Company Name:
SOVEREIGN WEALTH ADVISORS, INC.
Address:
SUITE 1880, 777 108TH AVENUE NE, BELLEVUE WA 98004
CRD Number:
140639
SEC Number:
801-66839
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
CDR: 1307196
SCOTT SHEFFIELD
started on 2006-11-21
CDR: 1296113
JOHN ULRICH
started on 2006-11-28
CDR: 471691
CHARLES WOMACK
CHARLES H WOMACK CHARLES WOMACK
started on 2008-05-27
CDR: 471691
CHARLES WOMACK
CHARLES H WOMACK CHARLES WOMACK
ended on 2009-03-25
CDR: 1296113
JOHN ULRICH
ended on 2010-02-17
CDR: 3057699
DOUGLAS HOCKERSMITH
DOUGLAS D HOCKERSMITH
started on 2011-04-05
CDR: 3057699
DOUGLAS HOCKERSMITH
DOUGLAS D HOCKERSMITH
ended on 2013-11-25



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