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Company Name:
SMITH CAPITAL MARKETS, LLC.
Address:
6TH FLOOR, 2100 ROSS AVENUE, SUITE 3350, DALLAS, TX 75201
CRD Number:
121430
CIK Number:
1175643
SEC File Number:
865408
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2016
2017
2018
CDR: 38260
JUDITH CALDER
JUDY CALDER
started on
2016-09-13
CDR: 1417122
CYNTHIA MURDOCK
CINDY MURDOCK CYNTHIA S MURDOCK CYNTHIA LEE SMITH
started on
2018-07-17
CDR: 1192425
DONALD STERLING
DON STERLING
started on
2018-07-17
CDR: 2647459
ROBERT GARZA
started on
2018-07-17
CDR: 428986
STEPHEN SMITH
started on
2018-07-17
CDR: 38260
JUDITH CALDER
JUDY CALDER
ended on
2018-08-27
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