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0 - 9
Company Name:
SERA GLOBAL SECURITIES US LLC
Address:
THE GRACE BUILDING, 1114 6TH AVENUE, 22ND FLOOR, NEW YORK, NY 10036
CRD Number:
283339
CIK Number:
1670331
SEC File Number:
869752
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2017
2018
2019
2020
2021
CDR: 2287906
MICHAEL STUPAY
MICHAEL E STUPAY
started on
2017-02-07
CDR: 5769969
JOSEPHINE SHUM
started on
2017-02-07
CDR: 6599544
Wendell Osborne
Wendell Osborne
started on
2017-07-13
CDR: 6307415
Brendan Sparrough
started on
2019-12-17
CDR: 3028942
MARGARET COLEMAN
Maggie Coleman
started on
2020-10-12
CDR: 7307388
Jeffrey Richards
jeff richards
started on
2020-12-05
CDR: 5747554
Noah Leonowich
NOAH LEONOWICH
started on
2020-01-17
CDR: 4728835
ZAAHIR SYED
started on
2020-09-21
CDR: 4154751
COLLEEN CORWELL
started on
2020-05-08
CDR: 7209233
Dylan Mikson
started on
2020-10-12
CDR: 7181819
Xiaoxiao Huang
started on
2020-01-01
CDR: 7307780
Alec Abaunza
Alec Abaunza
started on
2021-01-06
CDR: 5014631
MATTHEW WHITE
MATTHEW WHITE
started on
2021-01-19
CDR: 5209899
MICHAEL YANG
started on
2021-04-21
CDR: 4190185
IRENE MAVROYANNIS
started on
2021-03-08
CDR: 5804422
GREGORY WILLIAMS
GREGORY BRADELY WILLIAMS
started on
2021-04-21
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