Company Name:
SPECTRUM ASSET MANAGEMENT INC
Address:
SUITE 970, 1301 DOVE STREET, NEWPORT BEACH CA 92660-2453
CRD Number:
111007
SEC Number:
801-30377
Financial Regulator:
SEC/ FINRA
Website:
http://www.myspectrum.com
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 4394435
ROLAND KELLY
ROLAND D KELLY
started on 2011-12-07
CDR: 1786676
NANCY HOWARD
started on 2012-03-14
CDR: 4394440
RYAN KELLY
started on 2012-02-15
CDR: 1523128
MICHAEL OTTMAN
MIKE OTTMAN
started on 2013-12-17
CDR: 3241976
TONY JUNG
TONY K JUNG
started on 2013-01-02
CDR: 6055728
SEAN CUMMINGS
SEAN CUMMINGS
started on 2016-05-02
CDR: 2316376
LISA SHARP
LISA SUZANNE MILKES LISA SHARP
started on 2016-10-27
CDR: 6055728
SEAN CUMMINGS
SEAN CUMMINGS
ended on 2017-06-14
CDR: 2070905
CHESTER NEEDELMAN
CHESTER JOSEPH KALMAN NEEDELMAN CHESTER NEEDELMAN CHET NEEDELMAN
started on 2018-06-29
CDR: 4599154
MITCHEL NEEDELMAN
started on 2018-06-29
CDR: 6872535
Ty Neubauer
started on 2018-03-05



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