Company Name:
SPECTRUM ASSET MANAGEMENT, INC.
Address:
2 HIGH RIDGE PARK, STAMFORD CT 6905
CRD Number:
300463/ 18217
SEC Number:
801-30405
Financial Regulator:
SEC/ FINRA
Website:
https://www.samipfd.com
Registration started
Ended
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 1326991
SCOTT FLEMING
started on 1987-10-26
CDR: 1332729
GRACE RUIZ-ZAIKO
GRACE LINDA RUIZ LINDA RUIZMIKO GRACE LINDA RUIZZAIKO GRACE RUIZZAIKO
started on 1987-12-01
CDR: 1950444
GREGORY PHELPS
started on 1989-05-23
CDR: 1332729
GRACE RUIZ-ZAIKO
GRACE LINDA RUIZ LINDA RUIZMIKO GRACE LINDA RUIZZAIKO GRACE RUIZZAIKO
ended on 1992-11-24
CDR: 2481520
TAMARA COX
TAMARA S CROUSE
started on 1994-04-27
CDR: 1950444
GREGORY PHELPS
ended on 1994-12-22
CDR: 1738058
PATRICK HURLEY
started on 1995-02-21
CDR: 2242350
DOUGLAS CRAMER
started on 1996-07-19
CDR: 2242350
DOUGLAS CRAMER
ended on 1998-11-06
CDR: 1326991
SCOTT FLEMING
ended on 1999-12-20
CDR: 2481520
TAMARA COX
TAMARA S CROUSE
ended on 2000-02-10
CDR: 2567588
MARIE CUTRONE
started on 2004-11-10
CDR: 853490
MARK LIEB
started on 2005-02-23
CDR: 853490
MARK LIEB
ended on 2005-02-28
CDR: 3120607
MATTHEW BYER
MATTHEW BYER
started on 2008-06-13
CDR: 1555933
KEVIN NUGENT
started on 2012-08-13
CDR: 1738058
PATRICK HURLEY
ended on 2012-04-25
CDR: 1367437
STEVEN SOLMONSON
started on 2014-01-23
CDR: 6627262
Craig Weiner
started on 2016-06-21
CDR: 2567588
MARIE CUTRONE
ended on 2017-03-06
CDR: 6627262
Craig Weiner
ended on 2018-11-19
CDR: 1367437
STEVEN SOLMONSON
started on 2019-03-06
CDR: 1555933
KEVIN NUGENT
started on 2019-03-06
CDR: 3120607
MATTHEW BYER
MATTHEW BYER
started on 2019-03-06
CDR: 1555933
KEVIN NUGENT
ended on 2019-04-11
CDR: 3120607
MATTHEW BYER
MATTHEW BYER
ended on 2019-04-11
CDR: 1367437
STEVEN SOLMONSON
ended on 2019-04-11



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