a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
0 - 9
Company Name:
SAWAYA PARTNERS SECURITIES, LLC
Address:
888 SEVENTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019
CRD Number:
148860
CIK Number:
1449489
SEC File Number:
868076
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5618074
MARIELA ARCHER
started on
2009-07-01
CDR: 3052814
ROBERT FIELD
ROBERT FIELD TENNY FIELD
started on
2009-07-01
CDR: 2843845
MICHAEL RABIN
started on
2009-07-01
CDR: 711919
BARBARA HALPERN
BARBARA DIANE REINHOLD
started on
2009-07-01
CDR: 5618687
CHRISTOPHER SARGENT
CHRISTOPER SMITH SARGENT III
started on
2009-07-01
CDR: 2650571
WILLIAM HOOD
WILL HOOD WILLIAM S J HOOD WILLIAM STEPHEN J HOOD
started on
2009-07-01
CDR: 1585238
FUAD SAWAYA
started on
2009-07-01
CDR: 4037191
MICHAEL BUSE
MIKE A BUSE MIKE BUSE
started on
2009-07-01
CDR: 2251059
JEFFREY KUHR
started on
2009-07-01
CDR: 4540230
ROSTISLAV LEYKIND
SLAVA LEYKIND
started on
2009-07-01
CDR: 5618619
JEFFREY MILLER
started on
2009-07-01
CDR: 5702085
LEIGH MYER
started on
2010-02-17
CDR: 2650571
WILLIAM HOOD
WILL HOOD WILLIAM S J HOOD WILLIAM STEPHEN J HOOD
ended on
2010-02-23
CDR: 4037191
MICHAEL BUSE
MIKE A BUSE MIKE BUSE
ended on
2010-04-16
CDR: 5857313
DAVID ALBO
started on
2011-04-27
CDR: 5988276
RYAN CHOMINSKI
started on
2011-12-06
CDR: 5851414
BRIAN GREEN
started on
2011-03-11
CDR: 5488563
ADITYA BHAT
started on
2011-02-28
CDR: 5781232
ERIK JOHNSON
started on
2011-03-11
CDR: 5702085
LEIGH MYER
ended on
2011-12-31
CDR: 5935031
SYLBIA CHOI
started on
2012-09-25
CDR: 5157807
JAMES LEE
JAMES LEE
started on
2012-05-10
CDR: 6060298
JOHN EAKIN
JACK EAKIN JOHN WRIGHT EAKIN
started on
2012-10-23
CDR: 5681027
VIDUR MITTAL
started on
2012-10-24
CDR: 5831914
GANESAN SUNDARAM
GANESH SHANMUGA SUNDARAM
started on
2012-05-10
CDR: 5559824
MICHAEL RAFFANIELLO
started on
2012-08-06
CDR: 5754117
TUNG NGUYEN
started on
2012-05-08
CDR: 5551630
MARJORIE KAUFFMANN
started on
2012-01-23
CDR: 5144087
Riccardo Cazzoli
started on
2012-02-21
CDR: 5857313
DAVID ALBO
ended on
2012-04-20
CDR: 5851414
BRIAN GREEN
ended on
2012-10-12
CDR: 5488563
ADITYA BHAT
ended on
2012-07-05
CDR: 5618619
JEFFREY MILLER
ended on
2012-11-06
CDR: 2529228
PEDRO GARCIAEGGEN
PEDRO G GARCIA PEDRO GARCIAEGGEN
started on
2013-01-04
CDR: 6107562
CHRISTINE LUO
started on
2013-04-03
CDR: 1343697
JAMES GOLD
started on
2013-09-19
CDR: 6062639
THEODORA TOWNSEND
TEDDIE TOWNSEND
started on
2013-07-03
CDR: 5704605
JOSEPH SOKOL
JOSEPH J SOKOL
started on
2013-11-01
CDR: 5988276
RYAN CHOMINSKI
ended on
2013-05-20
CDR: 5618074
MARIELA ARCHER
ended on
2013-04-10
CDR: 6107562
CHRISTINE LUO
ended on
2013-08-09
CDR: 5831914
GANESAN SUNDARAM
GANESH SHANMUGA SUNDARAM
ended on
2013-07-22
CDR: 5781232
ERIK JOHNSON
ended on
2013-01-03
CDR: 5551630
MARJORIE KAUFFMANN
ended on
2013-02-04
CDR: 5910103
CHRISTINE FRIEDMAN
started on
2014-05-06
CDR: 6247542
PETER NENOV
PETER NENOV
started on
2014-01-02
CDR: 5754117
TUNG NGUYEN
ended on
2014-02-13
CDR: 6486652
GAVIN BRITZ
started on
2015-11-11
CDR: 6152138
BRANDON MITCHEL
started on
2015-10-26
CDR: 4859949
MICHAEL MARRONE
started on
2015-08-05
CDR: 5943562
VLADIMIR BABIUC
started on
2015-04-23
CDR: 5935031
SYLBIA CHOI
ended on
2015-05-29
CDR: 5157807
JAMES LEE
JAMES LEE
ended on
2015-04-21
CDR: 711919
BARBARA HALPERN
BARBARA DIANE REINHOLD
ended on
2015-08-07
CDR: 5681027
VIDUR MITTAL
ended on
2015-03-13
CDR: 6247542
PETER NENOV
PETER NENOV
ended on
2015-03-26
CDR: 5704605
JOSEPH SOKOL
JOSEPH J SOKOL
ended on
2015-06-04
CDR: 4981198
NICHOLAS ENTHOVEN
started on
2016-05-27
CDR: 6420706
DENIZ ORAN
started on
2016-03-11
CDR: 6524523
DIANA TIAN
DIANA TIAN YINGNAN TIAN
started on
2016-12-22
CDR: 6486652
GAVIN BRITZ
ended on
2016-10-03
CDR: 2529228
PEDRO GARCIAEGGEN
PEDRO G GARCIA PEDRO GARCIAEGGEN
ended on
2016-02-09
CDR: 6152138
BRANDON MITCHEL
ended on
2016-03-18
CDR: 6531091
COURTNEY CLIFFE
started on
2017-12-11
CDR: 6657899
Maha Khan
MAHA A KHAN
started on
2017-03-06
CDR: 6097705
TAYLOR PETERSEN
started on
2017-05-08
CDR: 6740454
Joshua Farkas
Josh Farkas Joshua Farkas
started on
2017-01-24
CDR: 5618687
CHRISTOPHER SARGENT
CHRISTOPER SMITH SARGENT III
ended on
2017-07-05
CDR: 5943562
VLADIMIR BABIUC
ended on
2017-04-07
CDR: 6524523
DIANA TIAN
DIANA TIAN YINGNAN TIAN
ended on
2017-07-21
CDR: 6156874
ZACHARY TEREFENKO
ZACK VINCENT TEREFENKO ZACK TEREFENKO
started on
2018-11-12
CDR: 2843845
MICHAEL RABIN
ended on
2018-05-30
CDR: 6657899
Maha Khan
MAHA A KHAN
ended on
2018-07-13
CDR: 6060298
JOHN EAKIN
JACK EAKIN JOHN WRIGHT EAKIN
ended on
2018-04-12
CDR: 6420706
DENIZ ORAN
ended on
2018-06-22
CDR: 7004744
Andrew Feigen
started on
2019-04-18
CDR: 7168233
Robert Thai Tran
ROBERT TRAN
started on
2019-09-11
CDR: 7168226
ZIAD AL-HAFFAR
started on
2019-09-30
CDR: 6543897
TAYLOR COLETTA
started on
2019-06-07
CDR: 7004735
Mir Ali Solangi
started on
2019-07-22
CDR: 7168594
SAM MOSER
started on
2019-09-12
CDR: 6531091
COURTNEY CLIFFE
ended on
2019-07-25
CDR: 5910103
CHRISTINE FRIEDMAN
ended on
2019-06-04
CDR: 6740454
Joshua Farkas
Josh Farkas Joshua Farkas
ended on
2019-06-04
CDR: 7004744
Andrew Feigen
ended on
2020-06-22
CDR: 1343697
JAMES GOLD
ended on
2020-03-02
CDR: 5144087
Riccardo Cazzoli
ended on
2020-09-24
CDR: 4543185
JOSHUA MICHAELS
started on
2021-01-28
CDR: 7168233
Robert Thai Tran
ROBERT TRAN
ended on
2021-03-12
CDR: 6543897
TAYLOR COLETTA
ended on
2021-03-12
Copyright 2022 EmployProof.org All rights reserved.
Court Diary