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0 - 9
Company Name:
STONE RIDGE SECURITIES LLC
Address:
9TH FLOOR, 60 MADISON AVE, NEW YORK, NY 10010
CRD Number:
293019
CIK Number:
1734249
SEC File Number:
870093
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2018
2019
2020
2021
CDR: 2931495
Paul Germain
PAUL ERIC GERMAIN
started on
2018-12-04
CDR: 5207707
DANIEL COOK
started on
2018-12-04
CDR: 5362120
YAN LEE
YAN ZHAO
started on
2018-12-04
CDR: 2350828
Alexander Baltovski
ALEXANDER NMN BALTOVSKI ALEXANDER BALTOVSKI
started on
2018-12-04
CDR: 7004310
Rachel Weeks
started on
2018-12-04
CDR: 4347520
PATRICK KELLY
PATRICK KELLY
started on
2018-12-04
CDR: 5351132
KELLY BREWSTER
KELLY B BREWSTER KELLY BREWSTER
started on
2018-12-04
CDR: 7150321
DANIEL HONIG
started on
2019-11-18
CDR: 5189435
JOHN KIDD
JOHN D KIDD
started on
2019-09-04
CDR: 5936868
Sherry Xu
CHENYU XU SHERRY CHENYU XU
started on
2019-05-08
CDR: 6220045
BENJAMIN KERPEN
BENJAMIN KERPEN
started on
2019-05-24
CDR: 4479395
Guillaume Auvray
GUILLAUME AUVRAY
started on
2019-09-04
CDR: 2391467
Matthew Steckler
started on
2019-09-04
CDR: 2677566
ROSS STEVENS
ROSS L STEVENS ROSS STEVENS
started on
2019-11-18
CDR: 4602326
DAVID THOMAS
started on
2019-09-27
CDR: 2898587
Patrick Kearns
PATRICK R KEARNS PATRICK REED KEARNS MR. PATRICK REED KEARNS
started on
2019-09-04
CDR: 5373158
Katie Herzog
KATIE ANNE HERZOG KATIE ANNE MOSS HERZOG KATIE HERZOG KATIE ANNE MOSS
started on
2019-09-25
CDR: 5205346
Nino Biber
started on
2019-09-17
CDR: 7033930
DANIEL WHITNEY
started on
2019-05-02
CDR: 5207707
DANIEL COOK
ended on
2019-05-09
CDR: 4347520
PATRICK KELLY
PATRICK KELLY
ended on
2019-05-10
CDR: 4843850
LAUREN MOSKOVITZ SHOLDER
LAUREN MICHELLE MOSKOVITZ LAUREN MOSKOVITZ LAUREN MICHELLE SHOLDER
started on
2020-07-30
CDR: 1934762
Peter Nakada
started on
2020-01-13
CDR: 5901398
ANNE MARTYR
ANNE M MARTYR
started on
2020-02-06
CDR: 4843850
LAUREN MOSKOVITZ SHOLDER
LAUREN MICHELLE MOSKOVITZ LAUREN MOSKOVITZ LAUREN MICHELLE SHOLDER
ended on
2020-12-31
CDR: 5189435
JOHN KIDD
JOHN D KIDD
ended on
2020-07-01
CDR: 5936868
Sherry Xu
CHENYU XU SHERRY CHENYU XU
ended on
2020-12-31
CDR: 1934762
Peter Nakada
ended on
2020-12-31
CDR: 2931495
Paul Germain
PAUL ERIC GERMAIN
ended on
2020-12-31
CDR: 6220045
BENJAMIN KERPEN
BENJAMIN KERPEN
ended on
2020-12-14
CDR: 4479395
Guillaume Auvray
GUILLAUME AUVRAY
ended on
2020-12-31
CDR: 2391467
Matthew Steckler
ended on
2020-12-31
CDR: 2677566
ROSS STEVENS
ROSS L STEVENS ROSS STEVENS
ended on
2020-12-31
CDR: 2898587
Patrick Kearns
PATRICK R KEARNS PATRICK REED KEARNS MR. PATRICK REED KEARNS
ended on
2020-12-31
CDR: 5373158
Katie Herzog
KATIE ANNE HERZOG KATIE ANNE MOSS HERZOG KATIE HERZOG KATIE ANNE MOSS
ended on
2020-12-31
CDR: 5901398
ANNE MARTYR
ANNE M MARTYR
ended on
2020-12-31
CDR: 5205346
Nino Biber
ended on
2020-12-31
CDR: 5351132
KELLY BREWSTER
KELLY B BREWSTER KELLY BREWSTER
ended on
2020-12-31
CDR: 2391467
Matthew Steckler
started on
2021-01-07
CDR: 2898587
Patrick Kearns
PATRICK R KEARNS PATRICK REED KEARNS MR. PATRICK REED KEARNS
started on
2021-01-07
CDR: 4843850
LAUREN MOSKOVITZ SHOLDER
LAUREN MICHELLE MOSKOVITZ LAUREN MOSKOVITZ LAUREN MICHELLE SHOLDER
started on
2021-01-07
CDR: 5936868
Sherry Xu
CHENYU XU SHERRY CHENYU XU
started on
2021-01-07
CDR: 5373158
Katie Herzog
KATIE ANNE HERZOG KATIE ANNE MOSS HERZOG KATIE HERZOG KATIE ANNE MOSS
started on
2021-01-07
CDR: 1934762
Peter Nakada
started on
2021-01-07
CDR: 2931495
Paul Germain
PAUL ERIC GERMAIN
started on
2021-01-07
CDR: 5205346
Nino Biber
started on
2021-01-07
CDR: 4479395
Guillaume Auvray
GUILLAUME AUVRAY
started on
2021-01-07
CDR: 2391467
Matthew Steckler
ended on
2021-01-29
CDR: 7150321
DANIEL HONIG
ended on
2021-02-01
CDR: 2898587
Patrick Kearns
PATRICK R KEARNS PATRICK REED KEARNS MR. PATRICK REED KEARNS
ended on
2021-01-29
CDR: 4843850
LAUREN MOSKOVITZ SHOLDER
LAUREN MICHELLE MOSKOVITZ LAUREN MOSKOVITZ LAUREN MICHELLE SHOLDER
ended on
2021-01-29
CDR: 5936868
Sherry Xu
CHENYU XU SHERRY CHENYU XU
ended on
2021-01-29
CDR: 4602326
DAVID THOMAS
ended on
2021-02-01
CDR: 5362120
YAN LEE
YAN ZHAO
ended on
2021-01-20
CDR: 2350828
Alexander Baltovski
ALEXANDER NMN BALTOVSKI ALEXANDER BALTOVSKI
ended on
2021-02-25
CDR: 5373158
Katie Herzog
KATIE ANNE HERZOG KATIE ANNE MOSS HERZOG KATIE HERZOG KATIE ANNE MOSS
ended on
2021-01-29
CDR: 7004310
Rachel Weeks
ended on
2021-02-26
CDR: 1934762
Peter Nakada
ended on
2021-01-29
CDR: 2931495
Paul Germain
PAUL ERIC GERMAIN
ended on
2021-01-29
CDR: 5205346
Nino Biber
ended on
2021-01-29
CDR: 4479395
Guillaume Auvray
GUILLAUME AUVRAY
ended on
2021-01-29
CDR: 7033930
DANIEL WHITNEY
ended on
2021-02-01
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