a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
0 - 9
Company Name:
STONECASTLE SECURITIES, LLC
Address:
35TH FLOOR, 152 WEST 57TH STREET, NEW YORK, NY 10019
CRD Number:
131211
CIK Number:
1285203
SEC File Number:
866434
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 728616
Peggy Chait
PEGGY ELIZABETH GLASSER
started on
2004-09-28
CDR: 2953692
MATTHEW MAYERS
started on
2004-09-28
CDR: 4475118
TIMOTHY LEROUX
TIM LEROUX TIMOTHY E LEROUX
started on
2005-03-23
CDR: 1677315
ROBERT MCPHERSON
BOB MCPHERSON
started on
2006-08-25
CDR: 4475118
TIMOTHY LEROUX
TIM LEROUX TIMOTHY E LEROUX
ended on
2006-09-12
CDR: 3131719
JOSHUA SIEGEL
started on
2007-01-01
CDR: 3271668
TRACI HALLETT
TRACI PENELOPE HALLETT-GENOVESE
started on
2007-07-10
CDR: 2390315
JERRY WALDRON
started on
2007-02-08
CDR: 4474467
RICARDO VILORIA
Rick Viloria
started on
2007-10-25
CDR: 4760642
PRABU SOUNDARARAJAN
started on
2008-05-13
CDR: 4443891
MITCHELL SAVADER
started on
2008-12-02
CDR: 4941308
JOHN ROGLIERI
JOHN S ROGLIERI
started on
2008-09-17
CDR: 4941308
JOHN ROGLIERI
JOHN S ROGLIERI
ended on
2008-11-21
CDR: 2230861
KENNETH MARGOLIS
KENNETH MARGOLIS
started on
2009-12-02
CDR: 2391290
RICHARD LUFTIG
started on
2009-12-15
CDR: 4159864
JONATHAN HURD
started on
2009-03-09
CDR: 1101520
STEVEN BEVERS
started on
2009-11-04
CDR: 2756276
JEFFREY CHERTOFF
started on
2009-06-26
CDR: 728616
Peggy Chait
PEGGY ELIZABETH GLASSER
ended on
2009-03-09
CDR: 2390315
JERRY WALDRON
ended on
2009-04-07
CDR: 1512349
JAMES GREGOREK
started on
2010-06-04
CDR: 1802033
GREGORY WHITE
GREG WHITE
started on
2010-03-31
CDR: 4013552
PATRICK FISHER
started on
2010-03-09
CDR: 2691029
JEFFREY MUDRICK
JEFFREY MUDRICK
started on
2010-05-03
CDR: 5631510
YUNA CHO
YUNA S CHO
started on
2010-02-09
CDR: 2387973
BRANDON SEMILOF
BRANDON SEMILOF
started on
2010-11-23
CDR: 1458060
MARY KUNKA
MARY ELIZABETH ZELLER
started on
2010-10-21
CDR: 2919060
ROBERT HOLMEN
started on
2010-11-30
CDR: 2297810
LARRY KRAVETZ
started on
2010-05-04
CDR: 1806894
Kenneth Cohen
started on
2010-04-08
CDR: 1311419
STEPHEN HOME
started on
2010-07-16
CDR: 1332616
MICHAEL GOUGH
started on
2010-12-22
CDR: 4345003
BILL TOY
started on
2010-04-30
CDR: 2812189
HEATHER MOLLOY
HEATHER CATHERINE QUINN
started on
2010-08-18
CDR: 2783181
LAWRENCE TAYLOR
started on
2010-06-04
CDR: 5741192
STEVEN MONDRY
STEVEN MONDRY
started on
2010-04-08
CDR: 5642027
RICHARD LOPEZ
started on
2010-09-09
CDR: 4576107
LINDSAY NORTH
NORTH LINDSAY
started on
2010-03-09
CDR: 5824146
SHAWN CLEGG
started on
2010-07-26
CDR: 4571974
SPENCER KAGAN
started on
2010-05-03
CDR: 2993877
ALAN FELDMAN
ALAN E FELDMAN
started on
2010-06-16
CDR: 1485037
ALAN GINSBERG
started on
2010-04-22
CDR: 2457046
DOUGLAS CONROD
DOUG CONROD
started on
2010-04-23
CDR: 5815384
ARUN MITTAL
started on
2010-07-05
CDR: 1802033
GREGORY WHITE
GREG WHITE
ended on
2010-09-01
CDR: 4760642
PRABU SOUNDARARAJAN
ended on
2010-01-25
CDR: 5631510
YUNA CHO
YUNA S CHO
ended on
2010-07-06
CDR: 3271668
TRACI HALLETT
TRACI PENELOPE HALLETT-GENOVESE
ended on
2010-01-25
CDR: 5741192
STEVEN MONDRY
STEVEN MONDRY
ended on
2010-09-01
CDR: 1101520
STEVEN BEVERS
ended on
2010-11-12
CDR: 2756276
JEFFREY CHERTOFF
ended on
2010-03-08
CDR: 2184607
ERIC LANSKY
started on
2011-06-13
CDR: 5913418
ZACHARY SMITH
started on
2011-09-06
CDR: 5565267
RICHARD WAINE
started on
2011-09-27
CDR: 2556786
MICHAEL BENNETT
started on
2011-04-07
CDR: 5106783
LEONA QI
LEONA QI XIAOLI LI QI XIAOLI QI
started on
2011-08-15
CDR: 859524
ROBERT WHALEN
RUSTY WHALEN
started on
2011-09-27
CDR: 1477669
MARK SUNSHINE
MARK A SUNSHINE
started on
2011-06-16
CDR: 4871076
CHRISTINE LI-AUYEUNG
CHRISTINE SZE WAI LI SZE WAI LI SZE WAI LI-AUYEUNG
started on
2011-02-18
CDR: 1555348
JOHN KIERNAN
JOHN JOSEPH KIEMAN JR JOHN J KIERNAN
started on
2011-08-30
CDR: 842303
ROBERT KNUTSON SR
ROBERT ANTON KNUTSON ROBERT ANTON KNUTSON SR.
started on
2011-09-27
CDR: 3182772
JOHN OU
started on
2011-04-05
CDR: 5867989
BOHUAN WEI
MICHELLE WEI
started on
2011-11-16
CDR: 1747024
JAY MERVES
started on
2011-01-24
CDR: 3102207
MATTHEW SIBLEY
Matt Sibley
started on
2011-09-20
CDR: 1317932
JOHN OBRIEN
started on
2011-12-02
CDR: 4525427
JONATHAN STAMMELMAN
JON STAMMELMAN
started on
2011-11-18
CDR: 1895779
CLIFFORD ANDREWS
CORKY ANDREWS CLIFFORD SIMPLER ANDREWSIII
started on
2011-09-01
CDR: 2124356
KWOK MA
started on
2011-09-15
CDR: 2297810
LARRY KRAVETZ
ended on
2011-06-09
CDR: 1806894
Kenneth Cohen
ended on
2011-05-13
CDR: 1311419
STEPHEN HOME
ended on
2011-11-22
CDR: 4345003
BILL TOY
ended on
2011-06-30
CDR: 4159864
JONATHAN HURD
ended on
2011-03-03
CDR: 4571974
SPENCER KAGAN
ended on
2011-06-23
CDR: 2993877
ALAN FELDMAN
ALAN E FELDMAN
ended on
2011-05-06
CDR: 5815384
ARUN MITTAL
ended on
2011-11-29
CDR: 5254962
JAMES JESTER
JAMES FRANCIS JESTER
started on
2012-07-02
CDR: 4635725
RICHARD DI VITO
started on
2012-04-25
CDR: 4426611
BENJAMIN KARGER
started on
2012-02-21
CDR: 4429928
JOHN SADOWSKI
started on
2012-01-04
CDR: 1603006
SHANNON JEMMOTH
started on
2012-10-03
CDR: 1277439
JOHN MURPHY
started on
2012-02-10
CDR: 3102840
STACEY BREAKS
STACEY WONG
started on
2012-03-29
CDR: 17597
GERARD BELLESHEIM
GERARD HENRY BELLESHEIM
started on
2012-05-29
CDR: 2280512
ERIK MINOR
started on
2012-09-13
CDR: 5565267
RICHARD WAINE
ended on
2012-01-04
CDR: 4013552
PATRICK FISHER
ended on
2012-10-05
CDR: 2556786
MICHAEL BENNETT
ended on
2012-02-24
CDR: 859524
ROBERT WHALEN
RUSTY WHALEN
ended on
2012-05-07
CDR: 2691029
JEFFREY MUDRICK
JEFFREY MUDRICK
ended on
2012-12-10
CDR: 1458060
MARY KUNKA
MARY ELIZABETH ZELLER
ended on
2012-08-23
CDR: 842303
ROBERT KNUTSON SR
ROBERT ANTON KNUTSON ROBERT ANTON KNUTSON SR.
ended on
2012-04-23
CDR: 1332616
MICHAEL GOUGH
ended on
2012-07-17
CDR: 3182772
JOHN OU
ended on
2012-12-04
CDR: 1747024
JAY MERVES
ended on
2012-10-25
CDR: 4426611
BENJAMIN KARGER
ended on
2012-08-13
CDR: 4429928
JOHN SADOWSKI
ended on
2012-06-06
CDR: 1277439
JOHN MURPHY
ended on
2012-10-09
CDR: 4576107
LINDSAY NORTH
NORTH LINDSAY
ended on
2012-07-20
CDR: 3104802
KEITH MENIG
KEITH NICHOLAS MENIG Keith Menig
started on
2013-02-19
CDR: 2514193
SHAYAN NORASTEH
started on
2013-06-04
CDR: 4876363
RACHEL SCHATTEN
RACHEL N. SCHATTEN RACHEL SCHATTEN RACHEL SCHATTEN MALKA
started on
2013-07-26
CDR: 5943374
LAWRENCE MARGOLIS
started on
2013-09-26
CDR: 707227
JULIE MURACO
JULIE MURACO
started on
2013-07-18
CDR: 4864148
STEPHEN LEI
started on
2013-06-04
CDR: 4343473
DAVID FUCCILLO
started on
2013-08-07
CDR: 6161308
ERICK BAUMAN
started on
2013-03-19
CDR: 3104802
KEITH MENIG
KEITH NICHOLAS MENIG Keith Menig
ended on
2013-08-08
CDR: 2184607
ERIC LANSKY
ended on
2013-03-20
CDR: 2953692
MATTHEW MAYERS
ended on
2013-02-28
CDR: 5913418
ZACHARY SMITH
ended on
2013-01-16
CDR: 5106783
LEONA QI
LEONA QI XIAOLI LI QI XIAOLI QI
ended on
2013-04-03
CDR: 5254962
JAMES JESTER
JAMES FRANCIS JESTER
ended on
2013-08-08
CDR: 2387973
BRANDON SEMILOF
BRANDON SEMILOF
ended on
2013-03-20
CDR: 1555348
JOHN KIERNAN
JOHN JOSEPH KIEMAN JR JOHN J KIERNAN
ended on
2013-07-19
CDR: 5943374
LAWRENCE MARGOLIS
ended on
2013-09-27
CDR: 5867989
BOHUAN WEI
MICHELLE WEI
ended on
2013-09-04
CDR: 2812189
HEATHER MOLLOY
HEATHER CATHERINE QUINN
ended on
2013-05-30
CDR: 3102207
MATTHEW SIBLEY
Matt Sibley
ended on
2013-09-04
CDR: 1895779
CLIFFORD ANDREWS
CORKY ANDREWS CLIFFORD SIMPLER ANDREWSIII
ended on
2013-11-04
CDR: 6161308
ERICK BAUMAN
ended on
2013-08-09
CDR: 17597
GERARD BELLESHEIM
GERARD HENRY BELLESHEIM
ended on
2013-04-25
CDR: 2124356
KWOK MA
ended on
2013-07-01
CDR: 1485037
ALAN GINSBERG
ended on
2013-04-25
CDR: 2457046
DOUGLAS CONROD
DOUG CONROD
ended on
2013-05-14
CDR: 2387973
BRANDON SEMILOF
BRANDON SEMILOF
started on
2014-01-15
CDR: 2184607
ERIC LANSKY
started on
2014-03-24
CDR: 1392860
PAUL LAGAIPA
started on
2014-03-05
CDR: 5460897
THEODORE LEVARDA
THEODORE LEVARDA
started on
2014-02-10
CDR: 4832315
VANDNA PARMAR
started on
2014-03-21
CDR: 2514193
SHAYAN NORASTEH
ended on
2014-05-02
CDR: 4864148
STEPHEN LEI
ended on
2014-01-24
CDR: 1392860
PAUL LAGAIPA
ended on
2014-05-20
CDR: 1317932
JOHN OBRIEN
ended on
2014-05-02
CDR: 2280512
ERIK MINOR
ended on
2014-10-21
CDR: 5860381
XIOMARA LARIOS
XIOMARA MARIBEL LARIOS
started on
2015-12-17
CDR: 2230861
KENNETH MARGOLIS
KENNETH MARGOLIS
ended on
2015-11-06
CDR: 2391290
RICHARD LUFTIG
ended on
2015-11-06
CDR: 1477669
MARK SUNSHINE
MARK A SUNSHINE
ended on
2015-04-08
CDR: 5460897
THEODORE LEVARDA
THEODORE LEVARDA
ended on
2015-11-06
CDR: 4533480
MATTHEW FARANDA
started on
2016-09-06
CDR: 4635725
RICHARD DI VITO
ended on
2016-06-15
CDR: 2400601
FRANK BONANNO
FRANK V BONANNO
started on
2017-06-30
CDR: 5552551
KYLE MCANDREW
KYLE B MCANDREW
started on
2017-06-30
CDR: 4832315
VANDNA PARMAR
ended on
2018-08-08
CDR: 2096951
BONNIE MOSER
BONNIE G RAPPAPORT BONNIE GAIL RAPPAPORT
started on
2019-09-12
CDR: 1677315
ROBERT MCPHERSON
BOB MCPHERSON
ended on
2019-01-02
CDR: 1512349
JAMES GREGOREK
ended on
2019-01-02
CDR: 4871076
CHRISTINE LI-AUYEUNG
CHRISTINE SZE WAI LI SZE WAI LI SZE WAI LI-AUYEUNG
ended on
2019-03-01
CDR: 707227
JULIE MURACO
JULIE MURACO
ended on
2019-12-03
CDR: 4474467
RICARDO VILORIA
Rick Viloria
ended on
2020-04-06
CDR: 5552551
KYLE MCANDREW
KYLE B MCANDREW
ended on
2021-02-02
Copyright 2022 EmployProof.org All rights reserved.
Court Diary