Company Name:
SELIGMAN SECURITIES, INC.
CRD Number:
3361
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
CDR: 231071
OTTO GROTE
started on 1967-04-04
CDR: 344881
JOSEPH NAPOLI
started on 1971-04-01
CDR: 344881
JOSEPH NAPOLI
ended on 1971-06-20
CDR: 231071
OTTO GROTE
ended on 1972-07-26
CDR: 806653
WILFRED MECKEL
started on 1975-04-04
CDR: 1002997
EDNA LAW
LIWAH LAW
started on 1981-08-22
CDR: 335857
FRED MILLIGAN
FREDERICK FRANCIS MILLIGAN
started on 1981-11-02
CDR: 734615
EILEEN COMERFORD
started on 1981-06-22
CDR: 734154
LEONARD COHEN
started on 1981-10-13
CDR: 728670
ALAN WAPNICK
ALAN H WAPNICK
started on 1981-04-13
CDR: 728668
PETER SMITH
started on 1981-04-13
CDR: 238715
THOMAS HART
THOMAS A HART
started on 1982-10-01
CDR: 1014665
GREGORY MCCOMBS
started on 1982-04-13
CDR: 1022160
KENNETH DENGLER
started on 1982-01-21
CDR: 864913
HERBERT MAHLER
started on 1982-05-12
CDR: 730453
DAVID NUTKIS
started on 1982-04-15
CDR: 335857
FRED MILLIGAN
FREDERICK FRANCIS MILLIGAN
ended on 1982-03-26
CDR: 728670
ALAN WAPNICK
ALAN H WAPNICK
ended on 1982-11-18
CDR: 728668
PETER SMITH
ended on 1982-02-21
CDR: 1114726
KATHLEEN HEALY
started on 1983-05-25
CDR: 1088659
VINCENT MCNEECE
VINCENT JAMES MCNEECE III
started on 1983-01-19
CDR: 32896
ROBERT BROWN
started on 1983-08-31
CDR: 1175360
NANCI MORRIS
NANCI DAVIS TUCKER
started on 1983-08-23
CDR: 1022160
KENNETH DENGLER
ended on 1983-07-29
CDR: 1226852
JOSEPH REAGAN
started on 1984-03-22
CDR: 1308660
ANTHONY CAGGIANO
started on 1984-11-21
CDR: 1251713
RICHARD MCELROY
R NEAL MCELROY
started on 1984-06-22
CDR: 1218831
BERNARD FISCH
started on 1984-02-27
CDR: 1290459
ELIZABETH SMITH MALIK
ELIZABETH SMITH MALIK ELIZABETH MARIE SMITH ELIZABETH SMITH
started on 1984-08-21
CDR: 826603
CHARLES STOFFERS
started on 1984-01-25
CDR: 17266
ROBERT BELKNAP
ROBERT ERNEST BALDING III ROBERT EARNEST BELKNAP III ROBERT ERNEST BELKNAP
started on 1984-04-30
CDR: 1043494
THOMAS NUGENT
started on 1984-07-16
CDR: 1014665
GREGORY MCCOMBS
ended on 1984-03-08
CDR: 1088659
VINCENT MCNEECE
VINCENT JAMES MCNEECE III
ended on 1984-06-22
CDR: 1004072
KIM STEVENSON
started on 1985-01-17
CDR: 730004
JAMES ENGLISH
JAMES MICHAEL ENGLISH JIM ENGLISH
started on 1985-12-20
CDR: 1171271
MARIA DALEY
MARIA LORENE DALEY MARIA LORENE PISONI
started on 1985-04-23
CDR: 1023583
IRWIN ZUCKERMAN
started on 1985-04-16
CDR: 1014273
LEONARD WINOGORA
LEONARD RISCH WINOGOR
started on 1985-04-23
CDR: 831135
BARRY WILSON
started on 1985-03-14
CDR: 1021505
RAYMOND HAYES
started on 1985-06-26
CDR: 702493
Rochelle Cohen
ROCHELLE S COHEN ROCHELLE SUSAN COHEN SHELLEY COHEN ROCHELLE COHEN EINIG
started on 1985-02-04
CDR: 718855
RALPH SCARPA
started on 1985-12-17
CDR: 1415349
MAUREEN NIELSEN
started on 1985-11-19
CDR: 238715
THOMAS HART
THOMAS A HART
ended on 1985-06-06
CDR: 1308660
ANTHONY CAGGIANO
ended on 1985-03-27
CDR: 1251713
RICHARD MCELROY
R NEAL MCELROY
ended on 1985-09-20
CDR: 826603
CHARLES STOFFERS
ended on 1985-10-30
CDR: 1175360
NANCI MORRIS
NANCI DAVIS TUCKER
ended on 1985-08-07
CDR: 1320918
ALYSSE SOLL
started on 1986-04-17
CDR: 1004072
KIM STEVENSON
ended on 1986-05-19
CDR: 730004
JAMES ENGLISH
JAMES MICHAEL ENGLISH JIM ENGLISH
ended on 1986-01-06
CDR: 1226852
JOSEPH REAGAN
ended on 1986-10-08
CDR: 1002997
EDNA LAW
LIWAH LAW
ended on 1986-10-08
CDR: 1171271
MARIA DALEY
MARIA LORENE DALEY MARIA LORENE PISONI
ended on 1986-07-03
CDR: 1023583
IRWIN ZUCKERMAN
ended on 1986-01-11
CDR: 734154
LEONARD COHEN
ended on 1986-12-01
CDR: 1290459
ELIZABETH SMITH MALIK
ELIZABETH SMITH MALIK ELIZABETH MARIE SMITH ELIZABETH SMITH
ended on 1986-03-12
CDR: 1014273
LEONARD WINOGORA
LEONARD RISCH WINOGOR
ended on 1986-09-23
CDR: 1021505
RAYMOND HAYES
ended on 1986-12-01
CDR: 32896
ROBERT BROWN
ended on 1986-11-18
CDR: 1415349
MAUREEN NIELSEN
ended on 1986-09-23
CDR: 1076376
JOSEPH GALLINO
JOSEPH A GALLINO JOSEPH GALLINO
started on 1987-01-02
CDR: 1181235
BARBARA EVANCHIK
started on 1987-11-23
CDR: 1733719
PAUL WICK
started on 1987-09-22
CDR: 316060
PETER MACK
started on 1987-03-31
CDR: 1684321
JAMES ROONEY
started on 1987-06-23
CDR: 1633652
ROBERT WYCKOFF
started on 1987-05-28
CDR: 867749
JOAN MCGRATH
JOAN PIUMELLI MCGRATH JOAN PIUMELLI
started on 1987-01-06
CDR: 1320918
ALYSSE SOLL
ended on 1987-11-28
CDR: 730453
DAVID NUTKIS
ended on 1987-03-19
CDR: 702493
Rochelle Cohen
ROCHELLE S COHEN ROCHELLE SUSAN COHEN SHELLEY COHEN ROCHELLE COHEN EINIG
ended on 1987-03-25
CDR: 1885111
CURTIS SNYDER
started on 1988-12-20
CDR: 1076376
JOSEPH GALLINO
JOSEPH A GALLINO JOSEPH GALLINO
ended on 1988-05-20
CDR: 1181235
BARBARA EVANCHIK
ended on 1988-06-22
CDR: 864913
HERBERT MAHLER
ended on 1988-06-22
CDR: 1218831
BERNARD FISCH
ended on 1988-05-04
CDR: 831135
BARRY WILSON
ended on 1988-05-13
CDR: 867749
JOAN MCGRATH
JOAN PIUMELLI MCGRATH JOAN PIUMELLI
ended on 1988-05-20
CDR: 1968124
JOSEPH MCNEILA
JOSEPH J MCNEILA
started on 1989-08-22
CDR: 1553388
MARYANN CASSIDY
MARYANN C CASSIDY MARYANN J CASSIDY MARYANN J CURRY MARYANN JOYCE CURRY
started on 1989-07-10
CDR: 1991337
PETER JARCK
PETER C JARCK PETER JARCK
started on 1989-10-24
CDR: 1924093
HELENA PISCOPO
HELENA L P HELENA L PISCOPO
started on 1989-06-20
CDR: 868431
HENRY SCHWARZBERG
started on 1989-01-31
CDR: 1810275
GEORGE ZYDEL
started on 1989-05-30
CDR: 806653
WILFRED MECKEL
ended on 1989-02-06
CDR: 1633652
ROBERT WYCKOFF
ended on 1989-06-20
CDR: 1991337
PETER JARCK
PETER C JARCK PETER JARCK
ended on 1989-12-14
CDR: 1043494
THOMAS NUGENT
ended on 1989-04-24
CDR: 868431
HENRY SCHWARZBERG
ended on 1989-04-10
CDR: 718855
RALPH SCARPA
ended on 1989-04-03
CDR: 1885111
CURTIS SNYDER
ended on 1989-04-10
CDR: 1684321
JAMES ROONEY
ended on 1990-07-11
CDR: 1810275
GEORGE ZYDEL
ended on 1990-05-23
CDR: 2006364
JOHN DIEFENBACH
started on 1991-05-21
CDR: 2041158
ELIZABETH LARSON
started on 1991-04-09
CDR: 2107709
VICKY HAYES
started on 1991-06-19
CDR: 316060
PETER MACK
ended on 1991-10-22
CDR: 2006364
JOHN DIEFENBACH
ended on 1991-09-10
CDR: 1968124
JOSEPH MCNEILA
JOSEPH J MCNEILA
ended on 1991-09-27
CDR: 2125080
SCOTT SCHERMERHORN
SCOTT B SCHERMERHORN SCOTT SCHERMERHORN SCOTT BENJAMIN SCHERMHERHORN SCOTT B SHERMERHORN
started on 1992-01-27
CDR: 1072247
BONNIE BAKER
BONNIE L BAKER BONNIE BAKER NESBIT
started on 1992-09-28
CDR: 2255618
WALTON PEARSON
WALTON PEARSON
started on 1992-09-08
CDR: 2241856
SHANNON BURHANCE
SHANNON BURHANCE SHANNON MARGARET REYNOLDS
started on 1992-06-01
CDR: 2107709
VICKY HAYES
ended on 1992-10-16
CDR: 2308193
LOUISE SHIM
LOUISE SHIM OH LOUISE OH LOUISE HEUNG SHIM LOUISE HIJUNG SHIM
started on 1993-03-22
CDR: 1733719
PAUL WICK
ended on 1993-06-24
CDR: 2125080
SCOTT SCHERMERHORN
SCOTT B SCHERMERHORN SCOTT SCHERMERHORN SCOTT BENJAMIN SCHERMHERHORN SCOTT B SHERMERHORN
ended on 1993-06-24
CDR: 2308193
LOUISE SHIM
LOUISE SHIM OH LOUISE OH LOUISE HEUNG SHIM LOUISE HIJUNG SHIM
ended on 1993-06-24
CDR: 1114726
KATHLEEN HEALY
ended on 1993-04-07
CDR: 1072247
BONNIE BAKER
BONNIE L BAKER BONNIE BAKER NESBIT
ended on 1993-06-24
CDR: 734615
EILEEN COMERFORD
ended on 1993-06-24
CDR: 2041158
ELIZABETH LARSON
ended on 1993-03-24
CDR: 2255618
WALTON PEARSON
WALTON PEARSON
ended on 1993-04-07
CDR: 1553388
MARYANN CASSIDY
MARYANN C CASSIDY MARYANN J CASSIDY MARYANN J CURRY MARYANN JOYCE CURRY
ended on 1993-06-24
CDR: 17266
ROBERT BELKNAP
ROBERT ERNEST BALDING III ROBERT EARNEST BELKNAP III ROBERT ERNEST BELKNAP
ended on 1993-03-24
CDR: 1924093
HELENA PISCOPO
HELENA L P HELENA L PISCOPO
ended on 1993-06-24
CDR: 2241856
SHANNON BURHANCE
SHANNON BURHANCE SHANNON MARGARET REYNOLDS
ended on 1993-06-24



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