Company Name:
SWARTWOOD, HESSE INC.
Address:
2ND FLOOR, PO BOX 4557, NEW YORK, NY 10163
CRD Number:
8603
CIK Number:
350713
SEC File Number:
825778
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
CDR: 412775
EDWARD SCHECTER
started on 1981-11-29
CDR: 1007419
DANNY LEVINE
started on 1981-09-25
CDR: 244604
ROBERT HESSE
started on 1981-04-13
CDR: 440890
THEODORE SWARTWOOD
T MARSHALL SWARTWOOD
started on 1981-04-13
CDR: 4603
NICHOLAS ANARI
started on 1981-04-13
CDR: 307904
GEORGE LEVINE
started on 1981-12-09
CDR: 865368
BRUNO LAROCCA
started on 1982-10-25
CDR: 404594
ROBERT ROSENFELD
started on 1983-03-17
CDR: 476857
NORMAN ZINKER
started on 1983-01-31
CDR: 307904
GEORGE LEVINE
ended on 1983-01-18
CDR: 1246604
CAROL WERNER
CAROL SUE WALFORD
started on 1984-09-25
CDR: 456979
DONALD WALFORD
DON WALFORD
started on 1984-08-29
CDR: 1111889
JACLYN RAMALEY
JACKIE RAMALEY JACLYN RAMALEY SHIGETA JACLYN RAMALEY WALKER
started on 1984-08-08
CDR: 4603
NICHOLAS ANARI
ended on 1984-06-11
CDR: 437591
JOHN STORMS
JACK STORMS JOHN ELDON STORMS
started on 1985-07-03
CDR: 1444774
THOMAS SWARTWOOD
THOMAS M SWARTWOOD
started on 1985-12-17
CDR: 1047793
DANIELA PELUSO
DANIELA MARINA PELUSCO
started on 1985-01-21
CDR: 1139864
PATRICK MCDEVITT
started on 1985-07-09
CDR: 1146938
AZIZ MUNIR
ALLEN ROBERTSON ALIAS AZIR MUNIR ALKN ROBERTSON ALLEN ROBERTSON
started on 1985-01-25
CDR: 859762
LYLE PERLMUTTER
LYLE LLOYD PERLMUTTER
started on 1985-01-21
CDR: 211125
STELLA FORD
STELLA J FORD
started on 1985-02-22
CDR: 437244
BRUCE STONE
STONE BRUCE
started on 1985-07-03
CDR: 856404
MICHAEL HSU
MICHAEL K HSU
started on 1985-01-28
CDR: 601698
ANTHONY DIGIOVANNI
ANTHONAY JOSEPH DIGIOVANNI TONY DIGIVANNI
started on 1985-01-10
CDR: 724725
FREDERICK KELLER
started on 1985-01-21
CDR: 61196
JOSEPH DASTI
JOSEPH GUY DASTI
started on 1985-01-18
CDR: 1330416
OWEN ROSENBLUM
started on 1985-02-19
CDR: 304406
RONALD LAZAR
started on 1985-01-21
CDR: 1031959
MARGARET MARY AIELLO
MARGARET MARY AIELLO MARGARET MARY RIDARICK AIELLO MARGARETMARY AIELLO
started on 1985-06-21
CDR: 475869
JOSEPH ZAPPALA
started on 1985-03-18
CDR: 1047793
DANIELA PELUSO
DANIELA MARINA PELUSCO
ended on 1985-09-04
CDR: 1146938
AZIZ MUNIR
ALLEN ROBERTSON ALIAS AZIR MUNIR ALKN ROBERTSON ALLEN ROBERTSON
ended on 1985-09-16
CDR: 1007419
DANNY LEVINE
ended on 1985-07-15
CDR: 865368
BRUNO LAROCCA
ended on 1985-02-15
CDR: 856404
MICHAEL HSU
MICHAEL K HSU
ended on 1985-09-04
CDR: 404594
ROBERT ROSENFELD
ended on 1985-03-29
CDR: 476857
NORMAN ZINKER
ended on 1985-01-24
CDR: 724725
FREDERICK KELLER
ended on 1985-09-24
CDR: 304406
RONALD LAZAR
ended on 1985-09-04
CDR: 1111889
JACLYN RAMALEY
JACKIE RAMALEY JACLYN RAMALEY SHIGETA JACLYN RAMALEY WALKER
ended on 1985-06-04
CDR: 351953
DANIEL OLECKNA
started on 1986-01-24
CDR: 403145
MARTIN ROKEACH
started on 1986-05-20
CDR: 211125
STELLA FORD
STELLA J FORD
ended on 1986-11-28
CDR: 601698
ANTHONY DIGIOVANNI
ANTHONAY JOSEPH DIGIOVANNI TONY DIGIVANNI
ended on 1986-11-26
CDR: 61196
JOSEPH DASTI
JOSEPH GUY DASTI
ended on 1986-11-26
CDR: 1330416
OWEN ROSENBLUM
ended on 1986-11-26
CDR: 475869
JOSEPH ZAPPALA
ended on 1986-11-26
CDR: 456979
DONALD WALFORD
DON WALFORD
ended on 1986-02-24
CDR: 1447083
MICHAEL MCGAHAN
MICHAEL MCGAHAN
started on 1987-04-01
CDR: 1339189
SAMUEL GALANTZ
started on 1987-01-13
CDR: 1768553
BYRON ROTH
started on 1987-11-25
CDR: 1361610
DIANA BRYAN
DIANA BAILLIE DIANA LEE MANGRAVETE DIANA LEE MANGRAVETEBRYAN DIANA LEE MANGRAVETTE
started on 1987-09-15
CDR: 1369288
STEVEN HANNA
STEVEN B HANNA STEVEN BADRI HANNA STEVEN HANNA
started on 1987-04-01
CDR: 1510142
STUART DANIELS
started on 1987-02-03
CDR: 1547249
THOMAS WAGNER
started on 1987-02-26
CDR: 1447083
MICHAEL MCGAHAN
MICHAEL MCGAHAN
ended on 1987-07-09
CDR: 1339189
SAMUEL GALANTZ
ended on 1987-07-09
CDR: 437244
BRUCE STONE
STONE BRUCE
ended on 1987-07-25
CDR: 1361610
DIANA BRYAN
DIANA BAILLIE DIANA LEE MANGRAVETE DIANA LEE MANGRAVETEBRYAN DIANA LEE MANGRAVETTE
ended on 1987-12-17
CDR: 1369288
STEVEN HANNA
STEVEN B HANNA STEVEN BADRI HANNA STEVEN HANNA
ended on 1987-07-09
CDR: 1547249
THOMAS WAGNER
ended on 1987-11-16
CDR: 351953
DANIEL OLECKNA
ended on 1988-09-27
CDR: 437591
JOHN STORMS
JACK STORMS JOHN ELDON STORMS
ended on 1988-03-22
CDR: 1139864
PATRICK MCDEVITT
ended on 1988-03-22
CDR: 1246604
CAROL WERNER
CAROL SUE WALFORD
ended on 1988-12-20
CDR: 403145
MARTIN ROKEACH
ended on 1988-01-07
CDR: 1031959
MARGARET MARY AIELLO
MARGARET MARY AIELLO MARGARET MARY RIDARICK AIELLO MARGARETMARY AIELLO
ended on 1988-03-22
CDR: 1743017
ANDREW LIEB
started on 1989-09-25
CDR: 9214
ALBERT AYALA
started on 1989-09-25
CDR: 856404
MICHAEL HSU
MICHAEL K HSU
started on 1989-04-03
CDR: 701281
THOMAS BURKE
THOMAS JOSEPH BURKE JR
started on 1990-09-11
CDR: 24213
WILLIAM BLUME
started on 1990-11-09
CDR: 1139864
PATRICK MCDEVITT
started on 1990-09-11
CDR: 1768553
BYRON ROTH
ended on 1990-12-31
CDR: 701281
THOMAS BURKE
THOMAS JOSEPH BURKE JR
ended on 1990-12-31
CDR: 859762
LYLE PERLMUTTER
LYLE LLOYD PERLMUTTER
ended on 1990-12-31
CDR: 412775
EDWARD SCHECTER
ended on 1990-12-18
CDR: 24213
WILLIAM BLUME
ended on 1990-12-31
CDR: 244604
ROBERT HESSE
ended on 1990-12-31
CDR: 1743017
ANDREW LIEB
ended on 1990-12-31
CDR: 9214
ALBERT AYALA
ended on 1990-12-31
CDR: 1139864
PATRICK MCDEVITT
ended on 1990-12-31
CDR: 856404
MICHAEL HSU
MICHAEL K HSU
ended on 1990-12-18
CDR: 1510142
STUART DANIELS
ended on 1990-12-31
CDR: 1145002
MICHAEL BROD
started on 1997-07-17
CDR: 1145002
MICHAEL BROD
ended on 1999-03-16
CDR: 2231257
THEODORE SWARTWOOD
TED SWARTWOOD
started on 2003-03-19
CDR: 2231257
THEODORE SWARTWOOD
TED SWARTWOOD
ended on 2009-08-18
CDR: 2374751
MICHAEL KEARNS
started on 2011-12-23
CDR: 2317021
JAMES CONLIN
started on 2012-04-21
CDR: 2374751
MICHAEL KEARNS
ended on 2012-07-03
CDR: 2317021
JAMES CONLIN
ended on 2013-05-06
CDR: 2231257
THEODORE SWARTWOOD
TED SWARTWOOD
started on 2014-09-22
CDR: 1194506
ROBERT MORRIS
ROBERT F MORRIS Robert Morris
started on 2015-07-03
CDR: 5709464
SETH MOSKOWITZ
started on 2016-10-19
CDR: 3124281
Troy Carlson
started on 2016-08-15
CDR: 1909862
LAUREN SMITH
started on 2016-08-02
CDR: 1444774
THOMAS SWARTWOOD
THOMAS M SWARTWOOD
ended on 2016-06-02
CDR: 2231257
THEODORE SWARTWOOD
TED SWARTWOOD
ended on 2016-02-23
CDR: 1194506
ROBERT MORRIS
ROBERT F MORRIS Robert Morris
ended on 2016-06-22
CDR: 1738412
ROBERT GILMAN
started on 2017-08-04
CDR: 2283064
IRA GREENSPAN
started on 2017-01-03
CDR: 3124281
Troy Carlson
ended on 2017-02-21
CDR: 2283064
IRA GREENSPAN
ended on 2017-07-07
CDR: 1935747
Charlene Wilson
started on 2018-07-10
CDR: 1738412
ROBERT GILMAN
ended on 2018-05-10
CDR: 440890
THEODORE SWARTWOOD
T MARSHALL SWARTWOOD
ended on 2018-07-13
CDR: 1909862
LAUREN SMITH
ended on 2018-03-01



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