Company Name:
SMI CAPITAL MARKETS LLC
Address:
12715 NE 36TH STREET, BELLEVUE, WA 98005
CRD Number:
156441
CIK Number:
1511227
SEC File Number:
868794
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2015
2016
2017
2018
2019
CDR: 6584165
EDWARD SWANSON
ED SWANSON
started on 2015-12-10
CDR: 724756
DALE GARNETT
started on 2015-09-01
CDR: 3067785
ERIC RICHARDSON
started on 2015-09-01
CDR: 6555860
KENIN SPIVAK
KENIN SPIVAK
started on 2015-10-22
CDR: 1032123
JAMES KATZAROFF
started on 2017-12-05
CDR: 2037198
ROBERT WILEY
started on 2018-07-31
CDR: 1032123
JAMES KATZAROFF
ended on 2018-06-25
CDR: 2037198
ROBERT WILEY
ended on 2018-09-03
CDR: 3067785
ERIC RICHARDSON
ended on 2018-01-30
CDR: 1362633
DAVID ARCHIBALD
DAVE ARCHIBALD
started on 2019-04-11



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