Company Name:
SMITH, BARNEY & CO. INCORPORATED
CRD Number:
775
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
CDR: 61835
CARL DAVIS
CARL BRADEN DAVIS
started on 1964-07-01
CDR: 4916
DAVID ANDERSON
DAVID L ANDERSON
started on 1964-01-03
CDR: 39186
JAMES CAMPBELL
started on 1968-09-11
CDR: 64082
RICHARD DEGRAFF
started on 1968-03-11
CDR: 70050
CHESTER DONNALLY JR.
CHESTER JOHN DON DONNALLY JR CHESTER DON DONNALLY CHESTER JOHN DONNALLY JR
started on 1969-05-05
CDR: 442208
RICHARD TALLEY
started on 1970-03-18
CDR: 2717
DALE ALEXANDER
started on 1971-08-09
CDR: 321316
JAMES MARTIN
started on 1971-12-30
CDR: 51189
GEORGE COLLINS
started on 1972-06-13
CDR: 52608
THOMAS CONRAD
started on 1972-11-17
CDR: 36273
DENNIS BURNS
DENNIS J BURNS
started on 1973-08-01
CDR: 68263
FREDERICK DIMOND
FRED HENRY DIMOND FREDERICK H DIMOND
started on 1973-06-21
CDR: 31107
CURTIS BROCKELMAN
started on 1973-06-15
CDR: 8544
EDWARD ATORINO
EDWARD J ATORINO
started on 1973-08-21
CDR: 76821
GREGORY ELDER
started on 1974-08-05
CDR: 56356
CALVIN CRAMER
CALVIN J CRAMER
started on 1974-06-21
CDR: 800889
THOMAS SHUGRUE
THOMAS GEORGE SHUGRUR
started on 1974-11-19
CDR: 56356
CALVIN CRAMER
CALVIN J CRAMER
ended on 1974-11-01
CDR: 200266
TONI ELLIOTT
TONI JOHNSON
started on 1975-07-07
CDR: 700039
ROBERT ALBERTSON
started on 1975-02-25
CDR: 28319
PAUL BRADLEY
started on 1975-04-18
CDR: 72881
THOMAS DUGAN
started on 1975-08-18
CDR: 36273
DENNIS BURNS
DENNIS J BURNS
ended on 1976-02-26
CDR: 200266
TONI ELLIOTT
TONI JOHNSON
ended on 1976-02-27
CDR: 76821
GREGORY ELDER
ended on 1976-02-26
CDR: 68263
FREDERICK DIMOND
FRED HENRY DIMOND FREDERICK H DIMOND
ended on 1976-02-26
CDR: 700039
ROBERT ALBERTSON
ended on 1976-02-26
CDR: 51189
GEORGE COLLINS
ended on 1976-02-26
CDR: 2717
DALE ALEXANDER
ended on 1976-02-26
CDR: 28319
PAUL BRADLEY
ended on 1976-02-26
CDR: 39186
JAMES CAMPBELL
ended on 1976-02-26
CDR: 52608
THOMAS CONRAD
ended on 1976-02-26
CDR: 321316
JAMES MARTIN
ended on 1976-02-27
CDR: 72881
THOMAS DUGAN
ended on 1976-02-26
CDR: 61835
CARL DAVIS
CARL BRADEN DAVIS
ended on 1976-02-26
CDR: 31107
CURTIS BROCKELMAN
ended on 1976-02-26
CDR: 64082
RICHARD DEGRAFF
ended on 1976-02-26
CDR: 442208
RICHARD TALLEY
ended on 1976-02-27
CDR: 8544
EDWARD ATORINO
EDWARD J ATORINO
ended on 1976-02-26
CDR: 70050
CHESTER DONNALLY JR.
CHESTER JOHN DON DONNALLY JR CHESTER DON DONNALLY CHESTER JOHN DONNALLY JR
ended on 1976-02-26
CDR: 4916
DAVID ANDERSON
DAVID L ANDERSON
ended on 1976-02-27
CDR: 800889
THOMAS SHUGRUE
THOMAS GEORGE SHUGRUR
ended on 1976-02-27
CDR: 839649
SHELDON FRANK
started on 1978-03-28
CDR: 402113
ANTHONY ROCKWELL
started on 1978-02-10
CDR: 402113
ANTHONY ROCKWELL
ended on 1978-06-05
CDR: 501150
MARK ESTRICH
started on 1979-01-22
CDR: 303779
PETER LAVERTY
started on 1979-01-24
CDR: 839649
SHELDON FRANK
ended on 1979-05-20
CDR: 501150
MARK ESTRICH
ended on 1979-03-14
CDR: 303779
PETER LAVERTY
ended on 1979-07-09
CDR: 859515
PENNY ROZELLE
PENNY N MILLARD PENNY N NISSLEY PENNY NISSLEY
started on 1981-03-17
CDR: 859515
PENNY ROZELLE
PENNY N MILLARD PENNY N NISSLEY PENNY NISSLEY
ended on 1981-06-16



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