Company Name:
SMART PORTFOLIOS, LLC
Address:
17865 BALLINGER WAY NE, LAKE FOREST PARK WA 98155
CRD Number:
131342
SEC Number:
801-67772
Financial Regulator:
SEC/ FINRA
Website:
https://www.smartportfolios.com
Registration started
Ended
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 1162409
BRYCE JAMES
started on 2004-07-02
CDR: 2702125
MARK ROTH
started on 2006-03-23
CDR: 2643493
MARK KRUSE
started on 2006-01-01
CDR: 4388856
RONALD THOMPSON
started on 2006-04-07
CDR: 2702125
MARK ROTH
ended on 2006-10-13
CDR: 2643493
MARK KRUSE
ended on 2006-01-25
CDR: 1353118
MERRY ABEEL
MERRY E ABEEL
started on 2007-03-13
CDR: 1836995
CAROLE PALMER
CAROLE DOBSON CAROLE PALAMAREK CAROLE ELAINE SCHADE
started on 2007-03-28
CDR: 1836995
CAROLE PALMER
CAROLE DOBSON CAROLE PALAMAREK CAROLE ELAINE SCHADE
ended on 2008-03-18
CDR: 4697538
JOHN ROSENTHAL
started on 2010-09-19
CDR: 2842718
KENNETH KENNEDY
started on 2010-12-24
CDR: 717766
BRIAN CATHCART
Brian J Cathcart Brian Cathcart
started on 2010-10-13
CDR: 1353118
MERRY ABEEL
MERRY E ABEEL
ended on 2010-07-12
CDR: 2142519
JOHN MCDONALD
JOHN RICHARD MCDONALD
started on 2011-07-14
CDR: 4697538
JOHN ROSENTHAL
ended on 2012-03-22
CDR: 2142519
JOHN MCDONALD
JOHN RICHARD MCDONALD
ended on 2012-10-16
CDR: 2842718
KENNETH KENNEDY
ended on 2013-03-28
CDR: 6274873
KEITH CAMPBELL
started on 2014-03-27
CDR: 4388856
RONALD THOMPSON
ended on 2016-08-15
CDR: 717766
BRIAN CATHCART
Brian J Cathcart Brian Cathcart
ended on 2017-02-27
CDR: 4388856
RONALD THOMPSON
started on 2019-03-07
CDR: 1411074
Jack Sampson
J. Scott Sampson Scott Sampson
started on 2019-11-14
CDR: 839130
MARK BERGERON
MARK BERGERON
started on 2019-05-06
CDR: 4388856
RONALD THOMPSON
ended on 2019-10-25



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