Company Name:
SMITH-THOMAS INVESTMENT SERVICES, INC.
CRD Number:
21481
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1988
1989
1990
CDR: 801750
JAMES MOSHER
JAMES M MOSHER
started on 1988-05-19
CDR: 1489339
JAMES SOGOTIS
started on 1988-08-01
CDR: 1823
EMMANUEL AGORASTOS
MANNY AGORASTOS
started on 1988-12-20
CDR: 1766409
WARREN STUCHLIK
started on 1988-08-01
CDR: 809460
STEVEN CAPOZZO
STEVE CAPOZZO
started on 1988-07-21
CDR: 1758873
JACK SIDES
started on 1988-11-14
CDR: 1488930
MICHELLE RICHARDSON
MICHELLE RICHARDSON CARLSON MICHELLE SUZANNE NELSON
started on 1988-08-01
CDR: 1813953
LYNN CASASNOVAS
LYNN PAICURICH
started on 1988-08-01
CDR: 1804721
WILLIAM CARLSON
WILLIAM PAUL CARLSON
started on 1988-08-09
CDR: 1280814
MICHAEL GRAGNANI
started on 1988-12-22
CDR: 1697665
GARY YOCUM
started on 1988-05-19
CDR: 821214
PETER WALKER
started on 1988-10-05
CDR: 1782562
DANIEL PISENTI
started on 1988-05-19
CDR: 837288
RONALD WEISS
started on 1988-08-29
CDR: 1529474
STEVEN BAACK
STEVE WILLIAM BAACK
started on 1988-05-19
CDR: 1605230
TIMOTHY ANDERSON
TIM PATRICK ANDERSON TIM ANDERSON
started on 1988-10-05
CDR: 801750
JAMES MOSHER
JAMES M MOSHER
ended on 1988-10-04
CDR: 1804721
WILLIAM CARLSON
WILLIAM PAUL CARLSON
ended on 1988-09-08
CDR: 1753687
LYLE GUFFEY
LYLE KIETH GUFFEY
started on 1989-03-09
CDR: 1082930
PATRICIA PRASAD
MERCIER GALLANT PATRICIA JEAN GALLANT PATRICIA JEAN MERCIER PATRICIA J PRASAD
started on 1989-08-02
CDR: 1753687
LYLE GUFFEY
LYLE KIETH GUFFEY
ended on 1989-10-26
CDR: 1489339
JAMES SOGOTIS
ended on 1989-02-02
CDR: 1766409
WARREN STUCHLIK
ended on 1989-01-18
CDR: 809460
STEVEN CAPOZZO
STEVE CAPOZZO
ended on 1989-05-19
CDR: 1758873
JACK SIDES
ended on 1989-07-25
CDR: 1488930
MICHELLE RICHARDSON
MICHELLE RICHARDSON CARLSON MICHELLE SUZANNE NELSON
ended on 1989-07-27
CDR: 1813953
LYNN CASASNOVAS
LYNN PAICURICH
ended on 1989-07-27
CDR: 1082930
PATRICIA PRASAD
MERCIER GALLANT PATRICIA JEAN GALLANT PATRICIA JEAN MERCIER PATRICIA J PRASAD
ended on 1989-12-16
CDR: 821214
PETER WALKER
ended on 1989-12-16
CDR: 837288
RONALD WEISS
ended on 1989-08-24
CDR: 1529474
STEVEN BAACK
STEVE WILLIAM BAACK
ended on 1989-02-02
CDR: 1605230
TIMOTHY ANDERSON
TIM PATRICK ANDERSON TIM ANDERSON
ended on 1989-03-02
CDR: 1823
EMMANUEL AGORASTOS
MANNY AGORASTOS
ended on 1990-01-09
CDR: 1280814
MICHAEL GRAGNANI
ended on 1990-01-09
CDR: 1697665
GARY YOCUM
ended on 1990-01-10
CDR: 1782562
DANIEL PISENTI
ended on 1990-01-09



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