Company Name:
SHORELINEAMBROSE ADVISORS, LLC
Address:
SUITE 120, 6310 GREENWICH DRIVE, SAN DIEGO, CA 92122
CRD Number:
141046
CIK Number:
1365596
SEC File Number:
867357
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5246927
TIMOTHY MALOTT
started on 2007-11-14
CDR: 5724970
NEIL SHROFF
started on 2009-10-30
CDR: 1588353
PATRICK YAM
PATRICK J YAM
started on 2010-12-22
CDR: 5192273
GURPREET RATRA
started on 2011-02-10
CDR: 6045141
CHRISTINE ABATO
started on 2012-06-12
CDR: 1090644
NICOLETTE DENNEY
NICOLETTE IRISA PERRY NIKKI IRISA PERRY N I WILLIAMS NIKKI I WILLIAMS PERRY WILLIAMS
started on 2013-10-31
CDR: 6468712
EDWARD LAKE
started on 2015-04-27
CDR: 4508289
LUKE SAGE
started on 2015-09-09
CDR: 5328963
HSIN-KAI CHOU
PHILLIP CHOU
started on 2016-03-03
CDR: 5328489
BRIAN HUMENESKY
started on 2016-12-27
CDR: 2715394
MARK OKEEFE
MARK J OKEEFE
started on 2016-11-08
CDR: 6030833
ALEX JOSLIN
Alex Joslin
started on 2016-02-25
CDR: 1389546
JOANN LITTLE
JOANN C LOWERY
started on 2016-09-20
CDR: 4256503
MICHAEL HARDEN
started on 2016-01-06
CDR: 1801889
GARY SHIELDS
started on 2017-08-09
CDR: 5681390
WEN-HAN FAN
WEN HAN FAN Peter Fan
started on 2017-04-17
CDR: 6529161
JOSHUA DONNELLY
JOSHUA DONNELLY
started on 2017-12-11
CDR: 3188617
JEFFERSON STONE
JEFFERSON STONE COX
started on 2018-08-30
CDR: 3030976
JAMES CARTER
JAY CARTER JR
started on 2018-05-16
CDR: 4496384
STEVEN THORNTON
STEVE LEE THORNTON
started on 2019-09-16
CDR: 7142608
Jason Chen
started on 2019-07-01
CDR: 1389546
JOANN LITTLE
JOANN C LOWERY
ended on 2019-11-15
CDR: 1090644
NICOLETTE DENNEY
NICOLETTE IRISA PERRY NIKKI IRISA PERRY N I WILLIAMS NIKKI I WILLIAMS PERRY WILLIAMS
ended on 2019-08-19
CDR: 3030976
JAMES CARTER
JAY CARTER JR
ended on 2019-09-07
CDR: 7257697
JOHN REYNOLDS
started on 2020-09-17
CDR: 7262040
Kashish Bhatia
started on 2020-08-28
CDR: 5930966
RICHARD EPPEL
DICK EPPEL
started on 2020-08-07
CDR: 3076650
MICHAEL WELCHER
started on 2020-07-31
CDR: 6030833
ALEX JOSLIN
Alex Joslin
ended on 2020-10-29
CDR: 1801889
GARY SHIELDS
ended on 2021-03-15



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