Company Name:
STEVEN L. FALK & ASSOCIATES INC.
CRD Number:
14297
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
CDR: 1207626
STEVEN FALK
started on 1984-03-02
CDR: 1832323
PAULETTE WILLIAMS
PAULETTE EILEEN GREER GREER ST. JOHN PAULETTE EILEEN ST. JOHN
started on 1989-03-23
CDR: 845938
MARC FUHRMAN
MARC ELLIOT FUHRMAN
started on 1989-10-30
CDR: 19721
ROBERT BERMAN
started on 1989-01-09
CDR: 1832323
PAULETTE WILLIAMS
PAULETTE EILEEN GREER GREER ST. JOHN PAULETTE EILEEN ST. JOHN
ended on 1989-08-03
CDR: 19721
ROBERT BERMAN
ended on 1989-03-29
CDR: 2053702
JAMES RUTHERFORD
started on 1990-05-15
CDR: 329197
WILLIAM MCLAREN
started on 1990-03-22
CDR: 2053702
JAMES RUTHERFORD
ended on 1990-10-24
CDR: 329197
WILLIAM MCLAREN
ended on 1990-10-24
CDR: 812745
STEVEN POLLACK
STEVEN ALAN PALLOCK
started on 1991-10-18
CDR: 845938
MARC FUHRMAN
MARC ELLIOT FUHRMAN
ended on 1991-09-09
CDR: 1341674
GEORGE ELIAN
started on 1992-01-28
CDR: 812745
STEVEN POLLACK
STEVEN ALAN PALLOCK
ended on 1992-12-31
CDR: 27270
CHARLES BOWERS
started on 1993-11-19
CDR: 712994
ALLEN SHARMAN
ALLEN HAROLD SCHLOCKMAN AL SHARMAN
started on 1993-03-23
CDR: 1341674
GEORGE ELIAN
ended on 1993-10-26
CDR: 1644941
MICHAEL COHN
MICHAEL L. COHN MICHAEL LANCE COHN
started on 1994-06-13
CDR: 1339712
DEBRA BOWERS
DEBRA FISHGALL DEBRA SKAROFF DEBRA ANN WOOD
started on 1994-07-28
CDR: 812745
STEVEN POLLACK
STEVEN ALAN PALLOCK
started on 1994-11-07
CDR: 2601045
ANDREW COHEN
started on 1995-04-12
CDR: 2543590
GERARD IACANGELO
JERRY IACANGELO
started on 1995-10-27
CDR: 2236038
MARCUS TURIELLO
started on 1996-04-22
CDR: 712994
ALLEN SHARMAN
ALLEN HAROLD SCHLOCKMAN AL SHARMAN
ended on 1997-09-20
CDR: 812745
STEVEN POLLACK
STEVEN ALAN PALLOCK
ended on 1997-11-26
CDR: 2236038
MARCUS TURIELLO
ended on 1997-11-26
CDR: 3070874
JUDITH POLLACHEK
JUDITH ANN BARBERIO JUDITH BARBERIO POLLACHEK
started on 1998-11-10
CDR: 201845
MORTON ERENSTEIN
started on 1998-05-12
CDR: 2601045
ANDREW COHEN
ended on 1998-12-08
CDR: 724521
JOHN CITO
started on 1999-11-08
CDR: 2543590
GERARD IACANGELO
JERRY IACANGELO
ended on 1999-05-21
CDR: 1731834
DEAN MCDERMOTT
DEAN P MCDERMOTT
started on 2000-02-14
CDR: 2908616
SEEMA KALE
started on 2000-08-29
CDR: 2176520
STUART APPELSON
started on 2000-06-22
CDR: 3070874
JUDITH POLLACHEK
JUDITH ANN BARBERIO JUDITH BARBERIO POLLACHEK
ended on 2000-09-12
CDR: 855453
JOHN DIIANNI
started on 2001-10-01
CDR: 1644941
MICHAEL COHN
MICHAEL L. COHN MICHAEL LANCE COHN
ended on 2001-02-05
CDR: 811882
HOWARD PENN
started on 2002-07-31
CDR: 1832323
PAULETTE WILLIAMS
PAULETTE EILEEN GREER GREER ST. JOHN PAULETTE EILEEN ST. JOHN
started on 2002-02-22
CDR: 1612247
SHIRLEY JU
SHIRLEY JEAN PAQUETTE SHIRLEY PINEAULT
started on 2002-09-11
CDR: 201845
MORTON ERENSTEIN
ended on 2002-04-29
CDR: 2176520
STUART APPELSON
ended on 2002-06-21
CDR: 2844089
GREGORY KWASNICKI
GREG KWAS GREG KWASNICKI
started on 2003-10-04
CDR: 2768544
MARILEE HILL
MARILEE ANN HANSEN
started on 2003-08-11
CDR: 2300509
LAWRENCE BEDARD
LARRY BEDARD
started on 2003-04-17
CDR: 64093
ANTHONY DEGREGORIO
ANTHONY OTTO DEGREGORIO TONY DEGREGORIO
started on 2003-10-15
CDR: 210413
THOMAS FLYNN
started on 2004-07-08
CDR: 4885553
MICHAEL BURWICK
started on 2004-12-07
CDR: 602059
LOUIS KITTLAUS
started on 2004-11-20
CDR: 1687026
ANNE HAYWARD
ANNE ALGER ANNE ELIZABETH ALGER HAYWARD ESQ. ANNE HAYWARD
started on 2004-06-11
CDR: 2195122
TREVOR GORDON
started on 2004-07-16
CDR: 414691
EDWARD SCHOENBERGER
started on 2004-04-06
CDR: 2195122
TREVOR GORDON
ended on 2004-10-19
CDR: 855453
JOHN DIIANNI
ended on 2004-12-31
CDR: 1078029
DAVID GILBERT
started on 2005-12-06
CDR: 4161289
BRYAN HAKOLA
started on 2005-01-03
CDR: 2844089
GREGORY KWASNICKI
GREG KWAS GREG KWASNICKI
ended on 2005-08-01
CDR: 4885553
MICHAEL BURWICK
ended on 2005-10-18
CDR: 2908616
SEEMA KALE
ended on 2005-02-01
CDR: 811882
HOWARD PENN
ended on 2005-08-30
CDR: 1832323
PAULETTE WILLIAMS
PAULETTE EILEEN GREER GREER ST. JOHN PAULETTE EILEEN ST. JOHN
ended on 2005-08-30
CDR: 64093
ANTHONY DEGREGORIO
ANTHONY OTTO DEGREGORIO TONY DEGREGORIO
ended on 2005-03-29
CDR: 2908616
SEEMA KALE
started on 2006-06-20
CDR: 4490082
Cora Moore
CORA SHIEREECE HOUSE-MOORE CORA SHIEREECE MOORE
started on 2006-03-24
CDR: 2080155
ROBERT HOUSE
started on 2006-03-24
CDR: 1295353
DAVID KIMBALL
started on 2006-09-05
CDR: 602059
LOUIS KITTLAUS
ended on 2006-02-14
CDR: 1078029
DAVID GILBERT
ended on 2006-12-15
CDR: 1295353
DAVID KIMBALL
ended on 2006-09-06
CDR: 2261218
MARY HERSEY
MARY L KLANANG MARY LADA KLANANG
started on 2007-07-11
CDR: 4471321
BRUCE UNDERHILL
started on 2007-03-23
CDR: 1226921
KEVIN GREENE
started on 2007-03-13
CDR: 4012618
MARIA VASSALLO
started on 2007-08-06
CDR: 724521
JOHN CITO
ended on 2007-12-31
CDR: 2261218
MARY HERSEY
MARY L KLANANG MARY LADA KLANANG
ended on 2007-09-11
CDR: 4471321
BRUCE UNDERHILL
ended on 2007-12-05
CDR: 1226921
KEVIN GREENE
ended on 2007-12-05
CDR: 4012618
MARIA VASSALLO
ended on 2007-10-10
CDR: 4490082
Cora Moore
CORA SHIEREECE HOUSE-MOORE CORA SHIEREECE MOORE
ended on 2007-11-29
CDR: 1265774
BRUCE DOWNING
started on 2008-02-18
CDR: 2069135
THOMAS POWERS
started on 2008-03-24
CDR: 5608537
KATHERINE BISHOP
started on 2008-12-04
CDR: 4443310
CURTIS SMILEY
started on 2008-02-09
CDR: 2908616
SEEMA KALE
ended on 2008-10-30
CDR: 2080155
ROBERT HOUSE
ended on 2008-08-15
CDR: 5183573
JOSHUA UNGERECHT
JOSH PAUL UNGERECHT
started on 2009-11-04
CDR: 4561015
RAMON PICAZO
started on 2009-11-04
CDR: 1336798
PETER FINNEGAN
started on 2009-09-09
CDR: 4947624
JOHN FERGUSON
started on 2009-11-04
CDR: 1843942
STEVEN HUTEK
started on 2009-04-04
CDR: 4867589
RENA MORRIS
RENA BONNIE FINK RENA BONNIE NEMET
started on 2009-11-04
CDR: 2069135
THOMAS POWERS
ended on 2009-10-09
CDR: 2300509
LAWRENCE BEDARD
LARRY BEDARD
ended on 2009-10-16
CDR: 1843942
STEVEN HUTEK
ended on 2009-09-03
CDR: 4161289
BRYAN HAKOLA
ended on 2009-10-09
CDR: 4443310
CURTIS SMILEY
ended on 2009-02-13
CDR: 414691
EDWARD SCHOENBERGER
ended on 2009-10-05
CDR: 1700441
CHRISTOPHER MARKS
started on 2010-08-09
CDR: 4620383
RONALD RAITZ
started on 2010-12-07
CDR: 729694
STEVEN NELSON
started on 2010-08-17
CDR: 1321296
JOEL HOCHDORF
started on 2010-09-08
CDR: 3037276
ALVIN HULSE
started on 2010-07-08
CDR: 5475065
RONALD PIERCE
BRANDON PIERCE RONALD PIERCE
started on 2010-07-07
CDR: 4560595
JESSE THOMAS
started on 2010-11-18
CDR: 3059819
PATRICK NELSON
PAT NELSON
started on 2010-07-09
CDR: 2299254
WARREN THOMAS
WARREN J. M. THOMAS
started on 2010-02-18
CDR: 5065593
BRIAN NELSON
started on 2010-07-07
CDR: 1075960
FRANK DUNN
FRANK T DUNN FRANK TIMOTHY DUNN
started on 2010-05-26
CDR: 1700441
CHRISTOPHER MARKS
ended on 2010-11-12
CDR: 5475065
RONALD PIERCE
BRANDON PIERCE RONALD PIERCE
ended on 2010-11-30
CDR: 1687026
ANNE HAYWARD
ANNE ALGER ANNE ELIZABETH ALGER HAYWARD ESQ. ANNE HAYWARD
ended on 2010-04-08
CDR: 1336798
PETER FINNEGAN
ended on 2010-12-06
CDR: 1075960
FRANK DUNN
FRANK T DUNN FRANK TIMOTHY DUNN
ended on 2010-10-12
CDR: 5412584
HUMBERTO CHINCHILLA
RAY CHINCHILLA
started on 2011-04-04
CDR: 5900842
STEPHEN HOLT
started on 2011-04-08
CDR: 5327906
SUSANA DRYDEN
SUSANA KAY BRUCE SUSANA KAY DRYDEN-SULAHIAN SUSANA KAY SULAHIAN
started on 2011-02-21
CDR: 4808344
RAYMOND SINGLETON
started on 2011-04-04
CDR: 1265774
BRUCE DOWNING
ended on 2011-05-18
CDR: 4620383
RONALD RAITZ
ended on 2011-05-18
CDR: 5183573
JOSHUA UNGERECHT
JOSH PAUL UNGERECHT
ended on 2011-05-18
CDR: 729694
STEVEN NELSON
ended on 2011-05-18
CDR: 1731834
DEAN MCDERMOTT
DEAN P MCDERMOTT
ended on 2011-05-18
CDR: 1321296
JOEL HOCHDORF
ended on 2011-05-19
CDR: 210413
THOMAS FLYNN
ended on 2011-05-18
CDR: 4561015
RAMON PICAZO
ended on 2011-05-18
CDR: 3037276
ALVIN HULSE
ended on 2011-04-25
CDR: 5412584
HUMBERTO CHINCHILLA
RAY CHINCHILLA
ended on 2011-05-18
CDR: 27270
CHARLES BOWERS
ended on 2011-05-18
CDR: 5900842
STEPHEN HOLT
ended on 2011-05-18
CDR: 1339712
DEBRA BOWERS
DEBRA FISHGALL DEBRA SKAROFF DEBRA ANN WOOD
ended on 2011-05-18
CDR: 1207626
STEVEN FALK
ended on 2011-05-18
CDR: 4560595
JESSE THOMAS
ended on 2011-05-18
CDR: 2768544
MARILEE HILL
MARILEE ANN HANSEN
ended on 2011-04-04
CDR: 3059819
PATRICK NELSON
PAT NELSON
ended on 2011-05-18
CDR: 2299254
WARREN THOMAS
WARREN J. M. THOMAS
ended on 2011-05-18
CDR: 1612247
SHIRLEY JU
SHIRLEY JEAN PAQUETTE SHIRLEY PINEAULT
ended on 2011-04-04
CDR: 5327906
SUSANA DRYDEN
SUSANA KAY BRUCE SUSANA KAY DRYDEN-SULAHIAN SUSANA KAY SULAHIAN
ended on 2011-05-18
CDR: 4808344
RAYMOND SINGLETON
ended on 2011-05-18
CDR: 5608537
KATHERINE BISHOP
ended on 2011-05-18
CDR: 5065593
BRIAN NELSON
ended on 2011-05-18
CDR: 4947624
JOHN FERGUSON
ended on 2011-05-18
CDR: 4867589
RENA MORRIS
RENA BONNIE FINK RENA BONNIE NEMET
ended on 2011-05-18



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