a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
0 - 9
Company Name:
SOVEREIGN LEGACY SECURITIES, INC.
Address:
P.O. BOX 2299, SOUTHERN PINES, NC 28388
CRD Number:
1783
CIK Number:
34422
SEC File Number:
800621
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1464903
JACQUELINE WESTBROOK
JACQUELINE CLAIRE WESTBROOK MCCRANN JACQUELINE MCCRANN JACQUELINE CLAIRE WESTBROOK
started on
1989-02-14
CDR: 2573130
JAMES WANDELL
started on
1995-08-17
CDR: 2148746
MARION MCCULLOUGH
started on
2000-11-24
CDR: 2573130
JAMES WANDELL
ended on
2000-12-14
CDR: 2052568
CHARLES BAKER
CHARLES CRAVEN BAKER CHUCK BAKER JR CHUCK BAKER
started on
2004-03-09
CDR: 2104629
JEFFREY HOVERMALE
started on
2010-12-23
CDR: 1542754
GARY SCHANTZ
started on
2010-12-23
CDR: 2305449
FRANK PAGAN
started on
2010-12-23
CDR: 2622153
JUDITH DEGUELDRE
JUDITH A DEGUELDRE JUDITH ANN FISCHER
started on
2011-03-03
CDR: 3117840
DIANE GOODIN
DIANE MARIE HARLOW DIANE MARIE KAYE
started on
2011-03-23
CDR: 2622153
JUDITH DEGUELDRE
JUDITH A DEGUELDRE JUDITH ANN FISCHER
ended on
2011-08-23
CDR: 2148746
MARION MCCULLOUGH
ended on
2012-02-29
CDR: 2052568
CHARLES BAKER
CHARLES CRAVEN BAKER CHUCK BAKER JR CHUCK BAKER
ended on
2015-01-30
CDR: 3117840
DIANE GOODIN
DIANE MARIE HARLOW DIANE MARIE KAYE
ended on
2016-07-29
CDR: 1542754
GARY SCHANTZ
ended on
2017-11-03
CDR: 2104629
JEFFREY HOVERMALE
ended on
2018-03-16
CDR: 2305449
FRANK PAGAN
ended on
2018-02-23
CDR: 2305449
FRANK PAGAN
started on
2021-01-11
Copyright 2022 EmployProof.org All rights reserved.
Court Diary