR: 3082583
CRISTOPHER BELLANTONI
started on 2010-03-09
CDR: 5780721
DAVID WILSON
started on 2010-05-27
CDR: 2508821
Michael Rosenthal
ended on 2010-10-19
CDR: 3082583
CRISTOPHER BELLANTONI
ended on 2010-10-19
CDR: 4756994
JASON TERRY
JASON M TERRY
started on 2011-04-18
CDR: 734354
CHRISTOPHER FLYNN
ended on 2011-12-20
CDR: 2135697
WILLIAM HENCH
WILLIAM A HENCH
ended on 2011-12-20
CDR: 2759550
STEVEN MCBOYLE
STEVEN G MCBOYLE
ended on 2011-12-20
CDR: 2822998
JAY KAPLAN
ended on 2011-12-20
CDR: 1961926
JAMES HARVEY
ended on 2011-12-20
CDR: 4435012
GEORGE NECAKOV
ended on 2011-12-20
CDR: 6137271
JANELLE CORTES
started on 2012-12-22
CDR: 4817738
LINDSAY COBB
LINDSEY COBB
started on 2012-11-19
CDR: 6023234
CHASE PETERSON
started on 2012-03-20
CDR: 5499424
Kara HORVATH
ended on 2012-10-05
CDR: 4022950
JEFFREY SMITH
started on 2013-11-05
CDR: 1376911
STEVEN LIPPER
started on 2014-11-06
CDR: 3254091
RUDOLPH GARZA
RUDY GARZA Rudolph Anthony Garza
started on 2015-02-20
CDR: 3093437
STEPHEN CLARK
started on 2015-01-08
CDR: 6429723
JUSTIN TAPPER
started on 2015-07-01
CDR: 5706709
BRITNEY GANNON
BRITNAY ELIZABETH GANNON
ended on 2015-10-05
CDR: 1693883
JOHN GRECO
John Russell Greco John Greco
ended on 2015-10-06
CDR: 5359110
KEVIN HOFMANN
started on 2016-04-19
CDR: 1978638
JOHN DIEDERICH
JOHN D DIEDERICH
ended on 2016-04-06
CDR: 6137271
JANELLE CORTES
ended on 2016-04-01
CDR: 1361202
JOANNE NEWGARD
JOANNE JARVIS
ended on 2016-02-10
CDR: 2444276
EDWARD COYNE
ED COYNE
ended on 2016-01-05
CDR: 1859652
PETER HOGLUND
PETER KEMPER AOGLUND PETER KEMPER HOGLUNG
started on 2017-11-09
CDR: 1317564
CHERYL LEBAN
ended on 2017-04-03
CDR: 6023234
CHASE PETERSON
ended on 2018-01-23
CDR: 1010059
JACK FOCKLER
JACK EDWIN FOCKLER
ended on 2018-01-12
CDR: 5359110
KEVIN HOFMANN
ended on 2019-12-09
CDR: 2318105
DAVID GRUBER
DAVE GRUBER
ended on 2020-04-06
CDR: 3254091
RUDOLPH GARZA
RUDY GARZA Rudolph Anthony Garza
ended on 2021-01-19
CDR: 4022950
JEFFREY SMITH
ended on 2021-01-21



Copyright 2022 EmployProof.org All rights reserved.
Court Diary