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0 - 9
Company Name:
SHIELDS & COMPANY, INC.
Address:
SUITE 160, 890 WINTER STREET, WALTHAM, MA 02451
CRD Number:
30000
CIK Number:
884857
SEC File Number:
844663
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
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2010
2011
2012
2013
2014
2015
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2017
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2019
2020
2021
CDR: 862974
THOMAS SHIELDS
started on
1992-10-20
CDR: 2223029
JANICE SHIELDS
started on
1992-10-20
CDR: 2548617
TIMOTHY WHITE
started on
1998-05-08
CDR: 2223029
JANICE SHIELDS
started on
2006-01-05
CDR: 5260884
RICHARD NEWMAN
started on
2006-12-14
CDR: 2602404
LAURA MORUZZI
started on
2007-02-22
CDR: 6054418
TIMOTHY HALADYNA
started on
2012-08-22
CDR: 6054435
WILLIAM SILTON
started on
2012-08-17
CDR: 6054388
EVAN RICKER
started on
2012-06-25
CDR: 5260410
CHRISTOPHER NICHOLAS
started on
2012-10-01
CDR: 6160116
CHELSEA HANLON
started on
2013-06-03
CDR: 2602404
LAURA MORUZZI
ended on
2014-01-31
CDR: 6054435
WILLIAM SILTON
ended on
2014-08-13
CDR: 2223029
JANICE SHIELDS
ended on
2014-11-25
CDR: 6529433
CHRISTIAN SAMPSON
started on
2015-09-10
CDR: 6206898
NATHAN ELLIS
started on
2015-02-12
CDR: 6054418
TIMOTHY HALADYNA
ended on
2015-08-18
CDR: 6206898
NATHAN ELLIS
ended on
2015-06-29
CDR: 6195717
DREW SABIA
started on
2016-07-06
CDR: 6160116
CHELSEA HANLON
ended on
2017-01-05
CDR: 4207986
DARWIN OLYMPIA
started on
2019-04-11
CDR: 6529433
CHRISTIAN SAMPSON
ended on
2019-06-06
CDR: 6195717
DREW SABIA
ended on
2019-04-11
CDR: 7204545
Daniel Lombardo
Dan Lombardo
started on
2020-02-12
CDR: 7295715
Timothy Weeks
Weeks John Weeks
started on
2020-11-10
CDR: 7204822
Alden Parker
started on
2020-07-29
CDR: 2548617
TIMOTHY WHITE
ended on
2020-01-15
CDR: 7204545
Daniel Lombardo
Dan Lombardo
ended on
2021-02-10
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