Company Name:
SIERRA INVESTMENT MANAGEMENT INC
Address:
3420 OCEAN PARK BLVD, STE 3060, SANTA MONICA CA 90405
CRD Number:
106615
SEC Number:
801-42954
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1993
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1997
1998
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2002
2003
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2005
2006
2007
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2020
2021
CDR: 1466125
DAVID WRIGHT
DAVID C. WRIGHT
started on 1993-02-05
CDR: 1238247
KENNETH SLEEPER
started on 1993-02-05
CDR: 2593967
DEANN KATO
DEANN KATO
started on 2004-03-05
CDR: 729605
PHYLLIS LEIBMAN
PHYLLIS JOY BUNZEL PHYLLIS JOY GLANSTEIN
started on 2005-03-18
CDR: 4768648
SUZANNE TORRES
started on 2009-08-18
CDR: 5940466
FRANK BARBERA
FRANK A. BARBERA FRANK BARBERA
started on 2011-06-14
CDR: 2158274
DANIEL KRAUSE
DANIEL W KRAUSE DANIEL WENDEL KRAUSE
started on 2011-09-06
CDR: 3123685
Thea Lewis
THEA R REINHART THEA RAE REINHART THEA RAE ROWLEY
started on 2012-04-26
CDR: 4286408
GAYATRI VYAS
GAYATRI P PATHAK GAYATRI RAJIV VYAS
started on 2013-04-23
CDR: 3123685
Thea Lewis
THEA R REINHART THEA RAE REINHART THEA RAE ROWLEY
ended on 2014-07-11
CDR: 2554263
THERESA SPATH
TERRI SPATH
started on 2015-09-01
CDR: 2330979
MICHAEL BUCHHOLZ
MIKE BUCHHOLZ
started on 2015-11-18
CDR: 2420923
JASON BUCK
started on 2015-09-28
CDR: 5244270
SAMAR NASIRI
SAMAR FAGHIH-NASIRI SAMAR FAGHIH NASIRI
started on 2015-12-08
CDR: 4238328
COLIN BARBER
COLIN BARBER
started on 2015-11-18
CDR: 4858618
JOSHUA BRADFORD
JOSHUA B BRADFORD JOSHUA BRADFORD
started on 2015-10-07
CDR: 3192254
WILLIAM PHILLIPS III
BILL PHILLIPS BILLY PHILLIPS
started on 2015-10-07
CDR: 5940466
FRANK BARBERA
FRANK A. BARBERA FRANK BARBERA
ended on 2015-10-01
CDR: 2158274
DANIEL KRAUSE
DANIEL W KRAUSE DANIEL WENDEL KRAUSE
ended on 2015-02-20
CDR: 4838497
WHITNEY BARBARICS
WHITNEY JENNIFER MCDONNELL
started on 2016-03-11
CDR: 5107342
Alexander Ward
ALEX WARD ALEXANDER G WARD
started on 2016-05-11
CDR: 3178454
THOMAS GIARDINO
TOMAS GIARDINO
started on 2016-07-18
CDR: 2496267
Stuart Littler
started on 2016-07-07
CDR: 4858618
JOSHUA BRADFORD
JOSHUA B BRADFORD JOSHUA BRADFORD
ended on 2016-09-02
CDR: 5692691
Matthew Parkhurst
MATT PARKHURST
started on 2017-01-06
CDR: 2330979
MICHAEL BUCHHOLZ
MIKE BUCHHOLZ
ended on 2017-01-03
CDR: 3178454
THOMAS GIARDINO
TOMAS GIARDINO
ended on 2017-12-31
CDR: 5692691
Matthew Parkhurst
MATT PARKHURST
ended on 2017-03-02
CDR: 2496267
Stuart Littler
ended on 2017-12-31
CDR: 6769239
MICHAEL CRAMER
started on 2018-08-15
CDR: 3158528
STANLEY SCHIEWE
started on 2018-10-12
CDR: 6097500
JACQUELINE BROWNING
JACQUE BROWNING JACQUE SCALI JACQUELINE MICHELLE SCALI
started on 2018-08-27
CDR: 3178454
THOMAS GIARDINO
TOMAS GIARDINO
started on 2018-08-28
CDR: 5092586
SEAN PHAM
NAM NGUYEN PHAM NAM PHAM Sean Nguyen Pham
started on 2018-08-28
CDR: 3154921
Christopher Wilson
started on 2018-08-28
CDR: 1199270
SEBASTIAN HOPPE
started on 2019-04-03
CDR: 1199270
SEBASTIAN HOPPE
ended on 2019-10-11
CDR: 6840573
ROBERT PETROSYAN
started on 2020-08-12
CDR: 2554263
THERESA SPATH
TERRI SPATH
ended on 2021-02-01
CDR: 5107342
Alexander Ward
ALEX WARD ALEXANDER G WARD
ended on 2021-03-29



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