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0 - 9
Company Name:
SMBC NIKKO SECURITIES CANADA, LTD.
Address:
277 PARK AVENUE, NEW YORK, NY 10172
CRD Number:
297706
CIK Number:
1748036
SEC File Number:
870176
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2019
2020
2021
CDR: 5939709
WILLIAM ASMUNDSON
WILLIAM ASMUNDSON
started on
2019-10-02
CDR: 5370251
JEREMY SISSELMAN
started on
2019-10-03
CDR: 1243731
RICHARD LEMBACH
started on
2019-02-04
CDR: 6238539
DAVID KEE
started on
2019-02-04
CDR: 2090184
GEOFFREY BENSON
started on
2019-10-02
CDR: 5660453
KAITLIN CARTER
KAITLIN ANN HOWARD
started on
2019-10-02
CDR: 4399725
JOHN BOLGER
started on
2019-10-02
CDR: 6481854
CHRISTOPHER DALTON
started on
2019-10-02
CDR: 1798939
PETER CATALANO
PETER R CATALANO JR PETER R CATALANO
started on
2019-02-04
CDR: 4762673
ANNA DEBARTOLO
started on
2019-11-12
CDR: 5193722
MATTHEW MORICI
started on
2019-10-02
CDR: 4958856
HAIDO HATZIMIHALIS
HAIDO IRENE HATZIMIHALIS IRENE HATZIMIHALIS
started on
2019-10-28
CDR: 4774055
ALAN GRANTHAM
ALAN K GRANTHAM ALAN KENT GRANTHAM
started on
2019-10-02
CDR: 5050191
BUNGO MIURA
started on
2019-05-09
CDR: 5115452
DONG SOHN
DAVID B SOHN
started on
2019-04-26
CDR: 5026294
LAUREN RUFFO
started on
2019-11-12
CDR: 5657194
RYO SUZUKI
started on
2019-02-04
CDR: 4277049
OMAR ZAMAN
OMAR FAROUK ZAMAN MR. OMAR ZAMAN
started on
2019-10-02
CDR: 6648409
CHRISTIAN COMEAU
Christian Comeau
started on
2019-10-02
CDR: 5678219
CHRISTOPHER NIEVES
started on
2019-04-12
CDR: 5229479
ANTHONY RUFFINO
started on
2019-10-22
CDR: 1798939
PETER CATALANO
PETER R CATALANO JR PETER R CATALANO
ended on
2019-11-21
CDR: 5050191
BUNGO MIURA
ended on
2019-08-01
CDR: 5657194
RYO SUZUKI
ended on
2019-04-30
CDR: 2699633
MICHAEL MAXSON
started on
2020-05-26
CDR: 1243731
RICHARD LEMBACH
ended on
2020-08-07
CDR: 4958856
HAIDO HATZIMIHALIS
HAIDO IRENE HATZIMIHALIS IRENE HATZIMIHALIS
ended on
2021-03-23
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