Company Name:
SECURITIES WEST, INC.
CRD Number:
4898
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
CDR: 462783
WILLIAM WELCH
started on 1971-12-15
CDR: 6412
JOSEPH ANTON
started on 1974-11-05
CDR: 600481
JAMES BROWN
started on 1975-07-08
CDR: 223138
HARRY GLIKSMAN
started on 1975-04-23
CDR: 206641
THOMAS FERGUSON
started on 1975-11-20
CDR: 465390
THOMAS WHITE
THOMAS F WHITE
started on 1975-07-24
CDR: 808830
YVONNE REDMOND
YVONNE FUNEZ RODRIGUEZ
started on 1975-06-17
CDR: 350232
KARL OBERLIN
started on 1976-05-14
CDR: 309243
DANIEL LICON
DANNY RAY LICON
started on 1976-06-07
CDR: 466875
ROBERT WILDERMUTH
BOB WILDERMUTH
started on 1976-08-20
CDR: 600481
JAMES BROWN
ended on 1976-10-07
CDR: 223138
HARRY GLIKSMAN
ended on 1976-01-21
CDR: 206641
THOMAS FERGUSON
ended on 1976-04-10
CDR: 808830
YVONNE REDMOND
YVONNE FUNEZ RODRIGUEZ
ended on 1976-01-20
CDR: 61069
JON DARNALL
started on 1977-03-17
CDR: 350232
KARL OBERLIN
ended on 1977-06-16
CDR: 859681
WILLIAM STOUT
started on 1978-11-27
CDR: 24056
PETER BLOWITZ
PETER J BLOWITZ
started on 1978-02-06
CDR: 24873
JOHN BOGGS
started on 1978-03-07
CDR: 58203
WALTER CRUTTENDEN
WALTER WEMPLE CRUTTENDEN
started on 1978-02-06
CDR: 61069
JON DARNALL
ended on 1978-03-08
CDR: 24056
PETER BLOWITZ
PETER J BLOWITZ
ended on 1978-11-11
CDR: 465390
THOMAS WHITE
THOMAS F WHITE
ended on 1978-09-25
CDR: 363855
HARRIETT PINSKER
started on 1979-12-27
CDR: 862957
EDWIN EPSTEIN
started on 1979-11-02
CDR: 24873
JOHN BOGGS
ended on 1979-05-05
CDR: 58203
WALTER CRUTTENDEN
WALTER WEMPLE CRUTTENDEN
ended on 1979-04-05
CDR: 721679
MICHAEL RIGGLE
started on 1980-12-22
CDR: 712432
KEITH TELLINGHUISEN
started on 1980-07-24
CDR: 462783
WILLIAM WELCH
ended on 1980-05-30
CDR: 302329
JOSEPH LANZA
JOSEPH ANTHONY LANZA JOSEPH LANZA
started on 1981-09-24
CDR: 728540
PETER EPSTEIN
started on 1981-04-13
CDR: 66368
FRANK DETTENRIEDER
started on 1981-03-23
CDR: 1586
BARRY ADLER
Barry L Adler
started on 1981-11-04
CDR: 821214
PETER WALKER
started on 1981-09-15
CDR: 236078
JON HANOUSEK
started on 1981-08-12
CDR: 305917
SPENCER LEHMAN
started on 1981-10-27
CDR: 4399
RALPH AMES
SKIP AMES
started on 1981-09-11
CDR: 372195
EDGAR RECTOR
EDGAR C RECTOR TED RECTOR
started on 1981-10-29
CDR: 43944
VINCENT CESTA
started on 1981-11-12
CDR: 821214
PETER WALKER
ended on 1981-12-21
CDR: 712432
KEITH TELLINGHUISEN
ended on 1981-01-09
CDR: 4399
RALPH AMES
SKIP AMES
ended on 1981-11-05
CDR: 1025842
PHILLIP ANTON
started on 1982-02-02
CDR: 1052467
JOHN ROSENTHAL
started on 1982-06-28
CDR: 601254
ROGER MORRISON
started on 1982-01-26
CDR: 325479
JAMES MCCLELLAND
started on 1982-02-01
CDR: 302329
JOSEPH LANZA
JOSEPH ANTHONY LANZA JOSEPH LANZA
ended on 1982-03-25
CDR: 1052467
JOHN ROSENTHAL
ended on 1982-08-11
CDR: 1586
BARRY ADLER
Barry L Adler
ended on 1982-06-17
CDR: 305917
SPENCER LEHMAN
ended on 1982-02-07
CDR: 372195
EDGAR RECTOR
EDGAR C RECTOR TED RECTOR
ended on 1982-06-28
CDR: 862957
EDWIN EPSTEIN
ended on 1982-06-29
CDR: 43944
VINCENT CESTA
ended on 1982-06-17
CDR: 466875
ROBERT WILDERMUTH
BOB WILDERMUTH
ended on 1982-02-03
CDR: 325479
JAMES MCCLELLAND
ended on 1982-06-17
CDR: 1217647
BRIAN RANDALL
started on 1983-11-28
CDR: 409582
THEODORE SALTZMAN
TED SALTZMAN
started on 1983-02-23
CDR: 1109305
ROBERT SCHALLIG
started on 1983-07-25
CDR: 409582
THEODORE SALTZMAN
TED SALTZMAN
ended on 1983-06-27
CDR: 601254
ROGER MORRISON
ended on 1983-03-15
CDR: 718005
DAN HASSEY
started on 1984-07-09
CDR: 1217647
BRIAN RANDALL
ended on 1984-03-19
CDR: 718005
DAN HASSEY
ended on 1984-09-14
CDR: 708795
STEVEN PEELER
STEVEN L PEELER
started on 1985-08-26
CDR: 336507
HAROLD MINSKY
HAL MINSKY
started on 1985-08-01
CDR: 728540
PETER EPSTEIN
ended on 1985-07-29
CDR: 1435832
RONALD ANTON
started on 1986-03-19
CDR: 1435832
RONALD ANTON
ended on 1986-07-30
CDR: 1332259
HAROLD KUCHEL
HAL KUCHEL
started on 1987-12-03
CDR: 1689686
SEAN DIGNAN
SEAN R DIGNAN
started on 1987-07-21
CDR: 1086961
KAWAI TANG
KA WAI TANG
started on 1987-11-09
CDR: 236078
JON HANOUSEK
ended on 1987-01-12
CDR: 708795
STEVEN PEELER
STEVEN L PEELER
ended on 1987-01-23
CDR: 309243
DANIEL LICON
DANNY RAY LICON
ended on 1987-08-11
CDR: 1290704
MICHAEL BOULDEN
started on 1988-06-06
CDR: 1689808
Eric Porter
Eric Porter
started on 1988-08-31
CDR: 859681
WILLIAM STOUT
ended on 1988-10-25
CDR: 1290704
MICHAEL BOULDEN
ended on 1988-10-20
CDR: 1086961
KAWAI TANG
KA WAI TANG
ended on 1988-04-22
CDR: 1689808
Eric Porter
Eric Porter
ended on 1988-11-26
CDR: 336507
HAROLD MINSKY
HAL MINSKY
ended on 1988-11-29
CDR: 1109305
ROBERT SCHALLIG
ended on 1989-10-26
CDR: 1819945
VIJAY VERMA
JAY VERMA VIJAY SHANKER VERMA
started on 1990-03-30
CDR: 2056423
BRIJ MOHTA
BRIJ MOHTA BRIJGOPAL R MOHTA BRIJGOPAL RAMANLAL MOHTA
started on 1990-06-29
CDR: 1689686
SEAN DIGNAN
SEAN R DIGNAN
ended on 1990-09-18
CDR: 1435832
RONALD ANTON
started on 1992-02-20
CDR: 2250454
TONY NAVARRO
JOSE A NAVARRO JOSE ANTONIO NAVARRO
started on 1993-08-16
CDR: 704688
SEAN KENNALLY
started on 1995-06-14
CDR: 2300162
RATNAJIT BARVA
PHILLIP RATNAJIT BARVA PHILLIP BARVA
started on 1995-05-17
CDR: 363855
HARRIETT PINSKER
ended on 1995-08-30
CDR: 2250454
TONY NAVARRO
JOSE A NAVARRO JOSE ANTONIO NAVARRO
ended on 1995-02-28
CDR: 721679
MICHAEL RIGGLE
ended on 1995-03-17
CDR: 6412
JOSEPH ANTON
ended on 1995-09-01
CDR: 66368
FRANK DETTENRIEDER
ended on 1995-09-01
CDR: 1025842
PHILLIP ANTON
ended on 1995-09-01
CDR: 1435832
RONALD ANTON
ended on 1995-08-04
CDR: 1819945
VIJAY VERMA
JAY VERMA VIJAY SHANKER VERMA
ended on 1995-02-14
CDR: 2056423
BRIJ MOHTA
BRIJ MOHTA BRIJGOPAL R MOHTA BRIJGOPAL RAMANLAL MOHTA
ended on 1995-08-30
CDR: 704688
SEAN KENNALLY
ended on 1995-08-11
CDR: 1332259
HAROLD KUCHEL
HAL KUCHEL
ended on 1995-10-06
CDR: 2300162
RATNAJIT BARVA
PHILLIP RATNAJIT BARVA PHILLIP BARVA
ended on 1995-08-30



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