Company Name:
SWBC INVESTMENT ADVISORY SERVICES LLC
Address:
STE 155, 900 SOUTH CAPITAL OF TEXAS, AUSTIN TX 78746
CRD Number:
156155
SEC Number:
801-72669
Financial Regulator:
SEC/ FINRA
Website:
https://www.swbc.com/retirement-plan-services
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2309603
JACOB PALMER
JAKE PALMER
started on 2011-09-01
CDR: 4698464
CYNTHIA CASTELLI
CINDY ANN CASTELLI CINDY CASTELLI CYNTHIA CICCHIRILLO
started on 2011-09-09
CDR: 719122
RICHARD ALLISON
started on 2011-09-01
CDR: 5287037
LISA KEYS
started on 2011-09-09
CDR: 2706097
JOHN ATWILL
JOHN P ATWILL JOHN ATWILL
started on 2011-09-09
CDR: 1199048
RICHARD SIMPSON
RICK SIMPSON
started on 2011-09-09
CDR: 2312346
KERRY BANDOW
KERRY D BANDOW
started on 2012-07-19
CDR: 5948209
LAUREN YELVERTON
started on 2012-06-04
CDR: 4490085
BRIAN AYLIEFF
started on 2012-12-21
CDR: 4698464
CYNTHIA CASTELLI
CINDY ANN CASTELLI CINDY CASTELLI CYNTHIA CICCHIRILLO
ended on 2012-01-11
CDR: 5948209
LAUREN YELVERTON
ended on 2012-08-10
CDR: 5287037
LISA KEYS
ended on 2012-04-26
CDR: 4023055
SARA MATLOCK
SARA R BELL SARA REEDER BELL SARA REEDER BELL SARA MARJORIE REEDER
started on 2013-01-04
CDR: 2312346
KERRY BANDOW
KERRY D BANDOW
ended on 2015-11-20
CDR: 1199048
RICHARD SIMPSON
RICK SIMPSON
ended on 2017-06-22
CDR: 6002688
Nicholas Irwin
NIC IRWIN NICHOLAS IRWIN
started on 2018-04-11
CDR: 4369074
Dawn van Dyck
DAWN MARIE MACKAY DAWN MARIE VAN DYCK
started on 2019-10-15
CDR: 2309603
JACOB PALMER
JAKE PALMER
ended on 2019-08-01
CDR: 6846193
Daniel Ryan
DANIEL RYAN Daniel T Ryan Daniel Timothy Ryan
started on 2021-03-19
CDR: 4369074
Dawn van Dyck
DAWN MARIE MACKAY DAWN MARIE VAN DYCK
ended on 2021-02-02
CDR: 6002688
Nicholas Irwin
NIC IRWIN NICHOLAS IRWIN
ended on 2021-03-03
CDR: 2706097
JOHN ATWILL
JOHN P ATWILL JOHN ATWILL
ended on 2021-03-03



Copyright 2022 EmployProof.org All rights reserved.
Court Diary