Company Name:
SANTA BARBARA ASSET MANAGEMENT, LLC
Address:
16TH FLOOR, 2029 CENTURY PARK EAST, LOS ANGELES CA 90067
CRD Number:
138123
SEC Number:
801-65003
Financial Regulator:
SEC/ FINRA
Website:
https://www.nuveen.com/santabarbara
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 5083802
CHRISTOPHER PERRY
started on 2006-01-18
CDR: 2962473
LEO MURPHY
started on 2006-03-01
CDR: 2990539
MARK GRIFFIN
started on 2006-06-21
CDR: 2275694
JOHN GOMEZ
started on 2006-06-28
CDR: 2940916
RICHARD BOUTIN
started on 2006-06-29
CDR: 4913320
GEORGE THARAKAN
GEORGE M THARAKAN
started on 2006-05-18
CDR: 1910816
JAMES BOOTHE
started on 2006-05-03
CDR: 1657486
BRIAN ANDERSON
started on 2006-07-05
CDR: 4785981
Gisela Rojas
started on 2006-05-25
CDR: 1907138
RALPH GOLD
RALPH GOLD
started on 2006-06-20
CDR: 1352968
CAROL OLSON
CAROL LYNN POUNDSTONE OLSON CAROL LYNNPOUNDSTONE OLSON CAROL OLSON CAROL LYNN OLSONPOUNDSTONE CAROL LYNN POUNDSTONE
started on 2006-04-25
CDR: 1423717
MICHAEL MAYFIELD
MICHAEL G MAYFIELD MICHAEL GAGE MAYFIELD
started on 2006-04-13
CDR: 5093450
BRITTON SMITH
started on 2006-02-10
CDR: 3182983
AUDRA NAY
AUDRA C NAY
started on 2007-02-12
CDR: 4785981
Gisela Rojas
ended on 2007-05-24
CDR: 4708827
ANNE SROMEK
ANIA SROMEK
started on 2008-04-22
CDR: 2752534
BRYAN GOLIGOSKI
BRYAN JOHN GOLIGOSICI
started on 2008-08-06
CDR: 2914794
EGOR RYBAKOV
EGOR N RYBAKOV
started on 2008-07-25
CDR: 5093392
JASON JEWELL
started on 2008-10-03
CDR: 2962473
LEO MURPHY
ended on 2008-06-02
CDR: 2914794
EGOR RYBAKOV
EGOR N RYBAKOV
ended on 2008-11-24
CDR: 2756456
CHRISTOPHER LEONARD
CHRIS LEONARD
started on 2009-01-05
CDR: 2408721
NANCY CROUSE
NANCY M CROUSE
started on 2009-01-05
CDR: 3162431
MARK DEVAUL
MARK EDWARD DEVAUL MR
started on 2009-01-05
CDR: 2981987
MARK HACKETT
started on 2009-01-05
CDR: 2171386
RAYMOND CAMACHO
RAYMOND CAMACHO
started on 2009-03-03
CDR: 1101524
ROBERT NORTON
ROBERT ALEXANDER NORTON JR ROBERT ALEXANDER (JR) NORTON
started on 2009-01-05
CDR: 1822077
EILEEN PAUL
EILEEN JARRELL
started on 2009-01-28
CDR: 2336040
Allan House
ALLAN DILLARD HOUSE
started on 2009-01-05
CDR: 1037080
TRACY STOUFFER
TRACY PATRICE PATRICK
started on 2009-02-03
CDR: 4669305
RAHUL SHAH
RAHUL SHAH
started on 2009-01-05
CDR: 4913320
GEORGE THARAKAN
GEORGE M THARAKAN
ended on 2009-12-22
CDR: 3162431
MARK DEVAUL
MARK EDWARD DEVAUL MR
ended on 2009-07-09
CDR: 1822077
EILEEN PAUL
EILEEN JARRELL
ended on 2009-01-30
CDR: 3059275
JOSEPH O'FLAHERTY
JOSEPH REEVES OFLAHERTY
started on 2010-07-19
CDR: 2072548
KEVIN BREEN
started on 2010-10-26
CDR: 2718397
PAUL KUHN
PAUL KUHN
started on 2010-03-10
CDR: 2756456
CHRISTOPHER LEONARD
CHRIS LEONARD
ended on 2010-11-02
CDR: 2981987
MARK HACKETT
ended on 2010-11-02
CDR: 4669305
RAHUL SHAH
RAHUL SHAH
ended on 2010-11-02
CDR: 4825450
KELLY WALSH
started on 2011-10-26
CDR: 4708827
ANNE SROMEK
ANIA SROMEK
ended on 2011-07-15
CDR: 1657486
BRIAN ANDERSON
ended on 2011-04-18
CDR: 5093450
BRITTON SMITH
ended on 2011-07-15
CDR: 5653869
EDWARD LAMSON
started on 2013-03-08
CDR: 3182983
AUDRA NAY
AUDRA C NAY
ended on 2013-04-08
CDR: 2990539
MARK GRIFFIN
ended on 2013-03-07
CDR: 4825450
KELLY WALSH
ended on 2013-03-13
CDR: 2752534
BRYAN GOLIGOSKI
BRYAN JOHN GOLIGOSICI
ended on 2013-02-28
CDR: 2408721
NANCY CROUSE
NANCY M CROUSE
ended on 2013-03-04
CDR: 1907138
RALPH GOLD
RALPH GOLD
ended on 2013-03-07
CDR: 1352968
CAROL OLSON
CAROL LYNN POUNDSTONE OLSON CAROL LYNNPOUNDSTONE OLSON CAROL OLSON CAROL LYNN OLSONPOUNDSTONE CAROL LYNN POUNDSTONE
ended on 2013-11-25
CDR: 5093392
JASON JEWELL
ended on 2013-03-07
CDR: 1101524
ROBERT NORTON
ROBERT ALEXANDER NORTON JR ROBERT ALEXANDER (JR) NORTON
ended on 2013-04-08
CDR: 1423717
MICHAEL MAYFIELD
MICHAEL G MAYFIELD MICHAEL GAGE MAYFIELD
ended on 2013-03-08
CDR: 3059275
JOSEPH O'FLAHERTY
JOSEPH REEVES OFLAHERTY
ended on 2013-03-13
CDR: 2072548
KEVIN BREEN
ended on 2013-03-07
CDR: 2718397
PAUL KUHN
PAUL KUHN
ended on 2013-03-07
CDR: 2336040
Allan House
ALLAN DILLARD HOUSE
ended on 2013-02-28
CDR: 1037080
TRACY STOUFFER
TRACY PATRICE PATRICK
ended on 2013-03-13
CDR: 2940916
RICHARD BOUTIN
ended on 2014-11-28
CDR: 5361773
ARTHUR DRISCOLL
started on 2015-03-05
CDR: 6421100
EMILY FOX
EMILY MARIE DOLEZAL EMILY MARIE FOX
started on 2016-01-29
CDR: 5361773
ARTHUR DRISCOLL
ended on 2016-10-17
CDR: 6227310
SARAH ELLIS
SARAH L CARSON SARAH LANE CARSON Sarah Carson SARAH L ELLIS SARAH ELLIS
started on 2017-08-23
CDR: 4920180
ERIC ERWAY
started on 2017-01-18
CDR: 6421100
EMILY FOX
EMILY MARIE DOLEZAL EMILY MARIE FOX
ended on 2017-08-08
CDR: 2275694
JOHN GOMEZ
ended on 2018-04-26
CDR: 6227310
SARAH ELLIS
SARAH L CARSON SARAH LANE CARSON Sarah Carson SARAH L ELLIS SARAH ELLIS
ended on 2018-04-11
CDR: 1910816
JAMES BOOTHE
ended on 2019-07-08



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