Company Name:
SOUTHWESTERN CAPITAL MARKETS, INC.
CRD Number:
15011
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 710822
ROBERT RODRIGUEZ
started on 1985-03-14
CDR: 1316238
RAUL VILLASENOR
started on 1985-03-21
CDR: 1673389
ERLINDA CORTEZ
ERLINDA CORTEZ DIMAS LINDA DIMAS
started on 1989-05-16
CDR: 1074819
TROY WETTER
started on 1989-12-11
CDR: 1673389
ERLINDA CORTEZ
ERLINDA CORTEZ DIMAS LINDA DIMAS
ended on 1989-09-19
CDR: 1316238
RAUL VILLASENOR
ended on 1989-02-06
CDR: 1580132
Madelon Leone
MADELON TERESE YANTA
started on 1990-11-12
CDR: 1077295
KATHERINE PARKER
KATHY PARKER
started on 1990-10-24
CDR: 1074819
TROY WETTER
ended on 1990-11-01
CDR: 1580132
Madelon Leone
MADELON TERESE YANTA
ended on 1991-05-07
CDR: 809424
VIRGIL WIESNER
started on 1992-06-26
CDR: 1864935
PATRICIA RODRIGUEZ
started on 1993-09-14
CDR: 809424
VIRGIL WIESNER
ended on 1994-12-21
CDR: 3357
JERRY HILL
JERRY M ALLEN JERRY MOORE ALLEN JERRY MARGARET HILL JERRY MARGARET MOORE
started on 1995-04-13
CDR: 1077295
KATHERINE PARKER
KATHY PARKER
ended on 1995-04-26
CDR: 4229291
ROBERT RODRIGUEZ
started on 2000-10-06
CDR: 729752
DEWEY FITZPATRICK
DEWEY FITZPATRICK III
started on 2000-02-04
CDR: 729752
DEWEY FITZPATRICK
DEWEY FITZPATRICK III
ended on 2000-04-10
CDR: 2154919
JOHN ROONEY
ROB ROONEY
started on 2001-11-21
CDR: 3069648
STEPHEN ARNOLD
started on 2001-11-23
CDR: 3230538
RICARDO ACOSTA
RICHARD F. ACOSTA JR. RICHARD FRANCISCO ACOSTA RICHARD ACOSTA JR
started on 2001-09-13
CDR: 2154919
JOHN ROONEY
ROB ROONEY
ended on 2001-12-20
CDR: 4495248
GEORGE MUNOZ
started on 2002-01-24
CDR: 4152229
LAURENCE KEOUGH
LE KEOUGH
started on 2003-04-03
CDR: 1864935
PATRICIA RODRIGUEZ
ended on 2003-06-12
CDR: 3230538
RICARDO ACOSTA
RICHARD F. ACOSTA JR. RICHARD FRANCISCO ACOSTA RICHARD ACOSTA JR
ended on 2003-04-28
CDR: 4495248
GEORGE MUNOZ
ended on 2004-07-15
CDR: 3069648
STEPHEN ARNOLD
ended on 2004-07-15
CDR: 4152229
LAURENCE KEOUGH
LE KEOUGH
ended on 2004-02-27
CDR: 2917504
RICHARD AMSBERRY
RICHARD F AMSBERRY RICK F AMSBERRY
started on 2012-11-05
CDR: 3357
JERRY HILL
JERRY M ALLEN JERRY MOORE ALLEN JERRY MARGARET HILL JERRY MARGARET MOORE
ended on 2013-07-24
CDR: 4574074
MOISES MENDEZ
MOISES YAEL MENDEZ III YAEL MENDEZ
started on 2015-02-02
CDR: 4574074
MOISES MENDEZ
MOISES YAEL MENDEZ III YAEL MENDEZ
ended on 2015-05-01
CDR: 2917504
RICHARD AMSBERRY
RICHARD F AMSBERRY RICK F AMSBERRY
ended on 2016-09-21
CDR: 710822
ROBERT RODRIGUEZ
ended on 2016-10-28
CDR: 4229291
ROBERT RODRIGUEZ
ended on 2016-09-21



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