Company Name:
SPROTT ASSET MANAGEMENT USA INC.
Address:
SUITE 200, 1910 PALOMAR POINT WAY, CARLSBAD CA 92008
CRD Number:
139022
SEC Number:
801-66131
Financial Regulator:
SEC/ FINRA
Website:
http://www.sprottusa.com
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1403017
CARON CARUSO
started on 2006-02-10
CDR: 4865630
ADAM FOOTER
started on 2006-04-06
CDR: 4632139
STEVE TODORUK
STEVE L TODORUK JR
started on 2006-02-03
CDR: 2614368
GRETCHEN CARTER
GRETCHEN MARIE HOFFMANN
started on 2006-02-03
CDR: 1441130
ARTHUR RULE
RICK RULE
started on 2006-02-10
CDR: 1640634
MARY GODDARD
MARY ELIZABETH WHEELOCK
started on 2006-02-10
CDR: 4881636
LUKE SMITH
started on 2006-02-03
CDR: 2246364
JEFFREY HOWARD
JEFFREY LITUNIK
started on 2006-02-10
CDR: 2762417
RIA GOST
RIA MARLENE GOST
started on 2006-02-10
CDR: 1234322
DENISE GEASLAND
started on 2006-02-10
CDR: 4865630
ADAM FOOTER
ended on 2007-05-16
CDR: 4632139
STEVE TODORUK
STEVE L TODORUK JR
ended on 2007-05-16
CDR: 1234322
DENISE GEASLAND
ended on 2009-12-03
CDR: 1403017
CARON CARUSO
ended on 2011-08-31
CDR: 5996346
KENTON TOEWS
started on 2012-07-31
CDR: 1403017
CARON CARUSO
started on 2012-07-25
CDR: 4958333
AUBREY EYROLLES
started on 2012-03-29
CDR: 3071768
THOMAS ULRICH
started on 2012-10-25
CDR: 2762417
RIA GOST
RIA MARLENE GOST
ended on 2012-12-17
CDR: 4958333
AUBREY EYROLLES
ended on 2013-04-19
CDR: 4881636
LUKE SMITH
ended on 2014-10-25
CDR: 4461619
JASON STEVENS
started on 2015-04-23
CDR: 1403017
CARON CARUSO
ended on 2015-01-27
CDR: 4528429
MATTHEW KRASEN
MATTHEW KRASEN
started on 2016-03-29
CDR: 6302301
TEKOA DA SILVA
started on 2016-03-29
CDR: 1615481
TIMOTHY TASCHLER
started on 2016-08-12
CDR: 2202057
ROBERT VILLAFLOR
ROBERT VIRGIL VILLIFLOR
started on 2016-03-29
CDR: 5650897
CHRISTIAN VOM DORP
MISHKA CHRISTIAN VOM DORP
started on 2016-02-24
CDR: 6187222
JOHN BARKER
started on 2016-05-10
CDR: 4823775
ERIC ANGELI
ERIC RYAN ANGELI
started on 2016-03-04
CDR: 2444276
EDWARD COYNE
ED COYNE
started on 2016-02-02
CDR: 4670542
ANTHONY BEVILAQUA
started on 2016-03-29
CDR: 6844429
Marisa Butler
started on 2017-12-04
CDR: 6343362
Edward White
EDWARD WILLIAM WHITE
started on 2017-02-02
CDR: 6620961
Samuel Broom
started on 2017-03-09
CDR: 2387010
GEOFFREY JOSEPH FRANCOLINI
GEOFF J FRANCOLINI GEOFFREY J FRANCOLINI
started on 2018-04-10
CDR: 1303149
William Reik
TREY REIK WILLIAM JAMES REIK III WILLIAM TREY REIK III WILLIAM REIK III
started on 2018-01-22
CDR: 6923788
Robert Waldie
R JOHN WALDIE
started on 2018-04-10
CDR: 6871606
Matthew Harrison
started on 2018-10-16
CDR: 4528429
MATTHEW KRASEN
MATTHEW KRASEN
ended on 2018-07-10
CDR: 6343362
Edward White
EDWARD WILLIAM WHITE
ended on 2018-07-09
CDR: 7054811
Aditya Pattanaik
started on 2019-07-09
CDR: 6973440
Jessica Randhawa
started on 2019-02-06
CDR: 6780535
Cameron Wadsworth
Cameron Wadsworth
started on 2019-07-09
CDR: 6871581
Sergio Lujan
started on 2019-05-24
CDR: 6967088
Colin Morrison
started on 2019-09-19
CDR: 4670542
ANTHONY BEVILAQUA
started on 2019-01-04
CDR: 2387010
GEOFFREY JOSEPH FRANCOLINI
GEOFF J FRANCOLINI GEOFFREY J FRANCOLINI
ended on 2019-06-18
CDR: 2614368
GRETCHEN CARTER
GRETCHEN MARIE HOFFMANN
ended on 2019-05-01
CDR: 1303149
William Reik
TREY REIK WILLIAM JAMES REIK III WILLIAM TREY REIK III WILLIAM REIK III
ended on 2019-10-16
CDR: 6844429
Marisa Butler
ended on 2019-07-09
CDR: 4670542
ANTHONY BEVILAQUA
ended on 2019-01-03
CDR: 4741274
JEFFREY MARTIN
J.D. MARTIN JD MARTIN JEFFREY D MARTIN Jefferson Douglas Martin
started on 2020-02-04
CDR: 4632139
STEVE TODORUK
STEVE L TODORUK JR
started on 2020-05-13
CDR: 6780535
Cameron Wadsworth
Cameron Wadsworth
ended on 2020-11-10
CDR: 4741274
JEFFREY MARTIN
J.D. MARTIN JD MARTIN JEFFREY D MARTIN Jefferson Douglas Martin
ended on 2020-05-28
CDR: 1441130
ARTHUR RULE
RICK RULE
ended on 2021-03-17



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