Company Name:
SWANTON SECURITIES, INC.
CRD Number:
5823
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
CDR: 408803
SHELDON SACKS
started on 1971-07-01
CDR: 601694
RICHARD DEUTSCH
started on 1971-09-09
CDR: 261762
SAMUEL JONES
started on 1971-07-01
CDR: 20305
NORMAN BERRYESSA
started on 1971-07-01
CDR: 269050
LAURIS KIECKER
BUD KIECKER
started on 1971-07-01
CDR: 334779
GARY MILLER
started on 1971-07-01
CDR: 416558
ROBERT SCHWARZ
started on 1971-07-01
CDR: 440970
LEWIS SWAYZE
started on 1971-07-01
CDR: 306018
ROBERT LEIBEL
started on 1971-07-01
CDR: 446692
JOHN THURSTON
started on 1971-07-01
CDR: 26665
ROBERT BOTHWELL
started on 1971-07-01
CDR: 261762
SAMUEL JONES
ended on 1971-09-12
CDR: 334779
GARY MILLER
ended on 1971-12-08
CDR: 416558
ROBERT SCHWARZ
ended on 1971-08-14
CDR: 440970
LEWIS SWAYZE
ended on 1971-12-08
CDR: 1480
LOWELL ADELSON
started on 1972-03-24
CDR: 601694
RICHARD DEUTSCH
ended on 1972-11-26
CDR: 26665
ROBERT BOTHWELL
ended on 1972-01-01
CDR: 235393
WILLIAM HAMMOND
BILL BARRY HAMMOND BILL HAMMOND
started on 1973-10-01
CDR: 602471
DAVID DRY
started on 1973-05-23
CDR: 20305
NORMAN BERRYESSA
ended on 1973-12-10
CDR: 1480
LOWELL ADELSON
ended on 1973-01-15
CDR: 446692
JOHN THURSTON
ended on 1974-07-14
CDR: 235393
WILLIAM HAMMOND
BILL BARRY HAMMOND BILL HAMMOND
ended on 1974-09-08
CDR: 600210
FREDERICK WERTLIEB
FRED WERTLIEB
started on 1975-04-01
CDR: 602471
DAVID DRY
ended on 1975-12-13
CDR: 209278
JEFFREY FLADELL
started on 1976-01-27
CDR: 414577
BERNARD SCHNITZER
started on 1976-02-10
CDR: 408803
SHELDON SACKS
ended on 1976-08-16
CDR: 269050
LAURIS KIECKER
BUD KIECKER
ended on 1977-09-29
CDR: 600210
FREDERICK WERTLIEB
FRED WERTLIEB
ended on 1977-10-30
CDR: 818518
LESLIE GOODMAN
LES GOODMAN
started on 1978-12-06
CDR: 502361
LARRY WOLFE
LARRY C WOLFE LARRY WOLFE LARRY CHARLES WOLFINGER LARRY WOLFINGER
started on 1978-03-03
CDR: 818465
HENRY GOODMAN
started on 1978-11-20
CDR: 413725
JOEL SCHLOSBERG
started on 1979-05-07
CDR: 502861
LUCIA PUCCIARELLIWALSH
LUCILLE LUWALSH LUCIA ANNE PUCCIARELLI LUCILLE ANNE PUCCIARELLI LUCILLE PUCCIARELLI LU WALSH LUCIA ANNE WALSH
started on 1979-04-12
CDR: 703634
DAVID HABER
DAVID M HABER
started on 1979-05-19
CDR: 209278
JEFFREY FLADELL
ended on 1979-04-26
CDR: 413725
JOEL SCHLOSBERG
ended on 1979-08-10
CDR: 306018
ROBERT LEIBEL
ended on 1979-12-08
CDR: 818518
LESLIE GOODMAN
LES GOODMAN
ended on 1979-08-22
CDR: 502361
LARRY WOLFE
LARRY C WOLFE LARRY WOLFE LARRY CHARLES WOLFINGER LARRY WOLFINGER
ended on 1979-08-23
CDR: 818465
HENRY GOODMAN
ended on 1979-08-23
CDR: 440890
THEODORE SWARTWOOD
T MARSHALL SWARTWOOD
started on 1980-05-12
CDR: 244604
ROBERT HESSE
started on 1980-04-07
CDR: 703634
DAVID HABER
DAVID M HABER
ended on 1980-11-21
CDR: 729827
DONNA MOODY
DONNA LEE BRABYN DONNA LEE RACIOPPO DONNA LEE WAKE
started on 1981-03-23
CDR: 440890
THEODORE SWARTWOOD
T MARSHALL SWARTWOOD
ended on 1981-02-08
CDR: 244604
ROBERT HESSE
ended on 1981-02-23
CDR: 865672
GARY NELSON
GARY STEVEN NELSON
started on 1982-03-28
CDR: 1001814
DANIEL KOLBER
started on 1984-06-11
CDR: 502861
LUCIA PUCCIARELLIWALSH
LUCILLE LUWALSH LUCIA ANNE PUCCIARELLI LUCILLE ANNE PUCCIARELLI LUCILLE PUCCIARELLI LU WALSH LUCIA ANNE WALSH
ended on 1984-03-16
CDR: 414577
BERNARD SCHNITZER
ended on 1985-02-21
CDR: 865672
GARY NELSON
GARY STEVEN NELSON
ended on 1985-04-10
CDR: 1001814
DANIEL KOLBER
ended on 1985-04-10
CDR: 729827
DONNA MOODY
DONNA LEE BRABYN DONNA LEE RACIOPPO DONNA LEE WAKE
ended on 1985-04-10



Copyright 2022 EmployProof.org All rights reserved.
Court Diary