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0 - 9
Company Name:
STERN CAPITAL LLC
Address:
SUITE 300, 420 LEXINGTON AVENUE, NEW YORK, NY 10170
CRD Number:
131226
CIK Number:
1285202
SEC File Number:
866433
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4781769
LAWRENCE STERN
started on
2004-09-29
CDR: 2447557
JENNIFER MACAULAY
JEN HAMILTON JENNIFER LYN HAMILTON JENNIFER HAMILTON MACAULAY MRS
started on
2004-11-23
CDR: 2164969
DAVID MACK
started on
2004-09-29
CDR: 234908
DEAN HAMILTON
DEAN HALL HAMILTON MR.
started on
2004-11-12
CDR: 2524805
RICHARD JACOBSON
RICHARD JACOBSON
started on
2005-06-29
CDR: 4633987
JOHN STIMPSON
JOHN STIMPSON
started on
2006-03-27
CDR: 4633987
JOHN STIMPSON
JOHN STIMPSON
ended on
2006-07-28
CDR: 5106774
ANDREW MILLER
started on
2008-03-19
CDR: 1837514
HALE HALASY
HALE (NMN) HALASY
started on
2008-10-03
CDR: 2164969
DAVID MACK
ended on
2008-04-23
CDR: 3208187
ROY BEJARANO
ROY SIMON BEJARANO MR.
started on
2009-06-05
CDR: 1837514
HALE HALASY
HALE (NMN) HALASY
ended on
2009-09-02
CDR: 2524805
RICHARD JACOBSON
RICHARD JACOBSON
ended on
2009-02-11
CDR: 3208187
ROY BEJARANO
ROY SIMON BEJARANO MR.
ended on
2010-08-31
CDR: 6250921
PHYLLIS CHIN
PHYLLIS NYUK FAH CHAN
started on
2015-04-06
CDR: 5106774
ANDREW MILLER
ended on
2015-04-06
CDR: 6313414
HOYU CHAN
HOYU (NMN) CHAN JEANETTE CHAN
started on
2018-09-07
CDR: 6250921
PHYLLIS CHIN
PHYLLIS NYUK FAH CHAN
ended on
2018-09-07
CDR: 5983623
STACEY PETERS
STACEY ANN CUSATO
started on
2021-03-15
CDR: 6313414
HOYU CHAN
HOYU (NMN) CHAN JEANETTE CHAN
ended on
2021-03-15
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