Company Name:
SHAWMUT BROKERAGE, INC.
CRD Number:
17081
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
CDR: 1435044
THOMAS MULLANEY
TOM MULLANEY JR TOM MULLANEY
started on 1986-03-06
CDR: 1548595
RANDALL CLEGG
started on 1986-08-30
CDR: 1548589
SUSAN PEDERSEN
SUSAN BEVERLY BROOKS SUSAN SHVETZ
started on 1986-09-26
CDR: 710871
DAVID RIOUX
DAVID A RIOUX
started on 1987-04-06
CDR: 1566648
STEVEN JOHNSON
STEVEN JOHN JOHNSON MR
started on 1987-01-01
CDR: 1810309
MICHAEL GILIBERTO
MICHAEL EMILLIO GILIBERTO
started on 1988-03-23
CDR: 1306727
LARRY EPSTEIN
started on 1989-05-05
CDR: 1461846
MARY LEMOINE-PENA
MARY JANE LEMOINE MARY JANE LEMOINE-PENA LEMOINE-PENA MARY JANE LEMOINEPENA
started on 1991-04-08
CDR: 204292
JEFFREY FANNON
started on 1991-08-07
CDR: 1427138
KEVIN RAHILL
started on 1991-04-08
CDR: 704349
THOMAS BARTHOLOMEW
started on 1991-04-08
CDR: 1622953
ERIK SIMONSEN
JR ERIK SIMONSEN RICK SIMONSEN
started on 1991-04-08
CDR: 722329
MATTHEW REILLY
MATT REILLY MATTHEW ROMAN REILLY
started on 1991-04-08
CDR: 2056095
KIMBERLY SAXTON
KIMBERLY ANN MAHONEY
started on 1991-09-04
CDR: 724082
Thomas Mullen
THOMAS C MULLEN
started on 1991-04-08
CDR: 1548628
WAYNE MILLER
started on 1991-08-29
CDR: 1461846
MARY LEMOINE-PENA
MARY JANE LEMOINE MARY JANE LEMOINE-PENA LEMOINE-PENA MARY JANE LEMOINEPENA
ended on 1991-05-20
CDR: 724082
Thomas Mullen
THOMAS C MULLEN
ended on 1991-08-02
CDR: 2259152
CLIFFORD STRAUB
started on 1992-07-29
CDR: 2259270
BRUCE HODGINS
BRUCE CRAIG HODGINS, PPC BRUCE CRAIG HODGINS, PPC(TM)
started on 1992-07-22
CDR: 2304607
MARIA LAVIOLA
MARIA ROSE IOVINO
started on 1992-12-15
CDR: 2260212
LAURA CLEARY
started on 1992-07-22
CDR: 2259165
Ellen Lurier
started on 1992-08-20
CDR: 2304767
MARYJO ROMANO
MARYJO FLANAGAN
started on 1992-12-15
CDR: 1783378
GEORGE MARKOULAKIS
George E Markoulakis
started on 1992-04-24
CDR: 2304520
KATHERINE BERNARDI
KATHY GONZALES
started on 1992-12-14
CDR: 1309209
MICHAEL ROTHMEIER
MICHAEL J ROTHMEIER
started on 1992-12-23
CDR: 2304605
JILL HONEYCOMB
JILL MAYFIELD SPENCER HONEYCOMB JILL MAYFIELD SPENCER JILL SPENCER
started on 1992-12-14
CDR: 2266546
EDWARD LANE
started on 1992-09-21
CDR: 2304635
JAMES SMUTS
started on 1992-12-21
CDR: 2259271
JOHN FOLEY
started on 1992-09-17
CDR: 2259033
JODY FLEGAL
started on 1992-07-21
CDR: 2304598
JANICE FLAHERTY
JANICE L FLAHERTY JANICE LEE GROPPO MISS
started on 1992-12-21
CDR: 1557393
JOHN LYONS
started on 1992-09-17
CDR: 204292
JEFFREY FANNON
ended on 1992-05-01
CDR: 1548589
SUSAN PEDERSEN
SUSAN BEVERLY BROOKS SUSAN SHVETZ
ended on 1992-05-01
CDR: 1810309
MICHAEL GILIBERTO
MICHAEL EMILLIO GILIBERTO
ended on 1992-05-01
CDR: 1622953
ERIK SIMONSEN
JR ERIK SIMONSEN RICK SIMONSEN
ended on 1992-05-01
CDR: 1548628
WAYNE MILLER
ended on 1992-01-08
CDR: 2360651
STEPHEN O'CALLAGHAN
STEPHEN EDWARD OCALLAGHAN STEPHEN OCALLAGHAN
started on 1993-06-08
CDR: 2304588
Tyra Ellison
started on 1993-04-26
CDR: 2304727
DAVID FOWLER
DAVE FOWLER
started on 1993-01-27
CDR: 2317135
APRIL TRACY
APRIL LYNN VOZZOLO
started on 1993-05-18
CDR: 2304897
ANTONIETTA MILONE
TONI MILONE
started on 1993-05-10
CDR: 2435296
THOMAS FAGAN
THOMAS BLAKESLEE FAGAN
started on 1993-12-15
CDR: 2435269
NANCY FELLINGER
NANCY B BARTON NANCY B FELLINGER NANCY FELLINGER
started on 1993-12-20
CDR: 2305126
PETER KADRA
PETER STEPHEN KADRA
started on 1993-06-03
CDR: 2159199
Daniel McMahon
DANIEL THOMAS MCMAHON DANIEL MCMAHON
started on 1993-01-07
CDR: 2382087
JASON SAUER
started on 1993-10-26
CDR: 2355072
PAUL MARCHESE
started on 1993-05-20
CDR: 2305891
MARK WALSH
started on 1993-06-04
CDR: 2304730
David Barr
DAVID GEORGE BARR
started on 1993-01-27
CDR: 2246534
CHRISTOPHER KENDALL
Chris Kendall
started on 1993-10-29
CDR: 2360489
LIANA PACILLI
LIANA MARY IOFFREDO LIANA MARY POTTER LIANA POTTER
started on 1993-06-10
CDR: 2305918
PETER LOUNSBURY
started on 1993-06-04
CDR: 2305890
ELEONORA XIFARAS
ELKA ELEONORA ELKA XIFARAS
started on 1993-04-12
CDR: 2304969
MICHAEL FORTEY
MIKE FORTEY
started on 1993-01-27
CDR: 2382217
AMY RESNIC
AMY JILL ZELMAN
started on 1993-11-24
CDR: 2354614
Susan Banville
SUSAN MCINTOSH BANVILLE
started on 1993-10-29
CDR: 1968388
Kevin McHugh
started on 1993-09-03
CDR: 2304991
MICHAEL DANEAU
started on 1993-05-07
CDR: 2355067
TIMOTHY PRETE
started on 1993-05-28
CDR: 1361250
EDWARD FINOCCHIARO
EDWARD SANTO FINNOCCHAIRO EDWARD SANTO FINNOCCHIARO EDWARD SANTO FINOCCHAIRO
started on 1993-12-10
CDR: 2305869
MARY MCWADE
MARY RITA DABABNEH
started on 1993-02-22
CDR: 2355063
SHARON PARYS
started on 1993-10-25
CDR: 2305226
ANGELA FOLINO
ANGELA RENEE CONNOR ANGELA CONNOR
started on 1993-09-14
CDR: 1054272
Dennis Arnone
DENNIS WILLIAM ARNONE
started on 1993-08-31
CDR: 2304975
DANIEL DELORIA
started on 1993-01-27
CDR: 1694899
Elaine Uttaro
ELAINE WONG UTTARO YEUK LAN UTTARO ELAINE YEUK WONG ELAINE WONG
started on 1993-08-16
CDR: 2434841
VALERIE CONNOLLY
VAL CONNOLLY VALERIE HALL CONNOLLY VALERIE ANNE HALL
started on 1993-12-15
CDR: 2305129
KAREN NORRMAN
KAREN M KNAPIK KAREN MARIE KNAPIK
started on 1993-06-01
CDR: 2309073
JAMES FALKNER
JAY FALKNER JR
started on 1993-04-15
CDR: 2373075
STEPHEN BATES
started on 1993-12-13
CDR: 2360394
JONATHAN BUSA
started on 1993-06-14
CDR: 2173882
DAVID PUGLIESE
DAVID ALLEN PUGLIESE MR
started on 1993-05-21
CDR: 2304872
GRACE PETRARCA
GRACE S HVASTA
started on 1993-06-03
CDR: 1930866
JUDITH HENRY
JUDITH JOHNSON
started on 1993-06-16
CDR: 2305893
JOHN MINGOLELLI
started on 1993-06-03
CDR: 2360542
JEFFREY NASH
started on 1993-06-17
CDR: 2259152
CLIFFORD STRAUB
ended on 1993-10-09
CDR: 1435044
THOMAS MULLANEY
TOM MULLANEY JR TOM MULLANEY
ended on 1993-05-21
CDR: 2259270
BRUCE HODGINS
BRUCE CRAIG HODGINS, PPC BRUCE CRAIG HODGINS, PPC(TM)
ended on 1993-10-09
CDR: 2304897
ANTONIETTA MILONE
TONI MILONE
ended on 1993-11-01
CDR: 2304607
MARIA LAVIOLA
MARIA ROSE IOVINO
ended on 1993-10-07
CDR: 2259165
Ellen Lurier
ended on 1993-10-09
CDR: 2305890
ELEONORA XIFARAS
ELKA ELEONORA ELKA XIFARAS
ended on 1993-09-03
CDR: 2355067
TIMOTHY PRETE
ended on 1993-08-23
CDR: 704349
THOMAS BARTHOLOMEW
ended on 1993-08-23
CDR: 722329
MATTHEW REILLY
MATT REILLY MATTHEW ROMAN REILLY
ended on 1993-05-21
CDR: 1686812
John Piscitelli
JOHN DONDI PISCITELLI JOHN PISCITELLI
started on 1994-01-13
CDR: 2017852
SHAWN KENNEDY
started on 1994-11-15
CDR: 2034742
DAVID PETRUZZELLI
started on 1994-01-20
CDR: 1473445
Robert Caputo
started on 1994-07-22
CDR: 2421264
MICHAEL GILLILAND
started on 1994-01-26
CDR: 2031037
PAGE PENNELL
started on 1994-05-04
CDR: 1449308
David MURPHY
started on 1994-04-11
CDR: 1894361
HECTOR FERNANDEZ
started on 1994-02-03
CDR: 2454204
ERNEST MONTAVON
started on 1994-02-16
CDR: 2438721
JOHN MULLEN
started on 1994-02-01
CDR: 2430579
ERIC LUTZ
started on 1994-01-04
CDR: 2175135
DAVID THIBEAULT
started on 1994-01-05
CDR: 1281341
STEPHEN DUNN
STEPHEN W DUNN STEVE DUNN
started on 1994-04-12
CDR: 1909611
JOSHUA LYONS
started on 1994-01-10
CDR: 2204159
EILEEN KEEGAN
EILEEN M SEERY EILEEN MARIE SEERY
started on 1994-01-06
CDR: 1207952
PAUL BORNSTEIN
started on 1994-10-06
CDR: 2360651
STEPHEN O'CALLAGHAN
STEPHEN EDWARD OCALLAGHAN STEPHEN OCALLAGHAN
ended on 1994-03-28
CDR: 2304588
Tyra Ellison
ended on 1994-03-28
CDR: 1686812
John Piscitelli
JOHN DONDI PISCITELLI JOHN PISCITELLI
ended on 1994-03-28
CDR: 2304727
DAVID FOWLER
DAVE FOWLER
ended on 1994-03-28
CDR: 2260212
LAURA CLEARY
ended on 1994-03-28
CDR: 2435296
THOMAS FAGAN
THOMAS BLAKESLEE FAGAN
ended on 1994-03-28
CDR: 2435269
NANCY FELLINGER
NANCY B BARTON NANCY B FELLINGER NANCY FELLINGER
ended on 1994-03-28
CDR: 2305126
PETER KADRA
PETER STEPHEN KADRA
ended on 1994-03-28
CDR: 2382087
JASON SAUER
ended on 1994-05-02
CDR: 2355072
PAUL MARCHESE
ended on 1994-03-28
CDR: 2305891
MARK WALSH
ended on 1994-03-28
CDR: 2304730
David Barr
DAVID GEORGE BARR
ended on 1994-01-27
CDR: 2246534
CHRISTOPHER KENDALL
Chris Kendall
ended on 1994-03-28
CDR: 2360489
LIANA PACILLI
LIANA MARY IOFFREDO LIANA MARY POTTER LIANA POTTER
ended on 1994-03-28
CDR: 2034742
DAVID PETRUZZELLI
ended on 1994-03-28
CDR: 2305918
PETER LOUNSBURY
ended on 1994-03-28
CDR: 2304969
MICHAEL FORTEY
MIKE FORTEY
ended on 1994-03-28
CDR: 2304767
MARYJO ROMANO
MARYJO FLANAGAN
ended on 1994-03-28
CDR: 2304520
KATHERINE BERNARDI
KATHY GONZALES
ended on 1994-03-28
CDR: 2304605
JILL HONEYCOMB
JILL MAYFIELD SPENCER HONEYCOMB JILL MAYFIELD SPENCER JILL SPENCER
ended on 1994-03-28
CDR: 2304991
MICHAEL DANEAU
ended on 1994-03-28
CDR: 2266546
EDWARD LANE
ended on 1994-03-10
CDR: 1894361
HECTOR FERNANDEZ
ended on 1994-03-28
CDR: 2305869
MARY MCWADE
MARY RITA DABABNEH
ended on 1994-03-28
CDR: 2355063
SHARON PARYS
ended on 1994-03-28
CDR: 2305226
ANGELA FOLINO
ANGELA RENEE CONNOR ANGELA CONNOR
ended on 1994-03-28
CDR: 2454204
ERNEST MONTAVON
ended on 1994-03-28
CDR: 2304635
JAMES SMUTS
ended on 1994-03-28
CDR: 2438721
JOHN MULLEN
ended on 1994-03-28
CDR: 2430579
ERIC LUTZ
ended on 1994-03-28
CDR: 2304975
DANIEL DELORIA
ended on 1994-03-28
CDR: 2259271
JOHN FOLEY
ended on 1994-03-28
CDR: 1694899
Elaine Uttaro
ELAINE WONG UTTARO YEUK LAN UTTARO ELAINE YEUK WONG ELAINE WONG
ended on 1994-03-28
CDR: 2434841
VALERIE CONNOLLY
VAL CONNOLLY VALERIE HALL CONNOLLY VALERIE ANNE HALL
ended on 1994-03-28
CDR: 2175135
DAVID THIBEAULT
ended on 1994-03-28
CDR: 2305129
KAREN NORRMAN
KAREN M KNAPIK KAREN MARIE KNAPIK
ended on 1994-03-28
CDR: 2309073
JAMES FALKNER
JAY FALKNER JR
ended on 1994-03-28
CDR: 2373075
STEPHEN BATES
ended on 1994-03-28
CDR: 1909611
JOSHUA LYONS
ended on 1994-03-28
CDR: 2360394
JONATHAN BUSA
ended on 1994-01-05
CDR: 2056095
KIMBERLY SAXTON
KIMBERLY ANN MAHONEY
ended on 1994-05-19
CDR: 2259033
JODY FLEGAL
ended on 1994-03-28
CDR: 2204159
EILEEN KEEGAN
EILEEN M SEERY EILEEN MARIE SEERY
ended on 1994-03-28
CDR: 2304872
GRACE PETRARCA
GRACE S HVASTA
ended on 1994-03-28
CDR: 2305893
JOHN MINGOLELLI
ended on 1994-03-28
CDR: 2304598
JANICE FLAHERTY
JANICE L FLAHERTY JANICE LEE GROPPO MISS
ended on 1994-03-28
CDR: 2360542
JEFFREY NASH
ended on 1994-03-28
CDR: 1557393
JOHN LYONS
ended on 1994-03-28
CDR: 1557181
JAMES EVANS
started on 1995-08-16
CDR: 2355063
SHARON PARYS
started on 1995-02-27
CDR: 2355072
PAUL MARCHESE
started on 1995-02-27
CDR: 2360489
LIANA PACILLI
LIANA MARY IOFFREDO LIANA MARY POTTER LIANA POTTER
started on 1995-03-07
CDR: 2602107
MARY BEAMS
MALIZ E BEAMS MALIZ ELIZABETH BEAMS MARY E BEAMS
started on 1995-04-28
CDR: 2373075
STEPHEN BATES
started on 1995-02-27
CDR: 2435296
THOMAS FAGAN
THOMAS BLAKESLEE FAGAN
started on 1995-02-27
CDR: 2434841
VALERIE CONNOLLY
VAL CONNOLLY VALERIE HALL CONNOLLY VALERIE ANNE HALL
started on 1995-02-27
CDR: 2305893
JOHN MINGOLELLI
started on 1995-06-22
CDR: 2430579
ERIC LUTZ
started on 1995-02-27
CDR: 2317135
APRIL TRACY
APRIL LYNN VOZZOLO
ended on 1995-08-17
CDR: 2017852
SHAWN KENNEDY
ended on 1995-08-17
CDR: 1548595
RANDALL CLEGG
ended on 1995-08-07
CDR: 1473445
Robert Caputo
ended on 1995-08-07
CDR: 2421264
MICHAEL GILLILAND
ended on 1995-11-16
CDR: 2373075
STEPHEN BATES
ended on 1995-12-11
CDR: 1361250
EDWARD FINOCCHIARO
EDWARD SANTO FINNOCCHAIRO EDWARD SANTO FINNOCCHIARO EDWARD SANTO FINOCCHAIRO
ended on 1995-09-25
CDR: 1566648
STEVEN JOHNSON
STEVEN JOHN JOHNSON MR
ended on 1995-07-19
CDR: 1281341
STEPHEN DUNN
STEPHEN W DUNN STEVE DUNN
ended on 1995-02-24
CDR: 2173882
DAVID PUGLIESE
DAVID ALLEN PUGLIESE MR
ended on 1995-12-11
CDR: 1941563
Richard Gagne
RICHARD MICHAEL GAGNE Richard Gagne
started on 1996-01-23
CDR: 73553
GEORGE DUNN
started on 1996-01-24
CDR: 1217126
SUSAN GREEN
started on 1996-01-24
CDR: 1071848
MARY BETH MCKENNA
MARYBETH MCKENNA MARY BETH SILVIA MARY BETH SILVIA MARYBETH SILVIA
started on 1996-01-24
CDR: 1069437
STEVEN PARMELEE
started on 1996-01-18
CDR: 2159199
Daniel McMahon
DANIEL THOMAS MCMAHON DANIEL MCMAHON
ended on 1996-01-16
CDR: 1941563
Richard Gagne
RICHARD MICHAEL GAGNE Richard Gagne
ended on 1996-02-08
CDR: 1557181
JAMES EVANS
ended on 1996-01-16
CDR: 1427138
KEVIN RAHILL
ended on 1996-01-16
CDR: 2355063
SHARON PARYS
ended on 1996-02-13
CDR: 2355072
PAUL MARCHESE
ended on 1996-02-13
CDR: 2360489
LIANA PACILLI
LIANA MARY IOFFREDO LIANA MARY POTTER LIANA POTTER
ended on 1996-02-13
CDR: 2382217
AMY RESNIC
AMY JILL ZELMAN
ended on 1996-02-05
CDR: 2354614
Susan Banville
SUSAN MCINTOSH BANVILLE
ended on 1996-02-12
CDR: 1968388
Kevin McHugh
ended on 1996-01-16
CDR: 1783378
GEORGE MARKOULAKIS
George E Markoulakis
ended on 1996-02-13
CDR: 710871
DAVID RIOUX
DAVID A RIOUX
ended on 1996-02-06
CDR: 1309209
MICHAEL ROTHMEIER
MICHAEL J ROTHMEIER
ended on 1996-02-08
CDR: 2031037
PAGE PENNELL
ended on 1996-02-13
CDR: 2602107
MARY BEAMS
MALIZ E BEAMS MALIZ ELIZABETH BEAMS MARY E BEAMS
ended on 1996-02-08
CDR: 1449308
David MURPHY
ended on 1996-01-16
CDR: 2435296
THOMAS FAGAN
THOMAS BLAKESLEE FAGAN
ended on 1996-02-13
CDR: 2434841
VALERIE CONNOLLY
VAL CONNOLLY VALERIE HALL CONNOLLY VALERIE ANNE HALL
ended on 1996-02-13
CDR: 2305893
JOHN MINGOLELLI
ended on 1996-02-08
CDR: 1054272
Dennis Arnone
DENNIS WILLIAM ARNONE
ended on 1996-01-16
CDR: 2430579
ERIC LUTZ
ended on 1996-02-12
CDR: 73553
GEORGE DUNN
ended on 1996-02-06
CDR: 1306727
LARRY EPSTEIN
ended on 1996-01-16
CDR: 1217126
SUSAN GREEN
ended on 1996-02-08
CDR: 1207952
PAUL BORNSTEIN
ended on 1996-02-12
CDR: 1071848
MARY BETH MCKENNA
MARYBETH MCKENNA MARY BETH SILVIA MARY BETH SILVIA MARYBETH SILVIA
ended on 1996-02-08
CDR: 1930866
JUDITH HENRY
JUDITH JOHNSON
ended on 1996-02-13
CDR: 1069437
STEVEN PARMELEE
ended on 1996-02-13



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