Company Name:
RUMFOLO AND ASSOCIATES SECURITIES, LP
CRD Number:
104823
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
CDR: 203464
VALYNDA EWTON
VAL EWTON VALYNDA A. EWTON
started on 2001-01-30
CDR: 1614614
DENNIS GORDON
started on 2003-05-30
CDR: 1192425
DONALD STERLING
DON STERLING
started on 2003-10-27
CDR: 1614614
DENNIS GORDON
ended on 2003-10-15
CDR: 203464
VALYNDA EWTON
VAL EWTON VALYNDA A. EWTON
ended on 2003-05-30
CDR: 3278855
HUYVU NGUYEN
started on 2004-05-05
CDR: 2917504
RICHARD AMSBERRY
RICHARD F AMSBERRY RICK F AMSBERRY
started on 2004-06-14
CDR: 1192425
DONALD STERLING
DON STERLING
ended on 2004-01-05
CDR: 3278855
HUYVU NGUYEN
ended on 2004-06-16
CDR: 2917504
RICHARD AMSBERRY
RICHARD F AMSBERRY RICK F AMSBERRY
ended on 2007-11-28



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