Company Name:
SPALDING & COMPANY
CRD Number:
11832
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
CDR: 1136740
THOMAS BURG
started on 1983-11-21
CDR: 1187259
WILLIAM STRAUB
BILL STRAUB
started on 1983-11-21
CDR: 1224273
DANIEL LAZARUS
started on 1983-11-30
CDR: 1399953
JAMES ASKEW
started on 1985-09-18
CDR: 1187259
WILLIAM STRAUB
BILL STRAUB
ended on 1985-10-28
CDR: 825944
THOMAS SHERRILL
THOMAS B SHERRILL TOM SHERRILL
started on 1987-05-01
CDR: 825944
THOMAS SHERRILL
THOMAS B SHERRILL TOM SHERRILL
ended on 1988-04-26
CDR: 1914900
DONNELL POPE
DON POPE
started on 1989-02-15
CDR: 1913537
RICHARD STJOHN
DICK STJOHN RICHARD J STJOHN
started on 1989-01-17
CDR: 1224273
DANIEL LAZARUS
ended on 1989-10-26
CDR: 849801
JOHN THOMPSON
JOHN E THOMPSON
started on 1990-03-06
CDR: 2094706
ROBERT GIULIANO
BOB GIULIANO
started on 1990-11-28
CDR: 849801
JOHN THOMPSON
JOHN E THOMPSON
ended on 1990-10-23
CDR: 2284501
CAROL MCGREGOR
CAROL ANN HUTCHCROFT CAROL ANN MCGREGOR-HEARN
started on 1992-10-13
CDR: 1914900
DONNELL POPE
DON POPE
ended on 1992-12-14
CDR: 2284501
CAROL MCGREGOR
CAROL ANN HUTCHCROFT CAROL ANN MCGREGOR-HEARN
ended on 1993-12-03
CDR: 2094706
ROBERT GIULIANO
BOB GIULIANO
ended on 1993-12-03
CDR: 1913537
RICHARD STJOHN
DICK STJOHN RICHARD J STJOHN
ended on 1993-01-22
CDR: 1136740
THOMAS BURG
ended on 1997-07-02
CDR: 1399953
JAMES ASKEW
ended on 1997-07-02



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