Company Name:
SP SECURITIES LLC
Address:
SUITE 250, P. O. BOX 572928, HOUSTON, TX 77057
CRD Number:
130560
CIK Number:
1278765
SEC File Number:
866360
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4758904
PETER MORIN
started on 2004-08-04
CDR: 4758841
TODD BINET
started on 2004-08-04
CDR: 1430161
WILLIAM WILSON
WILLIAM HOWARD JR WILSON
started on 2004-08-04
CDR: 2097046
DAVID MILLER
DAVID S MILLER
started on 2004-08-04
CDR: 4758934
HERBERT WALTON
H. STEVEN WALTON
started on 2004-08-04
CDR: 4876940
ADAM GREENBAUM
ADAM M. GREENBAUM
started on 2004-12-10
CDR: 2419176
JOHN ROSS
II JOHN JOSEPH ROSS JOHN JOSEPH ROSS II
started on 2005-01-20
CDR: 4876940
ADAM GREENBAUM
ADAM M. GREENBAUM
ended on 2005-10-10
CDR: 2419176
JOHN ROSS
II JOHN JOSEPH ROSS JOHN JOSEPH ROSS II
ended on 2005-03-09
CDR: 5324399
THOMAS SUFFIELD
started on 2008-09-10
CDR: 4006704
JAY MCDONALD
started on 2009-03-09
CDR: 1751837
JAMES ROW
JAMES C ROW
started on 2009-03-11
CDR: 1220637
JOHN DANIEL
started on 2009-11-24
CDR: 3213346
DOUGLAS TUCKER
started on 2010-03-18
CDR: 1598318
CARY GROSSMAN
started on 2010-11-24
CDR: 5283839
TODD ANDERS
started on 2011-09-02
CDR: 860016
MICHAEL CHADWICK
started on 2011-08-16
CDR: 2522237
HAROLD FINNEGAN
HAL FINNEGAN HAROLD M. FINNEGAN
started on 2011-04-20
CDR: 1548556
GEORGE DONNELLY
ART DONNELLY III ART DONNELLY G ARTHUR DONNELLY III
started on 2011-10-21
CDR: 5280461
KEVIN AINSWORTH
started on 2011-09-02
CDR: 5284454
ANDREW JOHNSON
started on 2011-09-02
CDR: 2955710
RONALD BOLEN
RON BOLEN
started on 2011-12-12
CDR: 4892039
TERRY DORSEY
started on 2012-05-17
CDR: 2605241
MARC SHARPE
MARC J SHARPE
started on 2012-08-21
CDR: 2704105
PHILIP TUTTLE
started on 2012-05-02
CDR: 860016
MICHAEL CHADWICK
ended on 2012-01-24
CDR: 2522237
HAROLD FINNEGAN
HAL FINNEGAN HAROLD M. FINNEGAN
ended on 2012-12-31
CDR: 1598318
CARY GROSSMAN
ended on 2012-01-24
CDR: 4758934
HERBERT WALTON
H. STEVEN WALTON
ended on 2012-11-26
CDR: 1220637
JOHN DANIEL
ended on 2012-01-13
CDR: 5274938
BRANDON MARLOW
started on 2013-05-09
CDR: 2955710
RONALD BOLEN
RON BOLEN
ended on 2013-12-18
CDR: 1997093
TIMOTHY PROFFITT
TIM PROFFITT
started on 2014-04-23
CDR: 5734573
KEVIN REGAN
started on 2014-04-23
CDR: 2522237
HAROLD FINNEGAN
HAL FINNEGAN HAROLD M. FINNEGAN
started on 2014-12-23
CDR: 2103193
JEFFREY SINGER
started on 2014-01-02
CDR: 6231866
JUSTIN REED
started on 2014-09-04
CDR: 5274938
BRANDON MARLOW
ended on 2014-04-30
CDR: 2103193
JEFFREY SINGER
ended on 2014-12-31
CDR: 6562664
SAMUEL SCOTT
started on 2015-11-05
CDR: 6453407
JAMES SORENSEN
CARR SORENSEN JAMES
started on 2015-04-02
CDR: 4514304
MARY VICK
SUSAN VICK
started on 2015-08-11
CDR: 6562601
Jonathan Tyroch
started on 2015-11-12
CDR: 5836591
ALEJANDRO HELLMUND
started on 2015-07-28
CDR: 4006704
JAY MCDONALD
ended on 2015-01-05
CDR: 1997093
TIMOTHY PROFFITT
TIM PROFFITT
ended on 2015-02-11
CDR: 5734573
KEVIN REGAN
ended on 2015-02-11
CDR: 2522237
HAROLD FINNEGAN
HAL FINNEGAN HAROLD M. FINNEGAN
ended on 2015-08-07
CDR: 1751837
JAMES ROW
JAMES C ROW
ended on 2015-09-10
CDR: 6231866
JUSTIN REED
ended on 2015-01-22
CDR: 6698040
TRANG TRAN
JANE TRAN
started on 2016-10-07
CDR: 6698415
ANDREW HANSEN
started on 2016-10-03
CDR: 5637661
JOHN O'NEILL
started on 2016-04-07
CDR: 6453407
JAMES SORENSEN
CARR SORENSEN JAMES
ended on 2016-08-22
CDR: 5284454
ANDREW JOHNSON
ended on 2016-08-22
CDR: 2852628
JAMES DACK
started on 2017-02-09
CDR: 5943612
Max Hodin
started on 2017-01-04
CDR: 502110
JOHN BAKER
CHRIS BAKER JOHN CHRISTIAN BAKER
started on 2017-01-05
CDR: 6780574
CARTER OLD
started on 2017-05-10
CDR: 4876940
ADAM GREENBAUM
ADAM M. GREENBAUM
started on 2017-05-29
CDR: 2598195
SYLVIA BARNES
SYLVIA KATHLEEN BARNES MS.
started on 2017-02-13
CDR: 5637661
JOHN O'NEILL
ended on 2017-02-07
CDR: 5324399
THOMAS SUFFIELD
ended on 2017-10-06
CDR: 2704105
PHILIP TUTTLE
ended on 2017-12-26
CDR: 860016
MICHAEL CHADWICK
started on 2018-03-12
CDR: 5970085
MAXWELL ROTHAUS
started on 2018-03-22
CDR: 7012237
CHESTER RODEHEAVER
Chester Rodeheaver
started on 2018-10-01
CDR: 1732598
JAMES TIMMINS
(SR) JAMES ROPER TIMMINS JAMES ROPER TIMMINS SR JAMES ROPER TIMMINS JIM TIMMINS SR
started on 2018-03-19
CDR: 6703999
THOMAS LANKFORD
Thomas Merl Lankford
started on 2018-04-05
CDR: 5704253
MICHAEL HODGES
MICHAEL SCOTT HODGES MICHAEL HODGES
started on 2018-07-23
CDR: 7003534
BRIAN CHRISTENSEN
BRIAN CHRISTENSEN
started on 2018-10-09
CDR: 7003539
LANDON CRANE
LANDON CRANE
started on 2018-10-09
CDR: 6887895
JONATHAN DORSEY
Jonathan Dorsey
started on 2018-08-30
CDR: 2396647
LAWRENCE LAWYER
LARRY LAWYER
started on 2018-03-29
CDR: 6698040
TRANG TRAN
JANE TRAN
ended on 2018-08-13
CDR: 5943612
Max Hodin
ended on 2018-10-09
CDR: 6562601
Jonathan Tyroch
ended on 2018-05-15
CDR: 5704253
MICHAEL HODGES
MICHAEL SCOTT HODGES MICHAEL HODGES
ended on 2018-12-21
CDR: 7125138
RICHARD EMERY
started on 2019-11-06
CDR: 1070434
GEORGE MORRIS
GEORGE COOPER MORRIS GEORGE COOPER III MORRIS
started on 2019-01-07
CDR: 2795157
JAMES CECIL
started on 2019-12-16
CDR: 2605241
MARC SHARPE
MARC J SHARPE
ended on 2019-04-22
CDR: 5836591
ALEJANDRO HELLMUND
ended on 2019-12-31
CDR: 7222682
THOMAS RESTER
started on 2020-06-05
CDR: 4811082
SHANOOP KOTHARI
started on 2020-09-23
CDR: 4021184
NGHIEP NGHIEM
NGHIEP HOANG NGHEIM JOHN NGHIEM
started on 2020-03-26
CDR: 5252761
REYNOLD NEBEL
REYNOLD NEBEL III Reynold Nebel
started on 2020-07-14
CDR: 5485146
MICHAEL MITHOFF
started on 2020-02-13
CDR: 3254677
EUGENIA CHENG
EUGENIA R CHENG
started on 2020-06-13
CDR: 1070434
GEORGE MORRIS
GEORGE COOPER MORRIS GEORGE COOPER III MORRIS
ended on 2020-01-02
CDR: 7003534
BRIAN CHRISTENSEN
BRIAN CHRISTENSEN
ended on 2020-12-02
CDR: 2795157
JAMES CECIL
ended on 2020-06-29
CDR: 1604493
JOHN LINGER
started on 2021-03-31
CDR: 6109686
JOSEPH MIMS
Joseph Mims
started on 2021-04-02



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