Company Name:
SWAN GLOBAL INVESTMENTS, LLC
Address:
SUITE 206, 1099 MAIN AVE, DURANGO CO 81301
CRD Number:
114669
SEC Number:
801-70881
Financial Regulator:
SEC/ FINRA
Website:
http://www.swandefinedriskfunds.com
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4464653
RANDALL SWAN
started on 2000-10-19
CDR: 1063833
JAMES PRITCHARD
JIM PRITCHARD
started on 2010-08-20
CDR: 5007295
SEAN MCCAFFREY
started on 2011-08-01
CDR: 1063833
JAMES PRITCHARD
JIM PRITCHARD
ended on 2013-04-02
CDR: 1484906
JAMIE ATKINSON
started on 2014-12-04
CDR: 6110622
JUSTIN BATES
JUSTIN BATES
started on 2014-07-25
CDR: 6276853
CHRISTOPHER GILMAN
started on 2014-04-07
CDR: 6277565
ETHAN BATES
started on 2014-03-06
CDR: 2728117
JOSE LEDESMA-FUENTES
JOEY LEDESMA JOSE ESTEBAN LEDESMA
started on 2014-12-16
CDR: 1764722
MARK SWEETLAND
started on 2015-07-13
CDR: 5641532
Christopher Fox
Chris Fox
started on 2015-10-20
CDR: 5809273
KEVIN GRAY
KEVIN J GRAY
started on 2015-10-21
CDR: 6508056
DAVID LOVELL
started on 2015-10-22
CDR: 6128752
CHRIS CASWELL
CHRISTOPHER STEPHEN CASWELL
started on 2015-10-02
CDR: 4760409
CHRISTOPHER HAUSMAN
started on 2015-04-07
CDR: 1122923
JAMES COMFORTI
JIM COMFORTI
started on 2015-10-21
CDR: 4943453
JONATHAN ROOT
started on 2015-10-21
CDR: 1074110
JOHN DOLAN
JOHN FREDRICK DOLAN
started on 2015-10-02
CDR: 4739668
RYAN WYLLYS
RYAN RICHARD WYLLYS
started on 2015-03-24
CDR: 2231061
STEVEN RAVENNA
STEVE RAVENNA STEVEN G RAVENNA
started on 2015-03-24
CDR: 5302908
ROBERT ARMSTRONG
started on 2015-08-25
CDR: 2470440
JOHN OLSON
JOHN E OLSON JOHN OLSON JR JOHN OLSON
started on 2015-06-25
CDR: 6474698
Tyler Kehoe
started on 2015-08-25
CDR: 4572784
MARC ODO
MARC ODO
started on 2015-04-08
CDR: 2728117
JOSE LEDESMA-FUENTES
JOEY LEDESMA JOSE ESTEBAN LEDESMA
ended on 2015-11-30
CDR: 6508056
DAVID LOVELL
started on 2016-01-21
CDR: 4560997
Mason Billock
MASON A BILLOCK MASON AARON BILLOCK
started on 2016-07-22
CDR: 5547270
Matthew Sperrazza
MATHEW JOHN SPERRAZZA MATT SPERRAZZA MATTHEW JOHN SPERRAZZA MATTHEW SPERRAZZA
started on 2016-02-12
CDR: 1637879
Scott Davis
started on 2016-07-08
CDR: 6633111
Frank Maltagliati
started on 2016-06-27
CDR: 5890221
JAY ANGOTTI
JAY D ANGOTTI JAY ANGOTTI
started on 2016-04-12
CDR: 6508056
DAVID LOVELL
ended on 2016-01-19
CDR: 1122923
JAMES COMFORTI
JIM COMFORTI
ended on 2016-07-01
CDR: 6633111
Frank Maltagliati
ended on 2016-07-22
CDR: 2470440
JOHN OLSON
JOHN E OLSON JOHN OLSON JR JOHN OLSON
ended on 2016-07-01
CDR: 4078805
JEFFREY THOMAS
NONE JEFFREY D THOMAS
started on 2017-10-06
CDR: 6798701
Daniel Neagoy
started on 2017-07-21
CDR: 1709969
KRISTA FITZPATRICK
started on 2017-10-02
CDR: 1381537
LESLIE FOURTON
GENE FOURTON
started on 2017-10-06
CDR: 6797096
Max Thilen
started on 2017-07-07
CDR: 6861741
Eugene Miller
Eugene William Miller
started on 2017-11-09
CDR: 1473270
Julie Holton
Julie Warren Holton JULIE ELAINE WARREN
started on 2017-06-01
CDR: 3060831
CYNTHIA PELOSI
CYNTHIA SUSAN BOBOWSKI Cynthia Susan Schwiebert CINDY WALLACE CYNTHIA SUSAN WALLACE
started on 2017-11-14
CDR: 5641532
Christopher Fox
Chris Fox
ended on 2017-10-26
CDR: 5547270
Matthew Sperrazza
MATHEW JOHN SPERRAZZA MATT SPERRAZZA MATTHEW JOHN SPERRAZZA MATTHEW SPERRAZZA
ended on 2017-11-03
CDR: 4739668
RYAN WYLLYS
RYAN RICHARD WYLLYS
ended on 2017-09-21
CDR: 1637879
Scott Davis
ended on 2017-09-01
CDR: 2231061
STEVEN RAVENNA
STEVE RAVENNA STEVEN G RAVENNA
ended on 2017-11-03
CDR: 6474698
Tyler Kehoe
ended on 2017-09-21
CDR: 6972395
Mark Mennel
started on 2018-06-23
CDR: 2298614
CHRISTOPHER HYLEN
CHRIS HYLEN Christopher Hylen
started on 2018-09-24
CDR: 4702594
DOLORES WHELESS
DOLORES M. FERNANDEZ
started on 2018-02-09
CDR: 1764722
MARK SWEETLAND
ended on 2018-07-25
CDR: 5809273
KEVIN GRAY
KEVIN J GRAY
ended on 2018-07-03
CDR: 7079482
ZACHARY NOONAN
started on 2019-03-14
CDR: 6980996
Michelle Ardila
started on 2019-06-08
CDR: 3217042
GEORGE WRIGHTNOUR
BAY WRIGHTNOUR JR. GEORGE B WRIGHTNOUR JR GEORGE BROOKS WRIGHTNOUR JR George Brooks Wrightnour
started on 2019-09-16
CDR: 2161621
JAMES WATSON
GIB WATSON
started on 2019-10-14
CDR: 4078805
JEFFREY THOMAS
NONE JEFFREY D THOMAS
ended on 2019-04-22
CDR: 1381537
LESLIE FOURTON
GENE FOURTON
ended on 2019-01-04
CDR: 4560997
Mason Billock
MASON A BILLOCK MASON AARON BILLOCK
ended on 2019-03-26
CDR: 1074110
JOHN DOLAN
JOHN FREDRICK DOLAN
ended on 2019-10-04
CDR: 3060831
CYNTHIA PELOSI
CYNTHIA SUSAN BOBOWSKI Cynthia Susan Schwiebert CINDY WALLACE CYNTHIA SUSAN WALLACE
ended on 2019-10-04
CDR: 5099981
STEPHEN BOGOSIAN
STEPHEN BOGOSIAN Steve Thomas Bogosian
started on 2020-12-18
CDR: 7292275
Walter Stepanek
started on 2020-09-01
CDR: 6797096
Max Thilen
ended on 2020-11-11
CDR: 6276853
CHRISTOPHER GILMAN
ended on 2020-01-10
CDR: 3217042
GEORGE WRIGHTNOUR
BAY WRIGHTNOUR JR. GEORGE B WRIGHTNOUR JR GEORGE BROOKS WRIGHTNOUR JR George Brooks Wrightnour
ended on 2020-09-02
CDR: 4078805
JEFFREY THOMAS
NONE JEFFREY D THOMAS
started on 2021-02-12
CDR: 7341305
Cameron Flann
started on 2021-03-15
CDR: 6980996
Michelle Ardila
ended on 2021-01-04
CDR: 6972395
Mark Mennel
ended on 2021-03-22
CDR: 2298614
CHRISTOPHER HYLEN
CHRIS HYLEN Christopher Hylen
ended on 2021-02-12
CDR: 5302908
ROBERT ARMSTRONG
ended on 2021-01-04



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