Company Name:
SWAN SECURITIES INC.
CRD Number:
14129
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1985
1986
1987
1988
1989
CDR: 871892
BRIAN COHN
started on 1985-12-20
CDR: 1005222
KENNETH STEBEN
KENNETH EDWARDS STEBEN
started on 1985-09-23
CDR: 1375157
MICHAEL BURNS
started on 1986-05-20
CDR: 732323
MICHAEL SHONE
started on 1986-09-08
CDR: 1537105
GERALD GREEN
GERALD J GREEN JERRY GREEN
started on 1986-11-12
CDR: 1005222
KENNETH STEBEN
KENNETH EDWARDS STEBEN
ended on 1986-07-08
CDR: 731085
PAUL WILLIAMS
started on 1987-09-08
CDR: 1393374
PETER MCCLELLAN
started on 1988-11-02
CDR: 1012261
DEWEY CRAIG
started on 1988-11-02
CDR: 836453
DONALD KUNNECKE
PAT KUNNECKE
started on 1988-11-02
CDR: 1269736
THOMAS SHANKLIN
TOM SHANKLIN
started on 1988-03-17
CDR: 450574
CHARLES TURNER
C THOMAS TURNER C TOM TURNER CHARLES T TURNER TOM TURNER
started on 1988-11-02
CDR: 841386
TERRY NORRIS
started on 1988-11-02
CDR: 1175050
WILLIAM WOODSON
started on 1988-11-02
CDR: 702180
LAWRENCE RADCLIFFE
JIM RADCLIFFE LAWRENCE JAMES RADCLIFFE
started on 1988-01-15
CDR: 1055355
PETER DAWSON
started on 1988-11-02
CDR: 210736
CYRUS FOLLMER
CY FOLLMER
started on 1988-11-02
CDR: 1676850
JOHN PRATHER
started on 1988-11-02
CDR: 1746329
WILLIAM BILLINGSLEY
BILL BILLINGSLEY
started on 1988-11-02
CDR: 847371
EDWARD FADER
EDWARD S J FADER EDWARD SHERWOOD J FADER
started on 1988-11-02
CDR: 1221631
WILLIAM REGENOLD
BILL REGENOLD III BILL REGENOLD WILLIAM SHANNON REGINOLD III
started on 1988-11-02
CDR: 1017416
TIMOTHY CHAPMAN
started on 1988-11-02
CDR: 1244657
ALAN HALLMAN
started on 1988-11-02
CDR: 1449921
NANCY KNOUS
started on 1988-11-02
CDR: 402218
THOMAS RODES
TOM RODES
started on 1988-09-28
CDR: 1012261
DEWEY CRAIG
ended on 1988-11-25
CDR: 1375157
MICHAEL BURNS
ended on 1988-10-03
CDR: 836453
DONALD KUNNECKE
PAT KUNNECKE
ended on 1988-11-22
CDR: 1269736
THOMAS SHANKLIN
TOM SHANKLIN
ended on 1988-12-10
CDR: 1175050
WILLIAM WOODSON
ended on 1988-11-22
CDR: 702180
LAWRENCE RADCLIFFE
JIM RADCLIFFE LAWRENCE JAMES RADCLIFFE
ended on 1988-03-02
CDR: 731085
PAUL WILLIAMS
ended on 1988-12-19
CDR: 1055355
PETER DAWSON
ended on 1988-11-25
CDR: 210736
CYRUS FOLLMER
CY FOLLMER
ended on 1988-11-25
CDR: 871892
BRIAN COHN
ended on 1988-08-30
CDR: 732323
MICHAEL SHONE
ended on 1988-12-12
CDR: 1676850
JOHN PRATHER
ended on 1988-11-22
CDR: 1537105
GERALD GREEN
GERALD J GREEN JERRY GREEN
ended on 1988-10-04
CDR: 402218
THOMAS RODES
TOM RODES
ended on 1988-10-20
CDR: 1393374
PETER MCCLELLAN
ended on 1989-12-16
CDR: 450574
CHARLES TURNER
C THOMAS TURNER C TOM TURNER CHARLES T TURNER TOM TURNER
ended on 1989-02-17
CDR: 841386
TERRY NORRIS
ended on 1989-02-17
CDR: 1746329
WILLIAM BILLINGSLEY
BILL BILLINGSLEY
ended on 1989-04-21
CDR: 847371
EDWARD FADER
EDWARD S J FADER EDWARD SHERWOOD J FADER
ended on 1989-04-08
CDR: 1221631
WILLIAM REGENOLD
BILL REGENOLD III BILL REGENOLD WILLIAM SHANNON REGINOLD III
ended on 1989-04-22
CDR: 1017416
TIMOTHY CHAPMAN
ended on 1989-04-19
CDR: 1244657
ALAN HALLMAN
ended on 1989-04-25
CDR: 1449921
NANCY KNOUS
ended on 1989-04-22



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