Company Name:
SIMON SECURITIES, INC.
CRD Number:
16746
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
CDR: 1070846
WILLIAM BYRD
WILLIAM J BYRD III WILLIAM JAMES BYRD
started on 1990-06-06
CDR: 464658
WILLIAM WHELEN
started on 1990-08-23
CDR: 2370245
YOUWEI XU
PAUL Y HSU PAUL YOUWEI HSU PAUL HSU Y PAUL HSU PAUL YOUWEI XU
started on 1994-02-07
CDR: 2370253
CATHY HUANG
CATHY HUANG HSU CATHY Y HSU CATHY YIPING HSU CATHY YIPING HUANG YIPING CATHY HUANG
started on 1994-02-26
CDR: 1284922
JEFFREY SZUR
JEFF SZUR STEPHEN SZUR
started on 1994-01-30
CDR: 1343669
KATHRYN MENDIVIL
KATHY MENDIVIL
started on 1994-12-01
CDR: 1772568
DAVID PRUETT
DAVE PRUETT
started on 1994-01-30
CDR: 2370245
YOUWEI XU
PAUL Y HSU PAUL YOUWEI HSU PAUL HSU Y PAUL HSU PAUL YOUWEI XU
ended on 1994-07-20
CDR: 2370253
CATHY HUANG
CATHY HUANG HSU CATHY Y HSU CATHY YIPING HSU CATHY YIPING HUANG YIPING CATHY HUANG
ended on 1994-07-20
CDR: 1284922
JEFFREY SZUR
JEFF SZUR STEPHEN SZUR
ended on 1994-09-17
CDR: 464658
WILLIAM WHELEN
ended on 1994-12-09
CDR: 1772568
DAVID PRUETT
DAVE PRUETT
ended on 1994-09-23
CDR: 1007915
CHARLES PANKEY
started on 1995-09-29
CDR: 1621758
KENNETH WISEMAN
KEN WISEMAN JR KENNETH NELSON WISEMAN JR
started on 1995-10-20
CDR: 464658
WILLIAM WHELEN
started on 1996-04-19
CDR: 1007915
CHARLES PANKEY
ended on 1996-06-13
CDR: 1621758
KENNETH WISEMAN
KEN WISEMAN JR KENNETH NELSON WISEMAN JR
ended on 1996-04-23
CDR: 1801620
JOHN OXLEY
started on 2000-04-14
CDR: 464658
WILLIAM WHELEN
ended on 2000-12-08
CDR: 1801620
JOHN OXLEY
ended on 2000-08-16
CDR: 1070846
WILLIAM BYRD
WILLIAM J BYRD III WILLIAM JAMES BYRD
ended on 2001-03-02
CDR: 1343669
KATHRYN MENDIVIL
KATHY MENDIVIL
ended on 2001-03-02



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