Company Name:
SEA OTTER SECURITIES GROUP LLC
Address:
7TH FLOOR, 107 GRAND STREET, NEW YORK, NY 10013
CRD Number:
171630
CIK Number:
1608258
SEC File Number:
869472
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2015
2016
2017
2018
2019
2020
2021
CDR: 6151002
NAIM ABDULLAH
NAIM ABDULLAH
started on 2015-12-09
CDR: 1733061
JERALD TRACY
JERALD RICHARDFITZGERALD TRACY
started on 2015-07-27
CDR: 870520
THOMAS HACK
started on 2015-07-27
CDR: 5708490
ALEXANDER VON LOCKNER
started on 2015-09-04
CDR: 4584876
HAMIN ABDULLAH
started on 2015-07-27
CDR: 5886663
JOSEPH KRETZERS
Jori Kretzers
started on 2015-12-16
CDR: 3009760
Peter Wisniewski
started on 2016-01-12
CDR: 873534
PETER SMITH
started on 2016-09-13
CDR: 4751076
Paul Mandell
PAUL MANDELL
started on 2016-12-07
CDR: 1669970
DAVID BARNETT
DAVID B BARNETT DAVID BARNETT David Benjamin Barnett
started on 2016-03-30
CDR: 1967860
CLAYTON BENCHLEY
started on 2016-10-28
CDR: 870520
THOMAS HACK
ended on 2016-05-04
CDR: 4584876
HAMIN ABDULLAH
ended on 2016-08-01
CDR: 6075559
MICHAEL SHINDLER
MICHAEL SHINDLER
started on 2017-08-18
CDR: 4908051
Paul Cappelli
started on 2017-09-26
CDR: 6151002
NAIM ABDULLAH
NAIM ABDULLAH
ended on 2017-09-01
CDR: 4751076
Paul Mandell
PAUL MANDELL
ended on 2017-01-23
CDR: 5708490
ALEXANDER VON LOCKNER
ended on 2017-08-11
CDR: 4312570
PATRICK KANE
started on 2018-09-12
CDR: 2714072
JOHN PARK
JOHN YOUNG PARK
started on 2018-05-02
CDR: 6122487
CHRISTOPHER MEYERS
CHRISTOPHER M MEYERS
started on 2018-08-31
CDR: 4219441
JOSEPH GIAMMARELLA
started on 2018-10-17
CDR: 2909220
TEBOGO PHIRI
TEBOGU KEVIN PHIRI
started on 2018-11-21
CDR: 1354612
GERARD MAYERHOFER
GERARD T MAYERHOFER GERARD MAYERHOFER
started on 2018-01-03
CDR: 3009760
Peter Wisniewski
ended on 2018-09-04
CDR: 1733061
JERALD TRACY
JERALD RICHARDFITZGERALD TRACY
ended on 2018-09-12
CDR: 1669970
DAVID BARNETT
DAVID B BARNETT DAVID BARNETT David Benjamin Barnett
ended on 2018-08-31
CDR: 5886663
JOSEPH KRETZERS
Jori Kretzers
ended on 2018-05-17
CDR: 4908051
Paul Cappelli
ended on 2018-05-17
CDR: 6753072
MICHAEL BEVEN
started on 2019-03-13
CDR: 5003807
NICHOLAS FAHEY
NICHOLAS FAHEY
started on 2019-09-24
CDR: 5065476
OWEN POPE
OWEN POPE
started on 2020-06-01
CDR: 2838742
TIMOTHY STRAZZINI
TIMOTHY M STRAZZINI
started on 2020-07-06
CDR: 4219441
JOSEPH GIAMMARELLA
ended on 2020-12-10
CDR: 6075559
MICHAEL SHINDLER
MICHAEL SHINDLER
ended on 2020-02-10
CDR: 2909220
TEBOGO PHIRI
TEBOGU KEVIN PHIRI
ended on 2020-12-10
CDR: 3009760
Peter Wisniewski
started on 2021-01-11
CDR: 4797143
NEIL BROOKES
NEIL JOHN BROOKES MR
started on 2021-01-20
CDR: 4976074
Fiona Kurz
FIONA S CHOI FIONA SORA CHOI FIONA S KURZ FIONA SORA KURZ
started on 2021-03-29
CDR: 7321578
DONGHYUK CHOO
CHRIS CHOO Donghyuk CHOO
started on 2021-03-19
CDR: 2838742
TIMOTHY STRAZZINI
TIMOTHY M STRAZZINI
ended on 2021-01-11



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