Company Name:
SEPULVEDA & SMITH SECURITIES, INC.
CRD Number:
6285
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
CDR: 428786
ROBERT SMITH
BOB SMITH
started on 1992-11-03
CDR: 1259759
LOUISE SEPULVEDA
LOUISE BYRNES
started on 1993-05-10
CDR: 834697
WILLIAM POPP
TERRY POPP WILLIAM TERRENCE POPP WILLIAM TERRY POPP
started on 1994-02-02
CDR: 1571253
JAMES ANDERSON
JAMES NORRIS ANDERSON JIM ANDERSON
started on 1994-03-15
CDR: 2447335
CHRISTOPHER VINCK
CHRISTOPHER VINCK CHRISTOPHER VINCENT VINCKLUNA
started on 1994-02-22
CDR: 2240225
Carlos Escobar
started on 1994-02-03
CDR: 1221833
LAWRENCE FORRESTER
LARRY FORRESTER
started on 1994-03-15
CDR: 2125609
RONALD BELL
RON BELL
started on 1994-03-29
CDR: 1401637
WINTHROP HARVEY
WINK HARVEY
started on 1994-03-15
CDR: 1475814
GARY HEUSCHKEL
GARY A HEUSCHKEL
started on 1994-02-01
CDR: 727492
HENRY DICKINSON
HENRY MCLAIN DICKINSON
started on 1994-02-03
CDR: 1467929
EDWARD JEFFERSON
ED JEFFERSON EDWARD BRIAN JEFFERSON
started on 1994-02-21
CDR: 1571253
JAMES ANDERSON
JAMES NORRIS ANDERSON JIM ANDERSON
ended on 1994-06-02
CDR: 2240225
Carlos Escobar
ended on 1994-10-14
CDR: 1221833
LAWRENCE FORRESTER
LARRY FORRESTER
ended on 1994-06-02
CDR: 2125609
RONALD BELL
RON BELL
ended on 1994-06-02
CDR: 1401637
WINTHROP HARVEY
WINK HARVEY
ended on 1994-06-27
CDR: 1475814
GARY HEUSCHKEL
GARY A HEUSCHKEL
ended on 1994-06-20
CDR: 727492
HENRY DICKINSON
HENRY MCLAIN DICKINSON
ended on 1994-06-02
CDR: 1467929
EDWARD JEFFERSON
ED JEFFERSON EDWARD BRIAN JEFFERSON
ended on 1994-05-23
CDR: 2447335
CHRISTOPHER VINCK
CHRISTOPHER VINCK CHRISTOPHER VINCENT VINCKLUNA
ended on 1996-04-12
CDR: 834697
WILLIAM POPP
TERRY POPP WILLIAM TERRENCE POPP WILLIAM TERRY POPP
ended on 1998-07-22
CDR: 1259759
LOUISE SEPULVEDA
LOUISE BYRNES
ended on 1999-01-07
CDR: 2149043
LOUIS BOSSO
LOUIS JR BOSSO Louis Bosso Jr
started on 2000-06-21
CDR: 1327682
ROGER COTTA
ROGER C COTTA
started on 2000-08-08
CDR: 2840385
MICHAEL DRAGUTSKY
started on 2000-07-31
CDR: 601373
FRANK MONTE
FRANK R MONTE
started on 2000-11-27
CDR: 2216105
PETER DELGADO
. . PETER A DELGADO
started on 2000-03-21
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
started on 2000-03-02
CDR: 2149043
LOUIS BOSSO
LOUIS JR BOSSO Louis Bosso Jr
ended on 2000-10-04
CDR: 2840385
MICHAEL DRAGUTSKY
ended on 2000-08-04
CDR: 428786
ROBERT SMITH
BOB SMITH
ended on 2000-02-22
CDR: 2216105
PETER DELGADO
. . PETER A DELGADO
ended on 2000-09-21
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
ended on 2000-09-01
CDR: 1804774
MARI CICORA
MARI ALYSE DAVIS MARI ALYSE GLIKSMAN MARI ALYSE SAMUELS
started on 2001-04-16
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
started on 2001-01-31
CDR: 1327682
ROGER COTTA
ROGER C COTTA
ended on 2001-02-08
CDR: 601373
FRANK MONTE
FRANK R MONTE
ended on 2001-02-08
CDR: 1555979
DEBASISH BANERJEE
Dave Banerjee David Banerjee Debasish Banerjee
ended on 2001-07-31
CDR: 1804774
MARI CICORA
MARI ALYSE DAVIS MARI ALYSE GLIKSMAN MARI ALYSE SAMUELS
ended on 2002-08-20



Copyright 2022 EmployProof.org All rights reserved.
Court Diary