Company Name:
SOUTHWEST INVESTMENT ADVISORS, INC.
Address:
7594 N LA CHOLLA, TUCSON AZ 85741
CRD Number:
312685/ 117052
SEC Number:
801-120406
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1160703
JOHN SCHANNEP
started on 2001-08-01
CDR: 2502918
ROBERT WRIGHT
started on 2001-08-01
CDR: 2562834
THOMAS CARISEO
started on 2001-08-01
CDR: 2130194
CHARLES DUNN
started on 2010-12-06
CDR: 5280019
BRADLEY LINEBERGER
started on 2011-07-26
CDR: 5711458
ALEXANDRA KUSLER
ALEXANDRA JOHNSON FARQUHAR ALEXANDRA FARQUHAR ALIX FARQUHAR
started on 2011-09-28
CDR: 5280019
BRADLEY LINEBERGER
ended on 2012-07-10
CDR: 6109410
SEAN SCOTT
started on 2013-02-05
CDR: 6109410
SEAN SCOTT
ended on 2013-07-16
CDR: 6172428
CALE DONLEY
started on 2014-07-11
CDR: 2130194
CHARLES DUNN
ended on 2014-03-17
CDR: 6172428
CALE DONLEY
ended on 2015-06-04
CDR: 2562834
THOMAS CARISEO
ended on 2016-11-17
CDR: 6951639
CLAUDIO GONZALEZ-TORREJON
CLAUDIO PATRICIO GONZALEZ TORREJON Claudio Patricio Gonzalez Claudio Gonzalez
started on 2018-10-30
CDR: 5915617
JOHN SCHANNEP
started on 2018-09-19
CDR: 7081429
Richard Zich
Rick John Zich
started on 2019-06-07
CDR: 6834400
Christina Vignery
Christina Barnhill Christina Vignery
started on 2019-03-21
CDR: 6951639
CLAUDIO GONZALEZ-TORREJON
CLAUDIO PATRICIO GONZALEZ TORREJON Claudio Patricio Gonzalez Claudio Gonzalez
ended on 2019-06-19
CDR: 5711458
ALEXANDRA KUSLER
ALEXANDRA JOHNSON FARQUHAR ALEXANDRA FARQUHAR ALIX FARQUHAR
started on 2021-03-10
CDR: 7081429
Richard Zich
Rick John Zich
started on 2021-03-04
CDR: 5915617
JOHN SCHANNEP
ended on 2021-03-08
CDR: 1160703
JOHN SCHANNEP
ended on 2021-03-08
CDR: 7081429
Richard Zich
Rick John Zich
ended on 2021-03-08
CDR: 6834400
Christina Vignery
Christina Barnhill Christina Vignery
ended on 2021-02-12
CDR: 5711458
ALEXANDRA KUSLER
ALEXANDRA JOHNSON FARQUHAR ALEXANDRA FARQUHAR ALIX FARQUHAR
ended on 2021-03-08
CDR: 2502918
ROBERT WRIGHT
ended on 2021-03-08



Copyright 2022 EmployProof.org All rights reserved.
Court Diary