Company Name:
SHAMROCK ASSET MANAGEMENT LLC
CRD Number:
108125
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 226720
THOMAS GOYNE
started on 1997-08-06
CDR: 2713853
Mary Mix
started on 1997-08-06
CDR: 2369010
TODD RICHARD GOUGH
started on 2003-05-13
CDR: 2369010
TODD RICHARD GOUGH
ended on 2008-08-26
CDR: 2713853
Mary Mix
ended on 2009-12-02
CDR: 4917312
Thomas Shrader
THOMAS PAUL SHRADER
started on 2012-09-19
CDR: 2481721
BARBARA BOWERS
BARBARA BETH ROACH
started on 2012-11-14
CDR: 4658930
KEVIN CALDWELL
KEVIN L CALDWELL
started on 2012-08-21
CDR: 2898996
CORD ADAMS
CORD A ADAMS
started on 2012-08-20
CDR: 2676240
JASON MORTON
started on 2012-08-22
CDR: 6173405
EDWARD FJORDBAK
started on 2013-05-14
CDR: 1045506
SHARON BUTLER
SHARON DIANE JOHNSON SHARON JOHNSON SHARON DIANE KRAUCH SHARON KRAUCH
started on 2013-01-24
CDR: 1865093
Kyle Koch
K MICHAEL KOCH MICHAEL KOCH
started on 2013-03-27
CDR: 2902183
MICHAEL ERBAIO
MIKE DAVID ERBAIO
started on 2014-05-27
CDR: 1392125
JOHN KEIM
john keim
started on 2015-04-14
CDR: 4917312
Thomas Shrader
THOMAS PAUL SHRADER
ended on 2015-09-23
CDR: 1865093
Kyle Koch
K MICHAEL KOCH MICHAEL KOCH
ended on 2015-12-01
CDR: 2902183
MICHAEL ERBAIO
MIKE DAVID ERBAIO
ended on 2016-04-26
CDR: 1045506
SHARON BUTLER
SHARON DIANE JOHNSON SHARON JOHNSON SHARON DIANE KRAUCH SHARON KRAUCH
ended on 2017-02-01
CDR: 2676240
JASON MORTON
ended on 2017-07-24
CDR: 1392125
JOHN KEIM
john keim
ended on 2017-06-08
CDR: 1865093
Kyle Koch
K MICHAEL KOCH MICHAEL KOCH
started on 2019-08-12
CDR: 6173405
EDWARD FJORDBAK
ended on 2019-12-31
CDR: 2481721
BARBARA BOWERS
BARBARA BETH ROACH
ended on 2019-12-31
CDR: 4658930
KEVIN CALDWELL
KEVIN L CALDWELL
ended on 2019-12-31
CDR: 1865093
Kyle Koch
K MICHAEL KOCH MICHAEL KOCH
ended on 2019-12-31
CDR: 2898996
CORD ADAMS
CORD A ADAMS
ended on 2019-12-31
CDR: 226720
THOMAS GOYNE
ended on 2020-01-02



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