Company Name:
SANWA UNIVERSAL SECURITIES CO.
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1226245
JASJIT SINGH
started on 1985-01-16
CDR: 1735179
MARK ZARRILLI
MARK DANIEL ZARRILI MARK DANIEL ZARRILLA
started on 1988-01-22
CDR: 711653
ROGER MCMAHON
started on 1990-02-09
CDR: 2071345
JOHN DONNELLY
started on 1991-04-12
CDR: 1049595
ROBERT HECKMAN
started on 1991-04-26
CDR: 1542849
ANITA LONG
ANITA KAY KALLOK ANITA KALLOK ANITA LISTRO
started on 1991-08-06
CDR: 1492940
KEVIN KLEINSMITH
started on 1991-04-12
CDR: 1623880
PETER HAMILTON
PETER A HAMILTON
started on 1991-03-22
CDR: 873300
STEVEN GIBSON
started on 1991-06-18
CDR: 2132832
BRIAN BOYLE
started on 1991-07-17
CDR: 1178081
MARK LANDIS
started on 1991-03-22
CDR: 502452
JOSEPHINE PUIGSERVER
JOSEPHINE ROCCA
started on 1991-03-28
CDR: 842136
STEPHEN KAZAK
STEPHEN A KAZAK STEPHEN ALEXANDER KVAISAK STEPHEN KVAISAK
started on 1991-04-05
CDR: 1972419
KEVIN SULLIVAN
SULLY SULLIVAN SULLY Sullivan
started on 1991-10-23
CDR: 1496104
WALTER HALL
WALLY HALL WALTER WALLY
started on 1991-03-28
CDR: 1326473
BARRY SHERMAN
started on 1991-03-22
CDR: 1279299
ROBERT BYERS
ROBERT JAMES BYERS
started on 1991-04-05
CDR: 1434157
WILLIAM CASHIN
started on 1991-04-29
CDR: 2006863
MARY GOTTLIEB
MARY ELIZABETH GOHLIEB MARY ELIZABETH O'CONNOR
started on 1991-10-30
CDR: 1467769
Thomas Parker
THOMAS PARKER
started on 1991-04-23
CDR: 1423726
WILLIAM ASTON-REESE
WILL ASTONREESE WILLIAM FREDERICK ASTONREESE SR WILLIAM FREDERICK ASTONREESE
started on 1991-03-22
CDR: 1175887
PATRICIA GORMAN
PATTY GORMAN
started on 1991-02-06
CDR: 1273629
THOMAS KIRKPATRICK
started on 1991-03-28
CDR: 1494111
JAMES BYRNE
JB BYRNE KEVIN BYRNE
started on 1991-07-05
CDR: 1560455
STOUGHTON CONN
MINETTA STOUGHTON CONN STOUGHTON M CONN STOUGHTON CONN
started on 1991-04-23
CDR: 1561792
STEVEN ANDERSON
STEVEN ANDERSON
started on 1991-04-24
CDR: 1790925
RICHARD MARTIN
RICHARD WALTER MARTIN
started on 1991-10-24
CDR: 1080836
BECKY WALKER
BECKY S TRICKETT REBECCA S TRICKETT
started on 1991-04-23
CDR: 1233411
KEVIN CLYNE
started on 1991-03-26
CDR: 1430062
MARK CARTIER
started on 1991-03-22
CDR: 2132826
ROBERT CRANDALL
started on 1991-10-24
CDR: 49147
EDWARD COATS
started on 1991-03-08
CDR: 1481747
MICHAEL KIRWAN
MICHAEL P KIRWAN
started on 1991-03-25
CDR: 1834878
CHRISTOPH MEHAN
CHRISTOPHER FRANCES MEHAN
started on 1991-07-19
CDR: 1943113
MICHAEL OCONNELL
started on 1991-09-05
CDR: 1956702
ERNEST MAMMANO
started on 1991-03-22
CDR: 1191116
ROBERT MALONEY
ROBERT F MALONEY ROBERT FRANCIS MALONEY SR
started on 1991-03-28
CDR: 1774698
STEPHEN MULLIN
started on 1991-04-29
CDR: 1132358
STEPHEN DORAN
STEPHEN ALFRED DORAN
started on 1991-04-12
CDR: 1100233
ROBERT DOTO
started on 1991-06-25
CDR: 1433735
THOMAS KANE
THOMAS G KANE
started on 1991-04-25
CDR: 1062552
MARC FREED
started on 1991-08-12
CDR: 1393003
TIMOTHY OHARA
started on 1991-04-18
CDR: 1178081
MARK LANDIS
ended on 1991-04-29
CDR: 1326473
BARRY SHERMAN
ended on 1991-06-14
CDR: 1080836
BECKY WALKER
BECKY S TRICKETT REBECCA S TRICKETT
ended on 1991-07-12
CDR: 49147
EDWARD COATS
ended on 1991-11-20
CDR: 1100233
ROBERT DOTO
ended on 1991-10-07
CDR: 1773088
THERESA ZALECK
THERESA MARIE COLBATH THERESA MARIE ZALECK
started on 1992-03-23
CDR: 2004820
MICHAEL STRASSER
started on 1992-12-23
CDR: 1986815
JOHN CHIRICO
started on 1992-10-15
CDR: 2198980
PETER SIGNORI
started on 1992-01-23
CDR: 1924145
TERRENCE LYNCH
TERRY LYNCH
started on 1992-12-02
CDR: 1940429
ROBIN MORGAN
ROBIN ELIZABETH HALL
started on 1992-12-09
CDR: 1420736
STEPHEN BRACKEN
started on 1992-12-16
CDR: 2244308
Thomas Taylor
THOMAS JOSEPH TAYLOR JR
started on 1992-11-25
CDR: 1631025
Claude Turner
CLAUDE EARL TURNER
started on 1992-12-02
CDR: 1678178
ANTHONY DECARO
started on 1992-12-18
CDR: 1256642
John Grein
JOHN JOSEPH GREIN III JOHN JOSEPH GREIN III III
started on 1992-10-15
CDR: 1792823
KEVIN DALEY
started on 1992-05-19
CDR: 1773088
THERESA ZALECK
THERESA MARIE COLBATH THERESA MARIE ZALECK
ended on 1992-10-05
CDR: 2071345
JOHN DONNELLY
ended on 1992-10-02
CDR: 1492940
KEVIN KLEINSMITH
ended on 1992-08-13
CDR: 1623880
PETER HAMILTON
PETER A HAMILTON
ended on 1992-08-13
CDR: 873300
STEVEN GIBSON
ended on 1992-01-10
CDR: 2132832
BRIAN BOYLE
ended on 1992-09-11
CDR: 502452
JOSEPHINE PUIGSERVER
JOSEPHINE ROCCA
ended on 1992-10-02
CDR: 1467769
Thomas Parker
THOMAS PARKER
ended on 1992-02-14
CDR: 1175887
PATRICIA GORMAN
PATTY GORMAN
ended on 1992-04-30
CDR: 1273629
THOMAS KIRKPATRICK
ended on 1992-10-16
CDR: 1430062
MARK CARTIER
ended on 1992-12-22
CDR: 1481747
MICHAEL KIRWAN
MICHAEL P KIRWAN
ended on 1992-05-19
CDR: 1956702
ERNEST MAMMANO
ended on 1992-12-22
CDR: 1774698
STEPHEN MULLIN
ended on 1992-10-02
CDR: 1735179
MARK ZARRILLI
MARK DANIEL ZARRILI MARK DANIEL ZARRILLA
ended on 1992-04-29
CDR: 1433735
THOMAS KANE
THOMAS G KANE
ended on 1992-10-30
CDR: 1062552
MARC FREED
ended on 1992-12-22
CDR: 817539
PHILIP NEHRO
PHILIP NEHRE PHIL NEHRO PHILIP G NEHRO
started on 1993-11-30
CDR: 2316109
JOHN MAGUIRE
MAGUIRE
started on 1993-01-20
CDR: 2216208
KEITH MELCHIONNI
started on 1993-01-25
CDR: 1673084
WILLIAM FITZGERALD
started on 1993-01-25
CDR: 1544875
ROBIN GRAY
ROBIN GRAY
started on 1993-01-14
CDR: 1305771
STEVEN SISON
STEVEN SISON
started on 1993-02-05
CDR: 2052234
JOHN BRADY
started on 1993-02-22
CDR: 2307375
PETER WAGNER
started on 1993-11-17
CDR: 2168975
EDWARD BROWN
started on 1993-12-17
CDR: 1698928
Kevin Knopf
started on 1993-02-16
CDR: 2081471
TIMOTHY HANLON
started on 1993-05-26
CDR: 2077294
STEVEN GEE
STEVEN GEE
started on 1993-11-26
CDR: 1654391
KENNAN LOW
KENNAN B LOW
started on 1993-11-02
CDR: 2295125
JASON STANLEY
started on 1993-02-08
CDR: 1703613
DORA BAER
DORA MIHE BAER DORA MIHE KIM
started on 1993-02-09
CDR: 2063849
DAVID BURROUGHS
started on 1993-11-17
CDR: 2313246
CHRISTOPHER CHILDS
started on 1993-01-08
CDR: 1282902
GLORIA MCAULIFFE
GLORIA M DALRYMPLE GLORIA MARTIN DALRYMPLE GLORIA M MARTIN GLORIA MARTIN
started on 1993-11-17
CDR: 2004820
MICHAEL STRASSER
ended on 1993-02-02
CDR: 1542849
ANITA LONG
ANITA KAY KALLOK ANITA KALLOK ANITA LISTRO
ended on 1993-02-26
CDR: 1924145
TERRENCE LYNCH
TERRY LYNCH
ended on 1993-07-19
CDR: 2006863
MARY GOTTLIEB
MARY ELIZABETH GOHLIEB MARY ELIZABETH O'CONNOR
ended on 1993-07-30
CDR: 2244308
Thomas Taylor
THOMAS JOSEPH TAYLOR JR
ended on 1993-12-02
CDR: 1790925
RICHARD MARTIN
RICHARD WALTER MARTIN
ended on 1993-03-24
CDR: 1631025
Claude Turner
CLAUDE EARL TURNER
ended on 1993-02-16
CDR: 1233411
KEVIN CLYNE
ended on 1993-03-16
CDR: 2313246
CHRISTOPHER CHILDS
ended on 1993-07-19
CDR: 2308647
Terence Petti
started on 1994-04-05
CDR: 2394604
GEORGE KUSHNER
GEORGE KUSHNER George David Kushner
started on 1994-09-23
CDR: 1474772
ALVAH STEINER
ALVAH WILLIAM STEINER
started on 1994-01-19
CDR: 2089025
JACQUELYN GIBBONS
JACKIE CZYZYNSKI JACQUELYN GIBBONS CZYZYNSKI JACKIE GIBBONS JACQUELIN MARGARET GIBBONS JACQUELYN MARGARET GIBBONS Jacquelyn M Gibbons
started on 1994-05-06
CDR: 1872164
STEPHEN ORICOLI
started on 1994-07-18
CDR: 1671389
ANDREW ERSKINE
started on 1994-04-11
CDR: 1759036
JOSEPH FOLEY
JOSEPH EMMETT FOLEY III
started on 1994-11-21
CDR: 2504072
DANIEL RAEIHLE
started on 1994-07-27
CDR: 2309923
TIMOTHY KREUTZEN
started on 1994-03-14
CDR: 2027156
TIMOTHY COLEMAN
TIMOTHY COLEMAN TIMOTHY CHARLES COLMAN
started on 1994-03-17
CDR: 2374062
MICHAEL TAMASCO
started on 1994-04-22
CDR: 869051
VANCE SILER
VANCE W SILER
started on 1994-09-15
CDR: 2308853
TIMOTHY CURRAN
started on 1994-02-03
CDR: 2205869
MANDY SCHLENDER
MANDY S ROSS MANDY SCHLENDER ROSS MANDY LEE SCHLENDER
started on 1994-03-16
CDR: 1708179
SALVATORE DEMARCO
started on 1994-08-13
CDR: 2273666
ANTHONY BRUNETTI
started on 1994-08-04
CDR: 1082398
Deborah Konstantinidis
DEBBIE ANN INFANTINO DEBBIE ANN KONSTANTINIDIS DEBBIE ^ KONSTANTINIDIS ^ DEBORAH ANN KONSTANTINIDIS DEBBIE ANN MARINUCCI DEBORAH ^ MARINUCCI ^
started on 1994-10-04
CDR: 2503625
JEFFREY COHEN
started on 1994-06-10
CDR: 817539
PHILIP NEHRO
PHILIP NEHRE PHIL NEHRO PHILIP G NEHRO
ended on 1994-06-09
CDR: 2216208
KEITH MELCHIONNI
ended on 1994-05-27
CDR: 1673084
WILLIAM FITZGERALD
ended on 1994-04-13
CDR: 842136
STEPHEN KAZAK
STEPHEN A KAZAK STEPHEN ALEXANDER KVAISAK STEPHEN KVAISAK
ended on 1994-02-03
CDR: 1305771
STEVEN SISON
STEVEN SISON
ended on 1994-10-20
CDR: 1698928
Kevin Knopf
ended on 1994-04-04
CDR: 2205869
MANDY SCHLENDER
MANDY S ROSS MANDY SCHLENDER ROSS MANDY LEE SCHLENDER
ended on 1994-08-24
CDR: 1678178
ANTHONY DECARO
ended on 1994-04-04
CDR: 2295125
JASON STANLEY
ended on 1994-04-13
CDR: 1792823
KEVIN DALEY
ended on 1994-04-04
CDR: 2199124
JOHN GIAQUINTA
started on 1995-04-11
CDR: 705765
BROOKS HORACE
started on 1995-03-30
CDR: 1982400
JEFFREY JACARUSO
JEFFREY JACARUJO
started on 1995-04-24
CDR: 1185356
ROBERT ROGOZ
started on 1995-04-11
CDR: 2318212
Michael Saurino
started on 1995-01-23
CDR: 2514193
SHAYAN NORASTEH
started on 1995-03-15
CDR: 2308647
Terence Petti
ended on 1995-01-30
CDR: 1049595
ROBERT HECKMAN
ended on 1995-08-11
CDR: 2394604
GEORGE KUSHNER
GEORGE KUSHNER George David Kushner
ended on 1995-08-11
CDR: 2316109
JOHN MAGUIRE
MAGUIRE
ended on 1995-09-06
CDR: 2199124
JOHN GIAQUINTA
ended on 1995-08-11
CDR: 2089025
JACQUELYN GIBBONS
JACKIE CZYZYNSKI JACQUELYN GIBBONS CZYZYNSKI JACKIE GIBBONS JACQUELIN MARGARET GIBBONS JACQUELYN MARGARET GIBBONS Jacquelyn M Gibbons
ended on 1995-03-22
CDR: 2198980
PETER SIGNORI
ended on 1995-08-14
CDR: 1872164
STEPHEN ORICOLI
ended on 1995-08-14
CDR: 705765
BROOKS HORACE
ended on 1995-06-20
CDR: 1671389
ANDREW ERSKINE
ended on 1995-08-14
CDR: 1759036
JOSEPH FOLEY
JOSEPH EMMETT FOLEY III
ended on 1995-06-29
CDR: 1544875
ROBIN GRAY
ROBIN GRAY
ended on 1995-08-16
CDR: 2052234
JOHN BRADY
ended on 1995-08-14
CDR: 2504072
DANIEL RAEIHLE
ended on 1995-08-16
CDR: 2307375
PETER WAGNER
ended on 1995-08-14
CDR: 2309923
TIMOTHY KREUTZEN
ended on 1995-08-11
CDR: 2168975
EDWARD BROWN
ended on 1995-09-06
CDR: 2374062
MICHAEL TAMASCO
ended on 1995-08-14
CDR: 1940429
ROBIN MORGAN
ROBIN ELIZABETH HALL
ended on 1995-08-11
CDR: 1420736
STEPHEN BRACKEN
ended on 1995-08-11
CDR: 2308853
TIMOTHY CURRAN
ended on 1995-08-11
CDR: 1494111
JAMES BYRNE
JB BYRNE KEVIN BYRNE
ended on 1995-08-11
CDR: 2081471
TIMOTHY HANLON
ended on 1995-08-11
CDR: 1560455
STOUGHTON CONN
MINETTA STOUGHTON CONN STOUGHTON M CONN STOUGHTON CONN
ended on 1995-08-11
CDR: 1561792
STEVEN ANDERSON
STEVEN ANDERSON
ended on 1995-08-16
CDR: 1654391
KENNAN LOW
KENNAN B LOW
ended on 1995-08-11
CDR: 2273666
ANTHONY BRUNETTI
ended on 1995-08-11
CDR: 2514193
SHAYAN NORASTEH
ended on 1995-08-11
CDR: 1943113
MICHAEL OCONNELL
ended on 1995-08-11
CDR: 1256642
John Grein
JOHN JOSEPH GREIN III JOHN JOSEPH GREIN III III
ended on 1995-10-20
CDR: 2063849
DAVID BURROUGHS
ended on 1995-08-11
CDR: 1226245
JASJIT SINGH
ended on 1995-08-16
CDR: 711653
ROGER MCMAHON
ended on 1995-02-01
CDR: 1132358
STEPHEN DORAN
STEPHEN ALFRED DORAN
ended on 1995-09-06
CDR: 1282902
GLORIA MCAULIFFE
GLORIA M DALRYMPLE GLORIA MARTIN DALRYMPLE GLORIA M MARTIN GLORIA MARTIN
ended on 1995-08-11
CDR: 2332478
JAMES CARON
started on 1996-06-13
CDR: 1972419
KEVIN SULLIVAN
SULLY SULLIVAN SULLY Sullivan
ended on 1996-11-20
CDR: 1185356
ROBERT ROGOZ
ended on 1996-04-25
CDR: 1191116
ROBERT MALONEY
ROBERT F MALONEY ROBERT FRANCIS MALONEY SR
ended on 1996-11-20
CDR: 2503625
JEFFREY COHEN
ended on 1996-09-06
CDR: 1255242
THOMAS SHALLCROSS
TIM SHALLCROSS
started on 1997-05-30
CDR: 2108599
CRAIG ZIEGLER
CRAIG ZIEGLER GRAIG SCOTT ZIEGLER
started on 1997-02-01
CDR: 1562152
John Kellerman
JOHN L KELLERMAN
started on 1997-06-23
CDR: 1456299
DONALD FRIO
DONALD FRIO Donald peter Frio
started on 1997-03-17
CDR: 2417387
IAN FEUER
IAN N FEUER
started on 1997-06-16
CDR: 1905301
SEYOUNG KIM
ED KIM EDMUND KIM
started on 1997-07-11
CDR: 1986815
JOHN CHIRICO
ended on 1997-12-11
CDR: 1474772
ALVAH STEINER
ALVAH WILLIAM STEINER
ended on 1997-12-11
CDR: 1255242
THOMAS SHALLCROSS
TIM SHALLCROSS
ended on 1997-12-11
CDR: 1982400
JEFFREY JACARUSO
JEFFREY JACARUJO
ended on 1997-08-07
CDR: 1279299
ROBERT BYERS
ROBERT JAMES BYERS
ended on 1997-12-11
CDR: 1434157
WILLIAM CASHIN
ended on 1997-08-07
CDR: 869051
VANCE SILER
VANCE W SILER
ended on 1997-12-11
CDR: 2332478
JAMES CARON
ended on 1997-08-07
CDR: 2077294
STEVEN GEE
STEVEN GEE
ended on 1997-04-23
CDR: 2132826
ROBERT CRANDALL
ended on 1997-08-07
CDR: 1082398
Deborah Konstantinidis
DEBBIE ANN INFANTINO DEBBIE ANN KONSTANTINIDIS DEBBIE ^ KONSTANTINIDIS ^ DEBORAH ANN KONSTANTINIDIS DEBBIE ANN MARINUCCI DEBORAH ^ MARINUCCI ^
ended on 1997-08-06
CDR: 1703613
DORA BAER
DORA MIHE BAER DORA MIHE KIM
ended on 1997-08-12
CDR: 1155132
MARK JACKSON
started on 1998-04-15
CDR: 1362582
JAMES SAULS
started on 1998-07-23
CDR: 1515244
KENNETH OROURKE
started on 1998-03-31
CDR: 2392555
WILLIAM GRIFFO
BILL GRIFFO
started on 1998-07-07
CDR: 2556668
LISA MCGUINESS
LISA ANN SMITH
started on 1998-07-17
CDR: 2564244
PETER SCHMIDT
started on 1998-07-23
CDR: 1990676
SUSANNE VORSTER
started on 1998-03-05
CDR: 1155132
MARK JACKSON
ended on 1998-07-10
CDR: 1362582
JAMES SAULS
ended on 1998-09-21
CDR: 1515244
KENNETH OROURKE
ended on 1998-07-10
CDR: 2392555
WILLIAM GRIFFO
BILL GRIFFO
ended on 1998-07-10
CDR: 2556668
LISA MCGUINESS
LISA ANN SMITH
ended on 1998-09-24
CDR: 2564244
PETER SCHMIDT
ended on 1998-09-21
CDR: 1496104
WALTER HALL
WALLY HALL WALTER WALLY
ended on 1998-01-09
CDR: 2108599
CRAIG ZIEGLER
CRAIG ZIEGLER GRAIG SCOTT ZIEGLER
ended on 1998-07-10
CDR: 2027156
TIMOTHY COLEMAN
TIMOTHY COLEMAN TIMOTHY CHARLES COLMAN
ended on 1998-03-17
CDR: 2318212
Michael Saurino
ended on 1998-05-06
CDR: 1423726
WILLIAM ASTON-REESE
WILL ASTONREESE WILLIAM FREDERICK ASTONREESE SR WILLIAM FREDERICK ASTONREESE
ended on 1998-08-03
CDR: 1990676
SUSANNE VORSTER
ended on 1998-09-21
CDR: 1708179
SALVATORE DEMARCO
ended on 1998-10-05
CDR: 1456299
DONALD FRIO
DONALD FRIO Donald peter Frio
ended on 1998-07-10
CDR: 2417387
IAN FEUER
IAN N FEUER
ended on 1998-10-23
CDR: 1905301
SEYOUNG KIM
ED KIM EDMUND KIM
ended on 1998-08-12
CDR: 1393003
TIMOTHY OHARA
ended on 1998-08-31
CDR: 3151299
FRANK POSTIGLIONE
FRANK LOUIS POSTIGLIONE JR
started on 1999-02-26
CDR: 4040240
ERIK EIGENBROD
ERIK O. EIGENBROD
started on 1999-11-19
CDR: 1842154
OLIVER BERGMANN
started on 1999-01-07
CDR: 3151299
FRANK POSTIGLIONE
FRANK LOUIS POSTIGLIONE JR
ended on 1999-07-06
CDR: 1842154
OLIVER BERGMANN
ended on 1999-07-26
CDR: 3278267
AMISH KAPADIA
started on 2000-04-26
CDR: 1847228
ROBERT HAGGARD
started on 2000-04-26
CDR: 1284418
PRADEEP JAIN
PK JAIN
started on 2000-01-05
CDR: 3278267
AMISH KAPADIA
ended on 2000-11-27
CDR: 1562152
John Kellerman
JOHN L KELLERMAN
ended on 2001-03-20
CDR: 1847228
ROBERT HAGGARD
ended on 2001-03-22
CDR: 4040240
ERIK EIGENBROD
ERIK O. EIGENBROD
ended on 2001-03-22
CDR: 1834878
CHRISTOPH MEHAN
CHRISTOPHER FRANCES MEHAN
ended on 2001-03-22
CDR: 1284418
PRADEEP JAIN
PK JAIN
ended on 2001-01-17
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