Company Name:
STATE STREET BROKERAGE SERVICES, INC.
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1938830
DAVID FRIED
DAVID SCOTT FRIED
started on 1992-06-26
CDR: 2279896
ROBERT DAWSON
started on 1992-10-14
CDR: 1918522
KARI KEANE
KARI KEANE KARI RENEE OSTROM
started on 1992-07-08
CDR: 1918522
KARI KEANE
KARI KEANE KARI RENEE OSTROM
ended on 1993-06-11
CDR: 2279896
ROBERT DAWSON
ended on 1994-10-12
CDR: 2422623
DANIEL MADDEN
DANIEL JOSEPH MADDEN IV
started on 1995-08-23
CDR: 2187250
MANUEL SANTAYANA
MANNY SANTAYANA
started on 1995-10-09
CDR: 1825422
HENRY SCHULMAN
EVAN SCHULMAN
started on 1996-09-19
CDR: 1810469
DAVID LILES
started on 1996-08-09
CDR: 2280973
SANDRA Murphy
SANDRA POWERS FORCIER SANDRA FORCIER MURPHY SANDRA POWERS MURPHY SANDRA JEANNE POWERS SANDRA POWERS SANDY POWERS SANDRA POWERS FORCIER SANDRA POWERS MURPHY
started on 1996-11-05
CDR: 1938830
DAVID FRIED
DAVID SCOTT FRIED
ended on 1996-05-21
CDR: 9509
CHARLES BABIN
started on 1997-10-02
CDR: 1303956
Lisa Margeson
LISA JODY MARGESON LISA THIBEAULT MARGESON Lisa Margeson LISA JODY THIBEAULT
started on 1997-06-03
CDR: 1480259
MICHAEL MOOK
MICHAEL A MOOK
started on 1997-12-08
CDR: 2429561
CATHERINE FURIA
CATHERINE L FURIA
started on 1997-08-26
CDR: 730198
MARY LOCKE
MARY JEAN ELLIS MIMI LOCKE
started on 1997-07-23
CDR: 1810469
DAVID LILES
ended on 1997-05-27
CDR: 1762921
CHRISTOPHER MILLER
started on 1998-01-01
CDR: 1876256
RAYMOND MARTIN
RAYMOND MARTIN
started on 1998-01-01
CDR: 2254029
John Manley
started on 1998-07-22
CDR: 3022027
PATRICIA GOYETCH
Patricia M McGowan
started on 1998-07-02
CDR: 3096370
MARC FANDETTI
started on 1998-08-03
CDR: 2129194
SCOTT CHANTIGNY
SCOTT CHANTIGNY
started on 1998-08-27
CDR: 3071570
ERIN SZACHTA
ERIN ELIZABETH GALANTE
started on 1998-08-03
CDR: 2679895
JOHN REILLY
started on 1998-11-23
CDR: 2605963
THOMAS DOUGLAS
started on 1998-09-09
CDR: 3130248
JOHN MULCAHY
started on 1998-12-14
CDR: 3088110
WILLIAM OWENS
started on 1998-08-20
CDR: 3072553
KELLY FOSS-ROOT
KELLY ANN FOSS
started on 1998-10-02
CDR: 2666518
ERIC HURRIE
started on 1998-12-14
CDR: 1552418
JOHN DONOHUE
John J Donohue John Joseph Donohue John Donohue
started on 1998-10-13
CDR: 3072575
ERICK CALEDONIA
started on 1998-08-20
CDR: 3139346
WILLIAM OBERLIES
BILL OBERLIES
started on 1998-11-20
CDR: 857206
MARK GABRIEL
started on 1998-10-28
CDR: 3062223
BRUNO GRANVILLE
started on 1998-09-23
CDR: 1390182
ROBERT LEONARD
started on 1998-02-25
CDR: 3138832
PAUL PETRONELLI
PAUL NICHOLAS PETRONELLI
started on 1998-11-04
CDR: 2419870
THOMAS BLAKEY
THOMAS BLAKEY JR TOM BLAKEY
started on 1998-12-02
CDR: 2515884
ROHINI GUPTA
MINI GUPTA RO GUPTA
started on 1998-07-21
CDR: 2626997
JONATHAN ULDRIKIS
JONATHAN J ULDRIKIS
started on 1998-03-02
CDR: 3012366
STEVEN SCOTT
started on 1998-04-30
CDR: 3138835
DENIS KELLEHER
started on 1998-11-05
CDR: 2925288
John Enriquez
started on 1998-01-01
CDR: 2266061
WENDY HERSHEY
WENDY CATHERINE MOORE
started on 1998-09-29
CDR: 2826244
DAVID BOVE
started on 1998-12-16
CDR: 1480259
MICHAEL MOOK
MICHAEL A MOOK
ended on 1998-08-26
CDR: 3257475
RYAN HAZEL
started on 1999-11-02
CDR: 3129301
KENTON SHIRK
KENTON MATTHEW SHIRK
started on 1999-06-10
CDR: 3157174
JAMES GREGG
started on 1999-02-12
CDR: 2271963
MARK FORKEY
MARK FORKEY
started on 1999-04-07
CDR: 1509193
KAREN JOHNSON
started on 1999-02-18
CDR: 2174203
DAVID BEACH
started on 1999-04-26
CDR: 2248004
ANITA RIPEPI
ANITA ELISE RIPEPI
started on 1999-06-24
CDR: 2627656
LAURALYNN MORRISSEY
LAURALYNN MCFADDEN LAURA LYNN MORRISSEY
started on 1999-05-25
CDR: 3168105
GREGORY FORTUNA
started on 1999-01-15
CDR: 1863742
MARC ROSS
MARC LOUIS ROSENSTEIN Marc Louis Ross
started on 1999-04-01
CDR: 3210493
CHRISTOPHER GRISWOLD
started on 1999-10-14
CDR: 3139402
DAVID LISTER
started on 1999-02-04
CDR: 2207240
EDWARD MADDEN
started on 1999-03-24
CDR: 2991805
Happy Daily
HAPPY HAZELTON N.E. HAZELTON NAN E HAZELTON NAN ELIZABETH HAZELTON
started on 1999-05-13
CDR: 2394722
WILLIAM TWOMBLY
DOUG TWOMBLY WILLIAM TWOMBLY
started on 1999-03-19
CDR: 2601633
JOSEPH FINLEY
started on 1999-09-03
CDR: 2358127
BRADFORD COTE
BRAD J. COTE BRAD COTE ,CFP BRAD COTE BRADFORD J COTE CFP BRADFORD J COTE BRAD J COTE, CFP
started on 1999-03-02
CDR: 2814081
THOMAS MCGARRITY
started on 1999-04-07
CDR: 3242654
MICHAEL MCGREENERY
started on 1999-09-15
CDR: 2787002
DONALD KLOTTER
started on 1999-07-01
CDR: 2581435
ERICA JOHNSON
ERICA MELINDA VATERS
started on 1999-03-23
CDR: 2417280
JOHN SULLIVAN
JOHN W SULLIVAN
started on 1999-02-24
CDR: 2767360
MAUREEN GARRITY
started on 1999-04-01
CDR: 2279605
DONNA BECK
DONNA S BECK DONNA BECK
started on 1999-04-05
CDR: 2943868
ROBERT COMERFORD
ROBERT CHARLES COMERFORD JR ROBERT CHARLES COMERFORD
started on 1999-05-13
CDR: 3208941
Michael Dotto
MICHAEL ANTHONY DOTO
started on 1999-06-07
CDR: 3184421
GEORGE ENGDAHL
started on 1999-05-05
CDR: 3210389
FRANCISCO HEREDIA
started on 1999-09-13
CDR: 3206254
JEFFREY ADAMS
started on 1999-07-09
CDR: 3129301
KENTON SHIRK
KENTON MATTHEW SHIRK
ended on 1999-11-12
CDR: 9509
CHARLES BABIN
ended on 1999-10-19
CDR: 3157174
JAMES GREGG
ended on 1999-10-05
CDR: 2271963
MARK FORKEY
MARK FORKEY
ended on 1999-04-22
CDR: 2254029
John Manley
ended on 1999-12-22
CDR: 1509193
KAREN JOHNSON
ended on 1999-09-27
CDR: 2174203
DAVID BEACH
ended on 1999-09-27
CDR: 2627656
LAURALYNN MORRISSEY
LAURALYNN MCFADDEN LAURA LYNN MORRISSEY
ended on 1999-07-13
CDR: 3168105
GREGORY FORTUNA
ended on 1999-09-27
CDR: 2129194
SCOTT CHANTIGNY
SCOTT CHANTIGNY
ended on 1999-04-22
CDR: 2991805
Happy Daily
HAPPY HAZELTON N.E. HAZELTON NAN E HAZELTON NAN ELIZABETH HAZELTON
ended on 1999-07-28
CDR: 2422623
DANIEL MADDEN
DANIEL JOSEPH MADDEN IV
ended on 1999-07-29
CDR: 1552418
JOHN DONOHUE
John J Donohue John Joseph Donohue John Donohue
ended on 1999-10-08
CDR: 2394722
WILLIAM TWOMBLY
DOUG TWOMBLY WILLIAM TWOMBLY
ended on 1999-06-07
CDR: 857206
MARK GABRIEL
ended on 1999-09-27
CDR: 1390182
ROBERT LEONARD
ended on 1999-07-31
CDR: 2419870
THOMAS BLAKEY
THOMAS BLAKEY JR TOM BLAKEY
ended on 1999-12-03
CDR: 2581435
ERICA JOHNSON
ERICA MELINDA VATERS
ended on 1999-10-14
CDR: 2767360
MAUREEN GARRITY
ended on 1999-09-07
CDR: 3210389
FRANCISCO HEREDIA
ended on 1999-09-27
CDR: 2187250
MANUEL SANTAYANA
MANNY SANTAYANA
ended on 1999-11-18
CDR: 3012366
STEVEN SCOTT
ended on 1999-05-05
CDR: 2280973
SANDRA Murphy
SANDRA POWERS FORCIER SANDRA FORCIER MURPHY SANDRA POWERS MURPHY SANDRA JEANNE POWERS SANDRA POWERS SANDY POWERS SANDRA POWERS FORCIER SANDRA POWERS MURPHY
ended on 1999-12-06
CDR: 2266061
WENDY HERSHEY
WENDY CATHERINE MOORE
ended on 1999-03-19
CDR: 2826244
DAVID BOVE
ended on 1999-10-26
CDR: 1497887
JUAN DE LUNA
JOHN A DE LUNA JUAN A DE LUNA-CHRISTENSEN JUAN ALBERTO DELUNA
started on 2000-03-09
CDR: 1205655
KEVIN MULDOWNEY
started on 2000-11-15
CDR: 4206859
MARIBEL ROBEL
MARIBEL BUSTAMANTE
started on 2000-09-25
CDR: 805172
CONNIE PARTRIDGE
CONNIE ANN FREEMAN Connie Ann Freeman Morris CONNIE ANN MORRIS CONNIE FREEMAN MORRIS CONNIE F. Partridge Connie Freeman Partridge Connie Morris Partridge
started on 2000-12-18
CDR: 856778
STEVEN ESIELONIS
started on 2000-05-24
CDR: 2082903
STEPHEN JACKSON
started on 2000-01-24
CDR: 1173823
MARSHA SNYDER
MARSHA LYNNE HENDRIX MARSHA LYNN KING
started on 2000-12-18
CDR: 2124913
JAMES BURTON
JAMES G. BURTON JR. JAMES GIBB BURTON JR JIM BURTON JR. JIM BURTON
started on 2000-12-01
CDR: 4177507
AIMAN JANINEH
AIMEN GEORGE JANINEH
started on 2000-11-09
CDR: 1577640
CHRISTOPHER BOUDREAU
CHRIS BOUDREAU
started on 2000-11-16
CDR: 4215742
KEVIN LEAHY
started on 2000-08-14
CDR: 2019019
MARK CANTRELL
MARK ALLEN CANTRELL
started on 2000-12-01
CDR: 1870771
MARIA STOKES
MARIA A S MARIA A STOKES
started on 2000-12-13
CDR: 1493006
LISA CASSIDY
started on 2000-12-01
CDR: 1101643
JAMES SAMPSON
started on 2000-12-01
CDR: 2413397
THOMAS ASHCRAFT
started on 2000-12-12
CDR: 2640912
GLENN PHARR
started on 2000-12-01
CDR: 1195978
THOMAS SUGER
started on 2000-12-15
CDR: 2105380
JOHN SHUPE
started on 2000-08-31
CDR: 2519237
THOMAS KENNEY
started on 2000-09-18
CDR: 2372547
SCOTT FRAIL
started on 2000-12-08
CDR: 4215787
James Marini
JAMES GREGORY MARINI
started on 2000-08-01
CDR: 4118842
NATALIE BOWS
NATALIE ANDREA GUTIERREZ
started on 2000-04-26
CDR: 1132154
DOUGLAS PYSHER
started on 2000-11-15
CDR: 4118837
MATTHEW MACHO
Matt Macho
started on 2000-10-02
CDR: 3257475
RYAN HAZEL
ended on 2000-08-30
CDR: 1876256
RAYMOND MARTIN
RAYMOND MARTIN
ended on 2000-05-22
CDR: 3096370
MARC FANDETTI
ended on 2000-05-24
CDR: 2248004
ANITA RIPEPI
ANITA ELISE RIPEPI
ended on 2000-06-07
CDR: 856778
STEVEN ESIELONIS
ended on 2000-07-18
CDR: 2082903
STEPHEN JACKSON
ended on 2000-03-07
CDR: 1825422
HENRY SCHULMAN
EVAN SCHULMAN
ended on 2000-09-27
CDR: 1863742
MARC ROSS
MARC LOUIS ROSENSTEIN Marc Louis Ross
ended on 2000-05-24
CDR: 2679895
JOHN REILLY
ended on 2000-07-05
CDR: 2605963
THOMAS DOUGLAS
ended on 2000-05-24
CDR: 3130248
JOHN MULCAHY
ended on 2000-05-02
CDR: 3088110
WILLIAM OWENS
ended on 2000-05-24
CDR: 3072553
KELLY FOSS-ROOT
KELLY ANN FOSS
ended on 2000-05-24
CDR: 3210493
CHRISTOPHER GRISWOLD
ended on 2000-05-16
CDR: 3139402
DAVID LISTER
ended on 2000-05-15
CDR: 2666518
ERIC HURRIE
ended on 2000-07-14
CDR: 3072575
ERICK CALEDONIA
ended on 2000-05-24
CDR: 3139346
WILLIAM OBERLIES
BILL OBERLIES
ended on 2000-04-25
CDR: 2814081
THOMAS MCGARRITY
ended on 2000-11-02
CDR: 3138832
PAUL PETRONELLI
PAUL NICHOLAS PETRONELLI
ended on 2000-05-24
CDR: 2417280
JOHN SULLIVAN
JOHN W SULLIVAN
ended on 2000-08-14
CDR: 2943868
ROBERT COMERFORD
ROBERT CHARLES COMERFORD JR ROBERT CHARLES COMERFORD
ended on 2000-11-24
CDR: 3208941
Michael Dotto
MICHAEL ANTHONY DOTO
ended on 2000-05-31
CDR: 3184421
GEORGE ENGDAHL
ended on 2000-03-03
CDR: 3138835
DENIS KELLEHER
ended on 2000-05-24
CDR: 4118842
NATALIE BOWS
NATALIE ANDREA GUTIERREZ
ended on 2000-09-28
CDR: 2925288
John Enriquez
ended on 2000-04-19
CDR: 2257356
JEFFREY ONEILL
Jeffrey A ONeill
started on 2001-05-24
CDR: 2135165
GEORGE WU
GEORGE WU JR
started on 2001-03-22
CDR: 4299381
SCOTT MILLER
started on 2001-04-23
CDR: 3230544
RICHARD SKIERA
started on 2001-04-25
CDR: 2104447
ROSS DELUCA
ROOSEVELT DELUCA ROSS A DELUCA
started on 2001-04-05
CDR: 2119786
DAVID QUINLAN
DAVID J QUINLAN
started on 2001-02-27
CDR: 4399001
JOHN CLARK
started on 2001-08-13
CDR: 2175581
TRISHA FRANCKOWIAK
started on 2001-01-08
CDR: 2193632
JILL KELLEY
JILL EILEEN NULTY
started on 2001-01-18
CDR: 2000692
CHARLES SUSI
started on 2001-10-24
CDR: 1762921
CHRISTOPHER MILLER
ended on 2001-12-31
CDR: 2257356
JEFFREY ONEILL
Jeffrey A ONeill
ended on 2001-08-27
CDR: 1497887
JUAN DE LUNA
JOHN A DE LUNA JUAN A DE LUNA-CHRISTENSEN JUAN ALBERTO DELUNA
ended on 2001-03-09
CDR: 2135165
GEORGE WU
GEORGE WU JR
ended on 2001-04-27
CDR: 4206859
MARIBEL ROBEL
MARIBEL BUSTAMANTE
ended on 2001-02-02
CDR: 3022027
PATRICIA GOYETCH
Patricia M McGowan
ended on 2001-12-31
CDR: 1303956
Lisa Margeson
LISA JODY MARGESON LISA THIBEAULT MARGESON Lisa Margeson LISA JODY THIBEAULT
ended on 2001-12-31
CDR: 3071570
ERIN SZACHTA
ERIN ELIZABETH GALANTE
ended on 2001-12-31
CDR: 4299381
SCOTT MILLER
ended on 2001-08-13
CDR: 3230544
RICHARD SKIERA
ended on 2001-10-15
CDR: 2207240
EDWARD MADDEN
ended on 2001-12-31
CDR: 2104447
ROSS DELUCA
ROOSEVELT DELUCA ROSS A DELUCA
ended on 2001-12-31
CDR: 2119786
DAVID QUINLAN
DAVID J QUINLAN
ended on 2001-07-06
CDR: 2601633
JOSEPH FINLEY
ended on 2001-04-23
CDR: 4177507
AIMAN JANINEH
AIMEN GEORGE JANINEH
ended on 2001-03-29
CDR: 4215742
KEVIN LEAHY
ended on 2001-03-12
CDR: 2358127
BRADFORD COTE
BRAD J. COTE BRAD COTE ,CFP BRAD COTE BRADFORD J COTE CFP BRADFORD J COTE BRAD J COTE, CFP
ended on 2001-12-31
CDR: 2429561
CATHERINE FURIA
CATHERINE L FURIA
ended on 2001-12-31
CDR: 1870771
MARIA STOKES
MARIA A S MARIA A STOKES
ended on 2001-12-31
CDR: 3062223
BRUNO GRANVILLE
ended on 2001-12-31
CDR: 3242654
MICHAEL MCGREENERY
ended on 2001-05-21
CDR: 2787002
DONALD KLOTTER
ended on 2001-12-31
CDR: 2193632
JILL KELLEY
JILL EILEEN NULTY
ended on 2001-12-31
CDR: 2279605
DONNA BECK
DONNA S BECK DONNA BECK
ended on 2001-12-31
CDR: 2515884
ROHINI GUPTA
MINI GUPTA RO GUPTA
ended on 2001-12-31
CDR: 2105380
JOHN SHUPE
ended on 2001-12-31
CDR: 2519237
THOMAS KENNEY
ended on 2001-12-31
CDR: 2000692
CHARLES SUSI
ended on 2001-11-27
CDR: 2626997
JONATHAN ULDRIKIS
JONATHAN J ULDRIKIS
ended on 2001-12-31
CDR: 4215787
James Marini
JAMES GREGORY MARINI
ended on 2001-12-05
CDR: 3206254
JEFFREY ADAMS
ended on 2001-12-31
CDR: 4118837
MATTHEW MACHO
Matt Macho
ended on 2001-12-31
CDR: 730198
MARY LOCKE
MARY JEAN ELLIS MIMI LOCKE
ended on 2001-06-28
CDR: 1205655
KEVIN MULDOWNEY
ended on 2002-03-01
CDR: 805172
CONNIE PARTRIDGE
CONNIE ANN FREEMAN Connie Ann Freeman Morris CONNIE ANN MORRIS CONNIE FREEMAN MORRIS CONNIE F. Partridge Connie Freeman Partridge Connie Morris Partridge
ended on 2002-03-01
CDR: 1173823
MARSHA SNYDER
MARSHA LYNNE HENDRIX MARSHA LYNN KING
ended on 2002-03-01
CDR: 2124913
JAMES BURTON
JAMES G. BURTON JR. JAMES GIBB BURTON JR JIM BURTON JR. JIM BURTON
ended on 2002-03-01
CDR: 4399001
JOHN CLARK
ended on 2002-02-22
CDR: 1577640
CHRISTOPHER BOUDREAU
CHRIS BOUDREAU
ended on 2002-03-01
CDR: 2019019
MARK CANTRELL
MARK ALLEN CANTRELL
ended on 2002-03-01
CDR: 1493006
LISA CASSIDY
ended on 2002-03-01
CDR: 2175581
TRISHA FRANCKOWIAK
ended on 2002-03-01
CDR: 1101643
JAMES SAMPSON
ended on 2002-03-01
CDR: 2413397
THOMAS ASHCRAFT
ended on 2002-03-01
CDR: 2640912
GLENN PHARR
ended on 2002-03-01
CDR: 1195978
THOMAS SUGER
ended on 2002-03-01
CDR: 2372547
SCOTT FRAIL
ended on 2002-03-01
CDR: 1132154
DOUGLAS PYSHER
ended on 2002-03-01
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