Company Name:
SMITH FINANCIAL INVESTMENT ADVISORS, INC.
Address:
1830 S. PLATE ST., KOKOMO IN 46902
CRD Number:
154022
SEC Number:
801-71492
Financial Regulator:
SEC/ FINRA
Website:
http://www.smithfinancial.com
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1178607
JEFFREY ROCKE
JEFF ROCKE
started on 2011-05-17
CDR: 1353025
RICHARD SMITH
started on 2011-05-17
CDR: 5626904
SAMUEL ROCKE
started on 2011-05-17
CDR: 5626904
SAMUEL ROCKE
ended on 2012-05-15
CDR: 1178607
JEFFREY ROCKE
JEFF ROCKE
ended on 2013-03-28
CDR: 1178607
JEFFREY ROCKE
JEFF ROCKE
started on 2014-01-17
CDR: 1178607
JEFFREY ROCKE
JEFF ROCKE
ended on 2019-11-04
CDR: 7238751
Blake Brutus
started on 2020-06-26



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