Company Name:
SUTTER SECURITIES INCORPORATED
Address:
SUITE 395, 6 VENTURE, SUITE 395, IRVINE, CA 92618
CRD Number:
30770
CIK Number:
891529
SEC File Number:
845158
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 72548
JOSEPH DUCOTE
JOE DUCOTE
started on 1992-12-08
CDR: 833549
STEPHEN KINKADE
started on 1992-12-07
CDR: 1593308
CRAIG COLWELL
CRAIG H COLWELL
started on 1992-12-17
CDR: 1050553
ANNAMARIA BJORKQUIST
ANNA MARIA BJORKQUIST ANNA BJORKQUIST ANNA MARIA WILLIAMS
started on 1992-12-08
CDR: 831248
FRANK SORIANO
started on 1992-12-08
CDR: 710715
RONALD SHOEN
RONALD B SHOEN
started on 1993-05-27
CDR: 471840
ASHFORD WOOD
ASH WOOD
started on 1993-01-07
CDR: 1666423
WILLIAM WIGGINS
BILL WIGGINS
started on 1993-01-06
CDR: 833549
STEPHEN KINKADE
ended on 1993-04-20
CDR: 1050553
ANNAMARIA BJORKQUIST
ANNA MARIA BJORKQUIST ANNA BJORKQUIST ANNA MARIA WILLIAMS
ended on 1993-06-29
CDR: 4593289
EDWARD CHIN
started on 1994-11-16
CDR: 356770
RONALD PARKER
RONALD M PARKER
started on 1994-07-29
CDR: 1459895
SANDRA CROOK
SANDRA CROOK
started on 1994-01-24
CDR: 1666423
WILLIAM WIGGINS
BILL WIGGINS
ended on 1994-03-28
CDR: 1459895
SANDRA CROOK
SANDRA CROOK
ended on 1994-06-02
CDR: 342170
ROBERT MUH
ROBERT MUH
started on 1995-09-07
CDR: 418492
FREDRIC SELINGER
started on 1995-06-29
CDR: 2584957
JOSEPH COULSON
started on 1995-02-14
CDR: 852725
DENNIS CIOCCA
started on 1995-02-23
CDR: 2765849
HESHAM ALI
HESH ALI
started on 1996-09-06
CDR: 2768632
MELISSA CRANDALL
MELISSA AMY BARRETT
started on 1996-08-16
CDR: 856181
JOSEPH DAHER
JOSEPH GEORGE DAHER
started on 1996-01-30
CDR: 1049099
TERESA PAPPAS
TERESA ANN PAPPAGIANIS TERESA PAPPAGIANIS PAP PAPPAS TERESA ROBINSON
started on 1996-10-09
CDR: 323120
GILBERT MATTHEWS
GILBERT MATTHEWS FAMILY TRUST
started on 1996-01-22
CDR: 856181
JOSEPH DAHER
JOSEPH GEORGE DAHER
ended on 1996-03-15
CDR: 4593289
EDWARD CHIN
ended on 1996-06-27
CDR: 356770
RONALD PARKER
RONALD M PARKER
ended on 1996-09-05
CDR: 1529622
JONATHAN WHITE
started on 1997-09-18
CDR: 2765849
HESHAM ALI
HESH ALI
ended on 1997-11-20
CDR: 2768632
MELISSA CRANDALL
MELISSA AMY BARRETT
ended on 1997-07-15
CDR: 342170
ROBERT MUH
ROBERT MUH
ended on 1997-08-13
CDR: 2584957
JOSEPH COULSON
ended on 1997-10-10
CDR: 1049099
TERESA PAPPAS
TERESA ANN PAPPAGIANIS TERESA PAPPAGIANIS PAP PAPPAS TERESA ROBINSON
ended on 1997-05-08
CDR: 2941575
DIANE JOHNSON
DIANE ROBIN JOHNSON MS.
started on 1998-02-10
CDR: 3029932
Darren Gaspary
started on 1998-09-16
CDR: 342170
ROBERT MUH
ROBERT MUH
started on 1998-12-07
CDR: 1529620
KENNETH OUGH
started on 1998-02-13
CDR: 1593308
CRAIG COLWELL
CRAIG H COLWELL
ended on 1998-04-29
CDR: 3029932
Darren Gaspary
ended on 1999-03-17
CDR: 1529622
JONATHAN WHITE
ended on 1999-05-24
CDR: 2287891
CHARLES DUNN
CHARLES W DUNN CHARLIE DUNN
started on 2000-06-06
CDR: 2941575
DIANE JOHNSON
DIANE ROBIN JOHNSON MS.
ended on 2000-07-20
CDR: 356770
RONALD PARKER
RONALD M PARKER
started on 2001-04-26
CDR: 708670
Susan Bertash
started on 2001-09-28
CDR: 4437509
EDWIN WEBBER
NED MICHAEL WEBBER
started on 2001-10-05
CDR: 859697
HARMON KAVRELL
DAVE KAVRELL
started on 2001-11-28
CDR: 1025624
IRENE RENGE
BETH IRENE RENGE
started on 2001-08-20
CDR: 4074051
RICHARD ESS
started on 2001-08-15
CDR: 708670
Susan Bertash
ended on 2001-11-14
CDR: 1033382
JOHN MACK
started on 2002-08-29
CDR: 726394
JOHN MUUS
JOHN E MUUS
started on 2002-03-15
CDR: 4437509
EDWIN WEBBER
NED MICHAEL WEBBER
ended on 2002-03-06
CDR: 734218
CHARLENE LANDSMAN
CHARLENE MARIE LANZMAN CHARLENE MARIE SAVOCA
started on 2003-07-03
CDR: 710715
RONALD SHOEN
RONALD B SHOEN
ended on 2003-07-21
CDR: 1033382
JOHN MACK
ended on 2003-09-03
CDR: 1025624
IRENE RENGE
BETH IRENE RENGE
ended on 2003-01-08
CDR: 7737
RAYMOND ARONSON
started on 2004-08-04
CDR: 4277485
BERIT MUH
BERIT CHRISTINA SPANT
started on 2004-05-20
CDR: 2242820
NICHOLAS MOORE
started on 2004-05-13
CDR: 2287891
CHARLES DUNN
CHARLES W DUNN CHARLIE DUNN
ended on 2004-05-19
CDR: 705765
BROOKS HORACE
started on 2005-10-17
CDR: 4572672
ANDREW CIOCCA
ANDREW CIOCCA
started on 2005-02-22
CDR: 2287891
CHARLES DUNN
CHARLES W DUNN CHARLIE DUNN
started on 2005-01-01
CDR: 4572672
ANDREW CIOCCA
ANDREW CIOCCA
ended on 2005-03-02
CDR: 5148252
ANNE LEVIN
ANNA VLADIMIROVNA LEVINA
started on 2006-06-16
CDR: 4892506
DAVID SMITH
Dave Michael Smith
started on 2006-05-31
CDR: 4572672
ANDREW CIOCCA
ANDREW CIOCCA
started on 2006-04-05
CDR: 1025624
IRENE RENGE
BETH IRENE RENGE
started on 2006-07-20
CDR: 1173495
DOUGLAS ROBINSON
DOUGLAS C ROBINSON
started on 2006-04-13
CDR: 1529620
KENNETH OUGH
ended on 2006-08-28
CDR: 726394
JOHN MUUS
JOHN E MUUS
ended on 2006-01-04
CDR: 4074051
RICHARD ESS
ended on 2006-04-24
CDR: 4951946
RYAN MCCARTHY
RYAN SNELL MCCARTHY
started on 2007-04-10
CDR: 5148252
ANNE LEVIN
ANNA VLADIMIROVNA LEVINA
ended on 2007-01-03
CDR: 734218
CHARLENE LANDSMAN
CHARLENE MARIE LANZMAN CHARLENE MARIE SAVOCA
ended on 2007-04-24
CDR: 2287891
CHARLES DUNN
CHARLES W DUNN CHARLIE DUNN
ended on 2007-05-30
CDR: 717638
MICHAEL JACKS
started on 2008-10-01
CDR: 4656089
JASON TRIPP
started on 2008-09-04
CDR: 1173495
DOUGLAS ROBINSON
DOUGLAS C ROBINSON
ended on 2008-04-17
CDR: 5657387
SAMUEL SAILER
started on 2009-04-22
CDR: 1342273
MICHAEL GEORGE
started on 2009-07-13
CDR: 1582479
JORDAN ESTRA
started on 2009-07-07
CDR: 4951946
RYAN MCCARTHY
RYAN SNELL MCCARTHY
ended on 2009-12-16
CDR: 5569240
SPENCER PARKER
SPENCER PARKER
started on 2010-11-23
CDR: 5743282
MATTHEW NISHIBORI
started on 2010-01-05
CDR: 4074051
RICHARD ESS
started on 2010-04-02
CDR: 1547365
SUSAN METCALF
SUSAN HERR SUSAN HERR METCALF SUSAN HERR PEALY
started on 2010-11-05
CDR: 4389683
VISHAL THACKER
VISHAL THACKER
started on 2010-07-14
CDR: 1705748
MARI ALLEN
MARI MING HWA ALLEN MARI ALLEN FU MARI MING HWA FU MARI MINGHWA FU MARI FU
started on 2010-11-05
CDR: 1342273
MICHAEL GEORGE
ended on 2010-11-23
CDR: 4572672
ANDREW CIOCCA
ANDREW CIOCCA
ended on 2010-07-01
CDR: 1025624
IRENE RENGE
BETH IRENE RENGE
ended on 2010-06-01
CDR: 4389683
VISHAL THACKER
VISHAL THACKER
ended on 2010-09-13
CDR: 852725
DENNIS CIOCCA
ended on 2010-07-01
CDR: 1582479
JORDAN ESTRA
ended on 2010-07-01
CDR: 2594433
JASON LEE
started on 2011-03-09
CDR: 4814307
RADHAKRISHNAN GIROH
KRIS GIROH
started on 2011-06-15
CDR: 6118415
DAVID DUNFORD
started on 2012-11-14
CDR: 6097396
DANIEL SETTEL
started on 2012-11-14
CDR: 5513424
THOMAS BANDUROWSKI
started on 2012-02-08
CDR: 6063224
Emilio LAMAR
EMILIO R LAMAR EMILIO RICHARD LAMAR
started on 2012-07-26
CDR: 6118404
BRANDON BARBELLO
started on 2012-11-14
CDR: 1228176
Jeffrey Liubicich
JEFFREY V LIUBICICH
started on 2012-11-13
CDR: 5513424
THOMAS BANDUROWSKI
ended on 2012-08-16
CDR: 6063224
Emilio LAMAR
EMILIO R LAMAR EMILIO RICHARD LAMAR
ended on 2012-07-30
CDR: 2594433
JASON LEE
ended on 2012-11-30
CDR: 4892506
DAVID SMITH
Dave Michael Smith
ended on 2012-11-02
CDR: 2807373
WILFREDO NEVAREZ
WIL NEVAREZ WILFREDO NEVAREZ Wilfredo Oscar Nevarez
started on 2013-02-20
CDR: 5742314
RANDALL TONG
started on 2013-10-24
CDR: 6063224
Emilio LAMAR
EMILIO R LAMAR EMILIO RICHARD LAMAR
started on 2013-06-05
CDR: 1582479
JORDAN ESTRA
started on 2013-10-07
CDR: 6115928
KNUT NICOLAI SAND
KNUT NICOLAI SAND
started on 2013-02-22
CDR: 5569240
SPENCER PARKER
SPENCER PARKER
ended on 2013-07-22
CDR: 471840
ASHFORD WOOD
ASH WOOD
ended on 2013-02-01
CDR: 6118404
BRANDON BARBELLO
ended on 2013-06-11
CDR: 859697
HARMON KAVRELL
DAVE KAVRELL
ended on 2013-05-10
CDR: 2807373
WILFREDO NEVAREZ
WIL NEVAREZ WILFREDO NEVAREZ Wilfredo Oscar Nevarez
ended on 2013-03-25
CDR: 4656089
JASON TRIPP
ended on 2013-07-08
CDR: 2242820
NICHOLAS MOORE
ended on 2013-07-26
CDR: 1228176
Jeffrey Liubicich
JEFFREY V LIUBICICH
ended on 2013-01-17
CDR: 6063224
Emilio LAMAR
EMILIO R LAMAR EMILIO RICHARD LAMAR
ended on 2013-07-24
CDR: 1564124
GREGORY WRIGHT
started on 2014-12-10
CDR: 6348604
MICHAEL JACKS
started on 2014-06-24
CDR: 4393166
HAROLD GERBER
started on 2014-09-11
CDR: 418492
FREDRIC SELINGER
ended on 2014-01-31
CDR: 7737
RAYMOND ARONSON
ended on 2014-06-04
CDR: 6348604
MICHAEL JACKS
ended on 2014-08-25
CDR: 1275594
Sally Aelion
SALLY GEORGETTE AELION
started on 2015-02-09
CDR: 1195978
THOMAS SUGER
started on 2015-06-17
CDR: 6348604
MICHAEL JACKS
started on 2015-05-20
CDR: 5133632
KEVIN JO
KEVIN JO
started on 2015-06-24
CDR: 4098470
ANDREW JEFFREY
started on 2015-07-21
CDR: 6118415
DAVID DUNFORD
ended on 2015-03-23
CDR: 6097396
DANIEL SETTEL
ended on 2015-02-04
CDR: 1564124
GREGORY WRIGHT
ended on 2015-03-13
CDR: 1195978
THOMAS SUGER
ended on 2015-11-18
CDR: 6348604
MICHAEL JACKS
ended on 2015-07-01
CDR: 5133632
KEVIN JO
KEVIN JO
ended on 2015-07-13
CDR: 5742314
RANDALL TONG
ended on 2015-03-13
CDR: 4393166
HAROLD GERBER
ended on 2015-05-01
CDR: 6115928
KNUT NICOLAI SAND
KNUT NICOLAI SAND
ended on 2015-03-13
CDR: 5781647
JAMES MAGOWAN
started on 2016-03-24
CDR: 4175746
ALEJANDRA INTENGAN
SANDRA ILAGAN INTENGAN
started on 2016-11-30
CDR: 6713621
Ishan Shah
started on 2016-10-17
CDR: 5014005
JOSHUA BOSSUAT
J. EDWARD BOSSUAT JOSHUA E BOSSUAT
started on 2016-03-28
CDR: 51366
TIMOTHY COLLINS
started on 2016-03-23
CDR: 5083787
SEAN LENZ
started on 2016-08-17
CDR: 6687327
Lila Chalabi
started on 2016-07-27
CDR: 2318841
ANDERS DE-JOUNGE
ANDERS A DEJOUNGE ANDERS ARENDT DEJOUNGE
started on 2016-03-28
CDR: 441317
BRIAN SWIFT
started on 2016-03-24
CDR: 5657387
SAMUEL SAILER
ended on 2016-08-17
CDR: 6687327
Lila Chalabi
ended on 2016-11-18
CDR: 1582479
JORDAN ESTRA
ended on 2016-04-06
CDR: 1372729
Marcy Rich
MARCY ANNICE RICH
started on 2017-06-02
CDR: 2287891
CHARLES DUNN
CHARLES W DUNN CHARLIE DUNN
started on 2017-09-19
CDR: 72548
JOSEPH DUCOTE
JOE DUCOTE
ended on 2017-07-31
CDR: 1372729
Marcy Rich
MARCY ANNICE RICH
ended on 2017-07-31
CDR: 356770
RONALD PARKER
RONALD M PARKER
ended on 2017-07-31
CDR: 705765
BROOKS HORACE
ended on 2017-07-31
CDR: 4175746
ALEJANDRA INTENGAN
SANDRA ILAGAN INTENGAN
ended on 2017-03-21
CDR: 6713621
Ishan Shah
ended on 2017-10-16
CDR: 4074051
RICHARD ESS
ended on 2017-07-31
CDR: 1547365
SUSAN METCALF
SUSAN HERR SUSAN HERR METCALF SUSAN HERR PEALY
ended on 2017-07-31
CDR: 4098470
ANDREW JEFFREY
ended on 2017-01-03
CDR: 51366
TIMOTHY COLLINS
ended on 2017-05-31
CDR: 831248
FRANK SORIANO
ended on 2017-10-05
CDR: 1705748
MARI ALLEN
MARI MING HWA ALLEN MARI ALLEN FU MARI MING HWA FU MARI MINGHWA FU MARI FU
ended on 2017-07-31
CDR: 5781647
JAMES MAGOWAN
ended on 2018-07-12
CDR: 5743282
MATTHEW NISHIBORI
ended on 2018-09-17
CDR: 4814307
RADHAKRISHNAN GIROH
KRIS GIROH
ended on 2018-05-01
CDR: 5083787
SEAN LENZ
ended on 2018-07-06
CDR: 1521134
ROBERT BULL
ROBERT L BULL ROBERT LEE BULL TAD BULL
started on 2019-08-06
CDR: 6236207
BRIAN PARK
started on 2019-11-25
CDR: 2442794
ROBERT MALEY
started on 2019-04-20
CDR: 1590621
Michael Foley
MICHAEL JOSEPH FOLEY
started on 2019-10-01
CDR: 6038685
Alexis Wiedeman
ALEXIS XANTIPPA TORCHIO
started on 2019-08-26
CDR: 7055937
Scott Matthews
started on 2019-07-01
CDR: 5191450
KEITH MOORE
started on 2019-04-17
CDR: 2463195
CAREY PACK
CAREY S PACK CAREY PACK
started on 2019-10-16
CDR: 710669
KAREN ARD
KAREN KAY ARCHUTOWSKI KAREN KAY ARD GOLDBLUM
started on 2019-11-12
CDR: 5106107
Mohammad ANSARI
ELI JAWAD ANSARI ELI ANSARI JAWAD A ANSARI JAWAD A. ANSARI
started on 2019-10-01
CDR: 1390780
DANIEL MCCLORY
DAN MCCLORY
started on 2019-11-27
CDR: 6202593
Austin King
AUSTIN B. KING
started on 2019-03-31
CDR: 337519
BERT MOERINGS
started on 2019-11-20
CDR: 1242108
THOMAS FRIEDBERG
THOMAS W FRIEDBERG
started on 2019-05-13
CDR: 4906396
MITCHELL MILLER
started on 2019-03-11
CDR: 2342004
NEHRU CHOMATIL
started on 2019-04-30
CDR: 332122
ROBERT MERCER
THAD MERCER THADDEUS MERCER
started on 2019-11-21
CDR: 6653847
John Hong
Jeong Hoon Hong John Hong
started on 2019-09-12
CDR: 4120874
JOANNE PARK
started on 2019-10-18
CDR: 2238862
PAUL HEUWETTER
started on 2019-10-01
CDR: 6679323
Mark Schwartz
Mark Schwartz
started on 2019-05-29
CDR: 1275594
Sally Aelion
SALLY GEORGETTE AELION
ended on 2019-11-19
CDR: 2342004
NEHRU CHOMATIL
ended on 2019-06-21
CDR: 441317
BRIAN SWIFT
ended on 2019-10-14
CDR: 4120874
JOANNE PARK
ended on 2019-11-21
CDR: 7181493
PRINCESS WOOD
Princess Viray Sydnee Viray
started on 2020-10-07
CDR: 474046
GREGORY YANKOVSKY
started on 2020-10-13
CDR: 2501422
LINCOLN SMITH
started on 2020-03-27
CDR: 442144
Robin Taliaferro
started on 2020-01-29
CDR: 7177124
Omid Shokraee
Omid Shokraee
started on 2020-08-20
CDR: 6038685
Alexis Wiedeman
ALEXIS XANTIPPA TORCHIO
ended on 2020-12-02
CDR: 7055937
Scott Matthews
ended on 2020-07-06
CDR: 342170
ROBERT MUH
ROBERT MUH
ended on 2020-03-16
CDR: 5106107
Mohammad ANSARI
ELI JAWAD ANSARI ELI ANSARI JAWAD A ANSARI JAWAD A. ANSARI
ended on 2020-11-16
CDR: 332122
ROBERT MERCER
THAD MERCER THADDEUS MERCER
ended on 2020-03-09
CDR: 6679323
Mark Schwartz
Mark Schwartz
ended on 2020-01-15
CDR: 2342004
NEHRU CHOMATIL
started on 2021-02-03
CDR: 4221098
Brian Cassels
started on 2021-02-16
CDR: 1584660
JENNIFER KATZ
started on 2021-03-25
CDR: 3031284
GUSTAVO RODRIGO
GUSTAVO III RODRIGO
started on 2021-01-17
CDR: 1359011
HENRY GURLEY
HENRY F GURLEY III JAY GURLEY III JAY GURLEY
started on 2021-02-03
CDR: 2534277
FRANK SORBARA
started on 2021-01-17
CDR: 2230741
catherine thomas
CATHERINE RIVERA
started on 2021-02-02
CDR: 1125274
PHILIP ROSENSWEIG
PHILIP E EROSENSWEIG PHILIP EUGENE ROSENSWEIG PHILLIP EUGENE ROSENSWEIG ROSEN ROSENSWEIG
started on 2021-01-17



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