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0 - 9
Company Name:
SOARES FINANCIAL GROUP, INC.
CRD Number:
16286
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
CDR: 728712
ROBERT KENNEDY
ROBERT EMMETT KENNEDY
started on
1985-10-18
CDR: 1032776
GERARD MACHADO
GERRY MACHADO
started on
1985-06-05
CDR: 1020059
GEORGE GRAHAM
DICK GRAHAM
started on
1985-06-05
CDR: 341083
GEORGE MORTIMORE
started on
1985-06-14
CDR: 1338681
JEFFREY EMOTO
JEFF EMOTO
started on
1985-11-20
CDR: 708335
MICHAEL MORCK
started on
1985-06-20
CDR: 1011206
DANIEL CHOY
DAN T.M. CHOY DAN CHOY DANIEL T.M. CHOY DANIEL CHOY
started on
1985-06-05
CDR: 1329887
JOHN WALTON
JOHN WALTER WALTON John W Walton
started on
1985-06-05
CDR: 303433
ROBERT LAU
BOB LAU ROBERT CLAYTON LAU JR
started on
1985-06-12
CDR: 1070543
KENNETH QUAN
KEN QUAN
started on
1985-08-27
CDR: 1417730
HARVARD SUMIDA
Harv Sumida Harvey Sumida
started on
1985-12-23
CDR: 1326708
STEVE KURIYAMA
started on
1985-06-05
CDR: 1111016
AMIT MUNSHI
started on
1985-08-27
CDR: 1180098
CLIFFORD TOBITA
started on
1985-06-05
CDR: 1199354
DAVID HIROSE
started on
1985-06-05
CDR: 1004511
BARBARA SOMMER
BARBARA STOTZ ENGE BARBARA ENGE
started on
1985-08-08
CDR: 321111
DAVID MARTIN
started on
1985-06-19
CDR: 14594
CHARLES BATEMAN
DICK BATEMAN
started on
1985-06-07
CDR: 865592
GREGORY SOARES
started on
1985-06-05
CDR: 429954
DEWAYNE SOARES
DE WAYNE CECIL SOARES
started on
1985-06-05
CDR: 303433
ROBERT LAU
BOB LAU ROBERT CLAYTON LAU JR
ended on
1985-09-19
CDR: 1070543
KENNETH QUAN
KEN QUAN
ended on
1985-11-26
CDR: 343631
JOHN MURRAY
JOHN COUREY MURRAY
started on
1986-03-13
CDR: 1482803
FLOYD KAWAMOTO
started on
1986-04-09
CDR: 1413830
JOHN PLAZA
started on
1986-09-12
CDR: 704699
NORMAN STEAD
started on
1986-03-11
CDR: 1662083
PATRICK EHSAN
started on
1987-09-23
CDR: 1504402
ERIC BELL
ERIC CHARLES BELL
started on
1987-09-29
CDR: 1673488
STUART STURGES
MARCELLE M STURGES STUART T STURGES
started on
1987-10-06
CDR: 66370
ROBERT DETTLE
started on
1988-11-29
CDR: 1351229
ELAINE KIERNAN
started on
1988-08-30
CDR: 1549795
GARY RINGEN
started on
1988-08-29
CDR: 1867743
CORNELIUS DEMPSEY
CON DEMPSEY III
started on
1988-12-20
CDR: 1020059
GEORGE GRAHAM
DICK GRAHAM
ended on
1988-06-17
CDR: 1482803
FLOYD KAWAMOTO
ended on
1988-03-10
CDR: 1509323
MICHAEL FITZGERALD
MIKE FITZGERALD
started on
1989-03-23
CDR: 1957345
SHIRLEY WESTON
SHIRLEY CRAFT SHIRLEY SCHAEFFER
started on
1989-08-22
CDR: 1470492
GARY RUFF
started on
1989-02-15
CDR: 221538
JAMES GETTINS
started on
1989-04-04
CDR: 1315434
PATRICK HAMILTON
started on
1989-09-08
CDR: 417784
NELSON SECRETARIO
started on
1989-04-10
CDR: 1306487
THOMAS COCHRAN
started on
1989-09-27
CDR: 1262913
ROBERT ELLIS
BOB ELLIS
started on
1989-03-31
CDR: 1509323
MICHAEL FITZGERALD
MIKE FITZGERALD
ended on
1989-07-10
CDR: 728712
ROBERT KENNEDY
ROBERT EMMETT KENNEDY
ended on
1989-02-17
CDR: 1504402
ERIC BELL
ERIC CHARLES BELL
ended on
1989-05-18
CDR: 708335
MICHAEL MORCK
ended on
1989-08-14
CDR: 417784
NELSON SECRETARIO
ended on
1989-08-18
CDR: 338651
JOHN MOONEY
started on
1990-05-16
CDR: 1239530
KIM VICTOR
started on
1990-04-10
CDR: 735399
CHARLES OHARA
CHARLES EDWARD OHARA IV
started on
1990-11-15
CDR: 306332
BARRY LEMAY
started on
1990-01-01
CDR: 1050135
RICHARD SHEA
RICHARD CHIRSTOPHER SHEA
started on
1990-05-09
CDR: 1217919
BARBARA VANDEWARK
started on
1990-01-01
CDR: 1301480
DIANE MCMULLIN
DIANE MARTHA STREET
started on
1990-04-26
CDR: 1605740
RONALD ELLIS
started on
1990-06-21
CDR: 1828488
SIDNEY DAMON
started on
1990-11-23
CDR: 1952678
LISSA SEARFOSS
started on
1990-02-08
CDR: 1301480
DIANE MCMULLIN
DIANE MARTHA STREET
ended on
1990-10-23
CDR: 221538
JAMES GETTINS
ended on
1990-01-12
CDR: 1315434
PATRICK HAMILTON
ended on
1990-09-06
CDR: 1605740
RONALD ELLIS
ended on
1990-12-20
CDR: 73860
GARY DUQUETTE
started on
1991-06-25
CDR: 850735
PAMELA LEE
started on
1991-10-11
CDR: 1003004
JOSEPH CHIRKO
MIKE CHIRKO
started on
1991-10-11
CDR: 728712
ROBERT KENNEDY
ROBERT EMMETT KENNEDY
started on
1991-02-15
CDR: 723541
JOHN PALMER
J KENNETH PALMER KEN PALMER
started on
1991-09-10
CDR: 1944948
RICHARD TEMPLIN
started on
1991-03-11
CDR: 1239530
KIM VICTOR
ended on
1991-06-20
CDR: 735399
CHARLES OHARA
CHARLES EDWARD OHARA IV
ended on
1991-09-17
CDR: 1470492
GARY RUFF
ended on
1991-01-03
CDR: 306332
BARRY LEMAY
ended on
1991-01-30
CDR: 1351229
ELAINE KIERNAN
ended on
1991-07-23
CDR: 1828488
SIDNEY DAMON
ended on
1991-07-23
CDR: 1944948
RICHARD TEMPLIN
ended on
1991-06-24
CDR: 833618
TIMOTHY SHERER
TIM SHERER
started on
1992-02-13
CDR: 1170835
GREGORY SIVASLIAN
GREGORY KAYNE SIVASLIAN
started on
1992-01-03
CDR: 418619
SAM SELLS
started on
1992-01-14
CDR: 1076441
TIM MOSLEY
TIM MOSLEY
started on
1992-01-22
CDR: 737038
JOHN DESOUSA
JOAO CARDOSO DESOUSA JOHN CARDOSA DESOUSA
started on
1992-01-22
CDR: 815054
JEFFREY STECKER
JEFFREY D STECKER
started on
1992-01-10
CDR: 856646
DENNIS GOLDSTRAND
started on
1992-01-03
CDR: 800269
LEE QUALLS
started on
1992-11-11
CDR: 1687805
JAMES WILLIAMS
started on
1992-09-09
CDR: 1301480
DIANE MCMULLIN
DIANE MARTHA STREET
started on
1992-10-09
CDR: 363336
RUSSELL PIERCE
RUSS PIERCE
started on
1992-01-01
CDR: 833618
TIMOTHY SHERER
TIM SHERER
ended on
1992-11-03
CDR: 341083
GEORGE MORTIMORE
ended on
1992-12-01
CDR: 343631
JOHN MURRAY
JOHN COUREY MURRAY
ended on
1992-09-09
CDR: 73860
GARY DUQUETTE
ended on
1992-09-09
CDR: 1957345
SHIRLEY WESTON
SHIRLEY CRAFT SHIRLEY SCHAEFFER
ended on
1992-12-01
CDR: 1003004
JOSEPH CHIRKO
MIKE CHIRKO
ended on
1992-12-18
CDR: 1673488
STUART STURGES
MARCELLE M STURGES STUART T STURGES
ended on
1992-01-01
CDR: 1076441
TIM MOSLEY
TIM MOSLEY
ended on
1992-08-26
CDR: 1050135
RICHARD SHEA
RICHARD CHIRSTOPHER SHEA
ended on
1992-09-09
CDR: 1329887
JOHN WALTON
JOHN WALTER WALTON John W Walton
ended on
1992-01-01
CDR: 704699
NORMAN STEAD
ended on
1992-09-09
CDR: 1306487
THOMAS COCHRAN
ended on
1992-08-11
CDR: 1262913
ROBERT ELLIS
BOB ELLIS
ended on
1992-09-23
CDR: 363336
RUSSELL PIERCE
RUSS PIERCE
ended on
1992-10-20
CDR: 712893
MICHAEL DESTRO
started on
1993-04-21
CDR: 1050135
RICHARD SHEA
RICHARD CHIRSTOPHER SHEA
started on
1993-04-14
CDR: 338651
JOHN MOONEY
ended on
1993-09-21
CDR: 1170835
GREGORY SIVASLIAN
GREGORY KAYNE SIVASLIAN
ended on
1993-01-20
CDR: 418619
SAM SELLS
ended on
1993-01-22
CDR: 1338681
JEFFREY EMOTO
JEFF EMOTO
ended on
1993-07-20
CDR: 1011206
DANIEL CHOY
DAN T.M. CHOY DAN CHOY DANIEL T.M. CHOY DANIEL CHOY
ended on
1993-07-20
CDR: 1111016
AMIT MUNSHI
ended on
1993-02-08
CDR: 1180098
CLIFFORD TOBITA
ended on
1993-07-19
CDR: 1687805
JAMES WILLIAMS
ended on
1993-06-22
CDR: 1050135
RICHARD SHEA
RICHARD CHIRSTOPHER SHEA
ended on
1993-06-09
CDR: 231970
ROBERT GUMP
ROB GUMP
started on
1994-04-12
CDR: 1042354
DIETER KAELKER
started on
1994-07-21
CDR: 2474830
JAMES TASSANO
started on
1994-04-25
CDR: 1662083
PATRICK EHSAN
ended on
1994-10-10
CDR: 1032776
GERARD MACHADO
GERRY MACHADO
ended on
1994-01-07
CDR: 850735
PAMELA LEE
ended on
1994-10-10
CDR: 728712
ROBERT KENNEDY
ROBERT EMMETT KENNEDY
ended on
1994-10-10
CDR: 66370
ROBERT DETTLE
ended on
1994-10-10
CDR: 231970
ROBERT GUMP
ROB GUMP
ended on
1994-08-02
CDR: 1217919
BARBARA VANDEWARK
ended on
1994-08-02
CDR: 737038
JOHN DESOUSA
JOAO CARDOSO DESOUSA JOHN CARDOSA DESOUSA
ended on
1994-10-10
CDR: 1417730
HARVARD SUMIDA
Harv Sumida Harvey Sumida
ended on
1994-07-26
CDR: 1042354
DIETER KAELKER
ended on
1994-07-26
CDR: 1326708
STEVE KURIYAMA
ended on
1994-07-26
CDR: 1549795
GARY RINGEN
ended on
1994-10-10
CDR: 815054
JEFFREY STECKER
JEFFREY D STECKER
ended on
1994-09-28
CDR: 1413830
JOHN PLAZA
ended on
1994-10-10
CDR: 2474830
JAMES TASSANO
ended on
1994-08-13
CDR: 1867743
CORNELIUS DEMPSEY
CON DEMPSEY III
ended on
1994-07-26
CDR: 856646
DENNIS GOLDSTRAND
ended on
1994-10-10
CDR: 800269
LEE QUALLS
ended on
1994-10-10
CDR: 1199354
DAVID HIROSE
ended on
1994-07-26
CDR: 723541
JOHN PALMER
J KENNETH PALMER KEN PALMER
ended on
1994-06-15
CDR: 1004511
BARBARA SOMMER
BARBARA STOTZ ENGE BARBARA ENGE
ended on
1994-07-18
CDR: 321111
DAVID MARTIN
ended on
1994-08-02
CDR: 14594
CHARLES BATEMAN
DICK BATEMAN
ended on
1994-10-10
CDR: 712893
MICHAEL DESTRO
ended on
1994-08-13
CDR: 1952678
LISSA SEARFOSS
ended on
1994-10-10
CDR: 865592
GREGORY SOARES
ended on
1994-06-28
CDR: 1301480
DIANE MCMULLIN
DIANE MARTHA STREET
ended on
1994-04-13
CDR: 429954
DEWAYNE SOARES
DE WAYNE CECIL SOARES
ended on
1994-10-10
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