Company Name:
SHUFRO, ROSE & CO., LLC
Address:
15TH FLOOR, 600 LEXINGTON AVENUE, NEW YORK NY 10022
CRD Number:
3403
SEC Number:
801-977
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1959
1960
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1962
1963
1964
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2017
2018
2019
2020
2021
CDR: 422885
EDWARD SHUFRO
started on 1959-08-31
CDR: 76300
FRED EHRMAN
started on 1970-01-16
CDR: 59649
GARY CZEKAJ
started on 1970-06-04
CDR: 1050441
BRUCE SMITH
BRUCE DAVID SMITH
started on 1983-03-22
CDR: 818707
STEPHEN LEIT
started on 1984-11-09
CDR: 1545111
PAUL WOO
started on 1986-08-19
CDR: 1756153
STEVEN GLASS
started on 1988-09-23
CDR: 1756153
STEVEN GLASS
started on 1988-09-26
CDR: 818707
STEPHEN LEIT
started on 1989-03-02
CDR: 1958695
CHERYL LAUDER
started on 1992-05-20
CDR: 2130938
LIDA GREENBERG
LIDA GREENBERG EXSTEIN LIDA GREENBERG
started on 1992-06-17
CDR: 701381
FRANCIS FRAENKEL
started on 1992-05-28
CDR: 311574
PETER LOEB
started on 1992-08-21
CDR: 1050441
BRUCE SMITH
BRUCE DAVID SMITH
ended on 1992-05-12
CDR: 2604316
JENNIFER WINTERS
JENNIFER QUATRONE
started on 1995-08-07
CDR: 2421241
ANNMARIE FOSS
ANN MARIE FOSS
started on 1995-05-17
CDR: 2758445
WENDY DIESEL
WENDY LEE RITCHEY
started on 1996-09-23
CDR: 2758445
WENDY DIESEL
WENDY LEE RITCHEY
ended on 1996-12-10
CDR: 59649
GARY CZEKAJ
ended on 1996-02-16
CDR: 2987418
COLLEEN MUNRO
COLLEEN MUNRO COLLEEN NICHOLE RUPE NIKKI RUPE
started on 1998-06-15
CDR: 3062973
JOEL SIMON
started on 1998-10-14
CDR: 3031134
HARVEY MOY
HARVEY MOY
started on 1998-10-14
CDR: 2604316
JENNIFER WINTERS
JENNIFER QUATRONE
ended on 1998-02-19
CDR: 76300
FRED EHRMAN
ended on 1998-02-19
CDR: 3232497
ROBERT SCHPOONT
started on 1999-08-26
CDR: 2810876
JOHN CONTANT
started on 1999-12-16
CDR: 4134855
Tonia KAMINSKY
TONIA LEE KAMINSKY TONIA (YOOLIM) KAMINSKY YOOLIM KAMINSKY YOO LIM LEE
started on 2000-07-20
CDR: 2183133
KENNETH AMANO
started on 2000-05-22
CDR: 1958695
CHERYL LAUDER
ended on 2000-12-18
CDR: 2130938
LIDA GREENBERG
LIDA GREENBERG EXSTEIN LIDA GREENBERG
ended on 2000-12-18
CDR: 2987418
COLLEEN MUNRO
COLLEEN MUNRO COLLEEN NICHOLE RUPE NIKKI RUPE
ended on 2000-12-18
CDR: 701381
FRANCIS FRAENKEL
ended on 2000-12-18
CDR: 3232497
ROBERT SCHPOONT
ended on 2000-12-31
CDR: 2421241
ANNMARIE FOSS
ANN MARIE FOSS
ended on 2000-12-18
CDR: 2183133
KENNETH AMANO
ended on 2000-12-18
CDR: 311574
PETER LOEB
ended on 2000-12-18
CDR: 456036
HARVEY WACHT
started on 2001-01-31
CDR: 323095
DAVID MATTHEWS
started on 2001-11-27
CDR: 456036
HARVEY WACHT
started on 2001-01-31
CDR: 2663959
BARBARA SILVERMAN
BARBARA ELISE PUKLIN
started on 2003-01-06
CDR: 4718283
GREGORY SHUFRO
started on 2004-07-01
CDR: 4391059
MARCELLA SFERRAZZA
MARCELLA DANIELA MASTROPIETRO
started on 2005-06-01
CDR: 2810876
JOHN CONTANT
started on 2007-09-07
CDR: 4567955
Miriam Lefkowitz
started on 2007-07-23
CDR: 2338411
SHARON GRIFFITH
SHARON E DESHATLO SHARON E GRIFFITH
started on 2008-08-13
CDR: 1985131
VIVIENNE ATHER
RUKMINIE VIVIENNE ATHER RUKMINIE ATHER Vivienne R Ather RUKMINIE V CHANDERDATT
started on 2008-07-14
CDR: 3062973
JOEL SIMON
ended on 2008-10-02
CDR: 2663959
BARBARA SILVERMAN
BARBARA ELISE PUKLIN
started on 2009-10-29
CDR: 1985131
VIVIENNE ATHER
RUKMINIE VIVIENNE ATHER RUKMINIE ATHER Vivienne R Ather RUKMINIE V CHANDERDATT
ended on 2009-06-16
CDR: 5184479
KATHY LOGAN
KATHY T LOGAN KATHY RODRIGUEZ
started on 2010-07-07
CDR: 5838153
ZHAOMENG SUN
LENA SUN Lena Sun
started on 2011-09-07
CDR: 5844422
OLGA AVDAEV
OLGA KRIVULIN
started on 2011-03-14
CDR: 4567955
Miriam Lefkowitz
ended on 2014-09-11
CDR: 1545111
PAUL WOO
ended on 2014-02-20
CDR: 2040332
MILES EDWARDS
MYLES JOSHUA EDWARDS IV MYLES JOSHUA EDWARDS
started on 2015-01-13
CDR: 4718283
GREGORY SHUFRO
started on 2015-01-15
CDR: 456036
HARVEY WACHT
ended on 2015-12-01
CDR: 323095
DAVID MATTHEWS
ended on 2015-12-10
CDR: 5838153
ZHAOMENG SUN
LENA SUN Lena Sun
ended on 2015-07-16
CDR: 3031134
HARVEY MOY
HARVEY MOY
ended on 2015-12-10
CDR: 4391059
MARCELLA SFERRAZZA
MARCELLA DANIELA MASTROPIETRO
ended on 2015-12-10
CDR: 5844422
OLGA AVDAEV
OLGA KRIVULIN
ended on 2015-12-10
CDR: 2663959
BARBARA SILVERMAN
BARBARA ELISE PUKLIN
ended on 2015-12-10
CDR: 1756153
STEVEN GLASS
ended on 2015-12-10
CDR: 4134855
Tonia KAMINSKY
TONIA LEE KAMINSKY TONIA (YOOLIM) KAMINSKY YOOLIM KAMINSKY YOO LIM LEE
ended on 2015-12-10
CDR: 2810876
JOHN CONTANT
ended on 2015-12-10
CDR: 818707
STEPHEN LEIT
ended on 2015-12-10
CDR: 5184479
KATHY LOGAN
KATHY T LOGAN KATHY RODRIGUEZ
ended on 2015-12-01
CDR: 4718283
GREGORY SHUFRO
ended on 2015-12-10
CDR: 2338411
SHARON GRIFFITH
SHARON E DESHATLO SHARON E GRIFFITH
ended on 2017-01-23
CDR: 2040332
MILES EDWARDS
MYLES JOSHUA EDWARDS IV MYLES JOSHUA EDWARDS
ended on 2018-02-07
CDR: 6118195
GERSON OSSERS
GERSON ROBERTO OSSERS JR Gerson Roberto Ossers Robert Ossers
started on 2020-04-09
CDR: 6482759
MICHAEL HYMES
MIKE HYMES
started on 2020-03-25
CDR: 422885
EDWARD SHUFRO
ended on 2020-03-19
CDR: 6016574
Anthony Santoloci
started on 2021-03-29



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