Company Name:
SPROTT SECURITIES (USA) LIMITED
CRD Number:
101000
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
CDR: 4058344
DAVID MACLENNAN
started on 2000-10-24
CDR: 4058344
DAVID MACLENNAN
ended on 2001-02-23
CDR: 3132895
DAVID VILJOEN
DAVE VILJOEN
started on 2002-04-24
CDR: 4353536
CENDRINE ROLLET
started on 2003-04-01
CDR: 3132895
DAVID VILJOEN
DAVE VILJOEN
ended on 2003-10-07
CDR: 4801061
GEORGE TOPPING
GEORGE JUSTICE TOPPING
started on 2004-12-15
CDR: 4801038
JOHN BEREZNICKI
started on 2005-03-03
CDR: 4801061
GEORGE TOPPING
GEORGE JUSTICE TOPPING
ended on 2006-01-10
CDR: 4353536
CENDRINE ROLLET
ended on 2006-08-14
CDR: 4801038
JOHN BEREZNICKI
ended on 2006-06-06



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