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0 - 9
Company Name:
STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT
CRD Number:
791
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2003
2004
2005
2006
2007
CDR: 313827
DAVID LUCAS
started on
2003-09-16
CDR: 809212
DABBS SULLIVAN
started on
2003-04-21
CDR: 1196025
JAMES NEWTON
J. TODD NEWTON TODD NEWTON
started on
2003-10-08
CDR: 1244644
G. HARDEN
GEORGE CYRUS HARDEN III RUS HARDEN
started on
2003-04-17
CDR: 703099
WILLIAM SMITH
started on
2003-04-09
CDR: 2216822
E THOMPSON
started on
2003-05-14
CDR: 4600367
STEPHEN SMITH
started on
2003-04-14
CDR: 45949
WILLIAM CHISHOLM
started on
2003-03-18
CDR: 3244138
PATRICK BUSSEY
started on
2003-04-10
CDR: 13639
DAVID BARROW
DAVID CRENSHAW BARROW
started on
2003-04-24
CDR: 1464267
THOMAS WARD
TOMMY WARD
started on
2003-04-10
CDR: 1750651
HAROLD SHOLLMIER
started on
2003-04-21
CDR: 3254376
CAROL HARRISON
CAROL ANN KELLEY CAROL ANN KELLEY CAROL ANN OVERBY
started on
2003-05-15
CDR: 1025324
HOLLEY DEAN
started on
2003-04-24
CDR: 1296599
ROBERT MARTIN
started on
2003-04-25
CDR: 1779104
CHRISTOPHER DOUCET
CHRIS LEONCE DOUCET
started on
2003-10-07
CDR: 869258
WILLIAM LOVELL
started on
2003-04-10
CDR: 60633
LINDA DANIEL
started on
2003-04-10
CDR: 3193205
MARK PEARSON
started on
2003-04-10
CDR: 1209156
PAUL CASEY
started on
2003-04-10
CDR: 821139
JERRY PAYNE
started on
2003-12-16
CDR: 2026611
KATHERINE CERENZIO
KATHERINE LYNN BOYLE
started on
2004-11-29
CDR: 1989525
JOHN TAYLOR
JOHN TAYLOR
started on
2004-03-05
CDR: 1599380
ROBERT HISS
started on
2004-01-26
CDR: 2925650
Christopher Giroux
CHRISTOPHER MICHEAL GIROUX Chris M Giroux
started on
2004-02-10
CDR: 1719946
LINDA JAMES
LINDA JANE ATKINS LINDA ATKINS SMOOT LINDA JANE SMOOT
started on
2004-10-25
CDR: 2932814
HAROLD SHOLLMIER
DUDLEY SHOLLMIER JR
started on
2004-08-03
CDR: 1431890
WIMBERLY MCCOY
DILLARD MCCOY
started on
2004-10-22
CDR: 2393364
GARRETT ALTON
GARRY ALTON
started on
2004-10-14
CDR: 3190282
Randa Pierce
RANDA SUE DERRYBERRY RANDA S MARLOW RANDA SUE MARLOW Randa Shafer Marlow RANDA SUE SHAFER RANDA SUE VOGT
started on
2004-07-28
CDR: 2268677
STEPHEN ALMOND
started on
2004-10-25
CDR: 1884251
RUSSELL BARTON
started on
2004-03-16
CDR: 2699250
JAMES HILL
started on
2004-01-23
CDR: 2570308
ANDREW TOSHIE
started on
2004-10-29
CDR: 2541853
CLARK SMITH
started on
2004-07-22
CDR: 2216169
CHAD KOEHN
started on
2004-01-27
CDR: 4397969
CINDY TOSHIE
CINDY ANN BALL
started on
2004-10-29
CDR: 861978
ROBERT PORTER
CURT PORTER
started on
2004-07-20
CDR: 1829382
PATTI CLIFTON
PATTI CLIFTON PATTI CLIFTON HOLLAND
started on
2004-07-20
CDR: 2081359
KEITH MILLER
started on
2004-11-05
CDR: 1689912
CYNTHIA CUSTER
CYNTHIA MARIE CUSTER CYNTHIA MARIE GROVES CYNTHIA MARIE LOWER
started on
2004-01-23
CDR: 2632679
STEPHEN FRAZIER
STEVE BERTRAM FRAZIER
started on
2004-07-21
CDR: 476791
ALBERT ZIMMERMANN
JERRY ZIMMERMANN
started on
2004-02-19
CDR: 1351959
JOHN LYNCH
started on
2004-01-30
CDR: 4568638
LARRY THOMPSON
started on
2004-01-27
CDR: 1599380
ROBERT HISS
ended on
2004-02-27
CDR: 2925650
Christopher Giroux
CHRISTOPHER MICHEAL GIROUX Chris M Giroux
ended on
2004-02-27
CDR: 2699250
JAMES HILL
ended on
2004-02-27
CDR: 2216169
CHAD KOEHN
ended on
2004-02-27
CDR: 1689912
CYNTHIA CUSTER
CYNTHIA MARIE CUSTER CYNTHIA MARIE GROVES CYNTHIA MARIE LOWER
ended on
2004-04-22
CDR: 4568638
LARRY THOMPSON
ended on
2004-02-27
CDR: 2414710
CHAPPELL HILL
CHAPPELL HILL
started on
2005-03-11
CDR: 4849785
SYLVIA HOWE
SYLVIA BOUAKADAKIN
started on
2005-07-05
CDR: 2916463
ROBERT GLASGOW
started on
2005-06-14
CDR: 57630
CHARLES CROSS
DICK CROSS DICK GROSS
started on
2005-04-11
CDR: 2520677
JAMES DIXON
started on
2005-03-16
CDR: 2323232
RUSSELL COTTON
RUSS COTTON
started on
2005-04-04
CDR: 1027968
JESSE PARKS
started on
2005-03-11
CDR: 809212
DABBS SULLIVAN
ended on
2005-12-19
CDR: 2026611
KATHERINE CERENZIO
KATHERINE LYNN BOYLE
ended on
2005-03-24
CDR: 2414710
CHAPPELL HILL
CHAPPELL HILL
ended on
2005-12-15
CDR: 703099
WILLIAM SMITH
ended on
2005-03-07
CDR: 1989525
JOHN TAYLOR
JOHN TAYLOR
ended on
2005-12-20
CDR: 1719946
LINDA JAMES
LINDA JANE ATKINS LINDA ATKINS SMOOT LINDA JANE SMOOT
ended on
2005-08-05
CDR: 3244138
PATRICK BUSSEY
ended on
2005-12-15
CDR: 2932814
HAROLD SHOLLMIER
DUDLEY SHOLLMIER JR
ended on
2005-12-19
CDR: 1431890
WIMBERLY MCCOY
DILLARD MCCOY
ended on
2005-03-24
CDR: 3190282
Randa Pierce
RANDA SUE DERRYBERRY RANDA S MARLOW RANDA SUE MARLOW Randa Shafer Marlow RANDA SUE SHAFER RANDA SUE VOGT
ended on
2005-12-15
CDR: 1750651
HAROLD SHOLLMIER
ended on
2005-12-19
CDR: 2268677
STEPHEN ALMOND
ended on
2005-08-16
CDR: 3254376
CAROL HARRISON
CAROL ANN KELLEY CAROL ANN KELLEY CAROL ANN OVERBY
ended on
2005-03-24
CDR: 1296599
ROBERT MARTIN
ended on
2005-12-20
CDR: 2570308
ANDREW TOSHIE
ended on
2005-08-08
CDR: 2541853
CLARK SMITH
ended on
2005-06-28
CDR: 4397969
CINDY TOSHIE
CINDY ANN BALL
ended on
2005-08-08
CDR: 1779104
CHRISTOPHER DOUCET
CHRIS LEONCE DOUCET
ended on
2005-12-20
CDR: 2081359
KEITH MILLER
ended on
2005-08-08
CDR: 821139
JERRY PAYNE
ended on
2005-03-31
CDR: 476791
ALBERT ZIMMERMANN
JERRY ZIMMERMANN
ended on
2005-06-28
CDR: 1027968
JESSE PARKS
ended on
2005-10-12
CDR: 1351959
JOHN LYNCH
ended on
2005-12-19
CDR: 2946323
ROLAND DOUCET
DO DOUCET ROLAND JOHN SR DOUCET
started on
2006-07-31
CDR: 1220291
MILLARD MORRISON
WOODY MORRISON
started on
2006-07-31
CDR: 1810153
PHILLIP GANN
started on
2006-06-23
CDR: 1779104
CHRISTOPHER DOUCET
CHRIS LEONCE DOUCET
started on
2006-07-11
CDR: 2241375
STUART BRIDGES
started on
2006-10-03
CDR: 1195524
MILTON PARK
SANDY PARK III SANDY PARK
started on
2006-08-11
CDR: 3219658
MARK ROBERTS
MARK A ROBERTS RED ROBERTS
started on
2006-07-28
CDR: 2946323
ROLAND DOUCET
DO DOUCET ROLAND JOHN SR DOUCET
ended on
2006-09-20
CDR: 1220291
MILLARD MORRISON
WOODY MORRISON
ended on
2006-09-28
CDR: 45949
WILLIAM CHISHOLM
ended on
2006-08-25
CDR: 1779104
CHRISTOPHER DOUCET
CHRIS LEONCE DOUCET
ended on
2006-09-20
CDR: 2393364
GARRETT ALTON
GARRY ALTON
ended on
2006-07-05
CDR: 1195524
MILTON PARK
SANDY PARK III SANDY PARK
ended on
2006-09-28
CDR: 869258
WILLIAM LOVELL
ended on
2006-01-05
CDR: 60633
LINDA DANIEL
ended on
2006-04-12
CDR: 2632679
STEPHEN FRAZIER
STEVE BERTRAM FRAZIER
ended on
2006-07-27
CDR: 2438386
CAROL KENNEDY
CAROL E KENNEDY CAROL S KENNEDY
started on
2007-04-05
CDR: 313827
DAVID LUCAS
ended on
2007-01-03
CDR: 1196025
JAMES NEWTON
J. TODD NEWTON TODD NEWTON
ended on
2007-01-03
CDR: 1244644
G. HARDEN
GEORGE CYRUS HARDEN III RUS HARDEN
ended on
2007-01-03
CDR: 4849785
SYLVIA HOWE
SYLVIA BOUAKADAKIN
ended on
2007-01-03
CDR: 2216822
E THOMPSON
ended on
2007-01-03
CDR: 2916463
ROBERT GLASGOW
ended on
2007-01-03
CDR: 1810153
PHILLIP GANN
ended on
2007-01-03
CDR: 4600367
STEPHEN SMITH
ended on
2007-01-03
CDR: 2438386
CAROL KENNEDY
CAROL E KENNEDY CAROL S KENNEDY
ended on
2007-04-13
CDR: 57630
CHARLES CROSS
DICK CROSS DICK GROSS
ended on
2007-01-03
CDR: 2241375
STUART BRIDGES
ended on
2007-01-03
CDR: 13639
DAVID BARROW
DAVID CRENSHAW BARROW
ended on
2007-01-03
CDR: 1464267
THOMAS WARD
TOMMY WARD
ended on
2007-01-03
CDR: 1884251
RUSSELL BARTON
ended on
2007-01-03
CDR: 2520677
JAMES DIXON
ended on
2007-01-03
CDR: 1025324
HOLLEY DEAN
ended on
2007-01-03
CDR: 861978
ROBERT PORTER
CURT PORTER
ended on
2007-01-03
CDR: 1829382
PATTI CLIFTON
PATTI CLIFTON PATTI CLIFTON HOLLAND
ended on
2007-01-03
CDR: 3219658
MARK ROBERTS
MARK A ROBERTS RED ROBERTS
ended on
2007-01-03
CDR: 2323232
RUSSELL COTTON
RUSS COTTON
ended on
2007-01-03
CDR: 3193205
MARK PEARSON
ended on
2007-01-03
CDR: 1209156
PAUL CASEY
ended on
2007-01-03
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