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0 - 9
Company Name:
SHEARMAN, RALSTON INC.
Address:
333 GREENWICH AVENUE, GREENWICH, CT 06830
CRD Number:
7320
CIK Number:
203183
SEC File Number:
821190
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1977
1978
1979
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1981
1982
1983
1984
1985
1986
1987
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1991
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1993
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2018
2019
2020
CDR: 370414
DOUGLAS RALSTON
started on
1977-01-03
CDR: 839312
ROBERT SEARLE
started on
1977-07-01
CDR: 420881
THOMAS SHEARMAN
THOMAS B SHEARMAN JR THOMAS BROADUS SHEARMAN
started on
1977-01-03
CDR: 856315
THADDEUS COOK
started on
1978-08-25
CDR: 861641
BARBARA JAFFESS
started on
1979-01-29
CDR: 818454
ELIZABETH HUGUS
ELIZABETH ANNE THOMAS LIZ THOMAS
started on
1980-10-23
CDR: 707475
THOMAS SHEARMAN
THOMAS B SHEARMAN
started on
1980-04-24
CDR: 707476
DANIEL SULLIVAN
started on
1980-04-24
CDR: 722766
FLORENCE BRYAN
FLORENCE CARNET BRANSON FLORENCE CARNET BRYAN
started on
1981-01-19
CDR: 856315
THADDEUS COOK
ended on
1983-04-07
CDR: 839312
ROBERT SEARLE
ended on
1983-04-07
CDR: 1362228
JOHN PALAZZO
started on
1985-06-10
CDR: 1352375
KENNETH LEVEY
KENNETH L LEVEY
started on
1986-12-24
CDR: 722766
FLORENCE BRYAN
FLORENCE CARNET BRANSON FLORENCE CARNET BRYAN
ended on
1986-05-29
CDR: 1352375
KENNETH LEVEY
KENNETH L LEVEY
ended on
1987-07-30
CDR: 1362228
JOHN PALAZZO
ended on
1987-05-20
CDR: 432138
KENNETH SPIEWAK
started on
1990-07-05
CDR: 432138
KENNETH SPIEWAK
ended on
1990-12-20
CDR: 2044964
MICHAEL STUFFLE
MICHAEL STUFFLE
started on
1991-06-03
CDR: 2115731
DEBORAH PLONSKI
FEE PLONSKI
started on
1991-03-25
CDR: 1790420
MARYBETH PETRELL
MARYBETH HELLMER
started on
1991-03-19
CDR: 1568443
ANTHONY MARTINEZ
started on
1992-03-05
CDR: 2115731
DEBORAH PLONSKI
FEE PLONSKI
ended on
1992-01-01
CDR: 1790420
MARYBETH PETRELL
MARYBETH HELLMER
ended on
1992-01-02
CDR: 2044964
MICHAEL STUFFLE
MICHAEL STUFFLE
ended on
1993-06-28
CDR: 818454
ELIZABETH HUGUS
ELIZABETH ANNE THOMAS LIZ THOMAS
ended on
1993-06-23
CDR: 707475
THOMAS SHEARMAN
THOMAS B SHEARMAN
ended on
1993-06-23
CDR: 1433148
JOSEPH TORNINCASO
JOSEPH A TORNINCASO
started on
1995-08-17
CDR: 1568443
ANTHONY MARTINEZ
ended on
1995-07-07
CDR: 420881
THOMAS SHEARMAN
THOMAS B SHEARMAN JR THOMAS BROADUS SHEARMAN
ended on
1996-12-16
CDR: 2732948
JACK GARCEAU
JACK S GARCEAU STEVEN ANTHONY GARCEAU STEVEN A RICCI
started on
1997-06-27
CDR: 1433148
JOSEPH TORNINCASO
JOSEPH A TORNINCASO
ended on
1997-07-07
CDR: 2732948
JACK GARCEAU
JACK S GARCEAU STEVEN ANTHONY GARCEAU STEVEN A RICCI
ended on
1997-10-13
CDR: 3255179
DANIEL KIM
started on
2000-04-11
CDR: 4138548
ANDREA CELA
ANDREA MICHELE CELA ANDREA MICHELE TRENTACOSTA
started on
2000-04-12
CDR: 4138714
DAVID ALTENBURG
started on
2000-03-27
CDR: 4138714
DAVID ALTENBURG
ended on
2001-01-04
CDR: 4931645
JENNY HU
WEN JUN HU
started on
2005-06-28
CDR: 4138548
ANDREA CELA
ANDREA MICHELE CELA ANDREA MICHELE TRENTACOSTA
ended on
2005-03-14
CDR: 5241493
Billy Wong
started on
2007-01-03
CDR: 4931645
JENNY HU
WEN JUN HU
ended on
2011-09-26
CDR: 6004048
LORRA JACKSON
started on
2012-02-01
CDR: 6076209
NATHANIEL RALSTON
started on
2012-10-02
CDR: 5241493
Billy Wong
ended on
2013-08-01
CDR: 6004048
LORRA JACKSON
ended on
2013-01-03
CDR: 6268003
DANIEL SULLIVAN
DANIEL ARTHUR SULLIVAN JR
started on
2014-04-16
CDR: 6343918
THAMER ALDUBAIKHI
started on
2014-07-01
CDR: 6268003
DANIEL SULLIVAN
DANIEL ARTHUR SULLIVAN JR
ended on
2014-08-26
CDR: 6525132
THADDEUS COOK
started on
2015-11-16
CDR: 6343918
THAMER ALDUBAIKHI
ended on
2015-02-27
CDR: 6525132
THADDEUS COOK
ended on
2016-12-05
CDR: 6513939
ALEXANDER BARNARD
started on
2017-04-28
CDR: 3255179
DANIEL KIM
ended on
2018-12-06
CDR: 7059222
Daniel Horvath
started on
2019-05-29
CDR: 7059222
Daniel Horvath
ended on
2020-10-26
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